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Personnel Handbook 2008 and Revised Policies Apr 201650075301.2 CITY OF SCHERTZ PERSONNEL HANDBOOK May 2008 TABLE OF CONTENTS Page 50075301.2 -i- SECTION I INTRODUCTION 1.1 The City’s Vision.............................................................................................................I-1 1.2 The City’s Mission*.........................................................................................................I-1 1.3 The City’s Values*..........................................................................................................I-1 1.4 The City’s Human Resources..........................................................................................I-1 1.5 The City’s Administration...............................................................................................I-2 1.5.1 Creation of Positions............................................................................................I-2 1.5.2 Role of City Manager...........................................................................................I-2 1.5.3 Department Heads................................................................................................I-2 SECTION II GENERAL POLICIES 2.1 Employment...................................................................................................................II-1 2.1.1 Employment Notice...........................................................................................II-1 2.1.2 Employment Application...................................................................................II-1 2.1.3 Selection of Applicants......................................................................................II-1 2.1.4 Nepotism; Personal Relationships.....................................................................II-2 2.1.5 Medical Examination.........................................................................................II-3 2.1.6 Age Requirements..............................................................................................II-3 2.1.7 Types of Positions..............................................................................................II-4 2.1.8 Residency...........................................................................................................II-4 2.2 Working Hours, Meal Breaks and Rest Breaks.............................................................II-4 2.2.1 Working Hours...................................................................................................II-4 2.2.2 Lunch Breaks.....................................................................................................II-4 2.2.3 Rest Breaks........................................................................................................II-4 2.3 Employee Conduct.........................................................................................................II-4 2.3.1 General Conduct................................................................................................II-4 2.3.2 Punctuality.........................................................................................................II-5 2.3.3 Attendance.........................................................................................................II-5 2.3.4 Gifts....................................................................................................................II-5 2.3.5 Dress and Personal Appearance.........................................................................II-5 2.3.6 Electronic Communications and Computer Usage............................................II-6 TABLE OF CONTENTS (continued) Page 50075301.2 -ii- 2.3.6.1. Telephone and Voice Mail.........................................................II-6 2.3.6.2. Computer Use Policy.................................................................II-6 2.3.6.2.1 Overview........................................................................II-6 2.3.6.2.2 Statement of Purpose.....................................................II-7 2.3.6.2.3 Required Actions...........................................................II-7 2.3.6.2.4 Policy Violations............................................................II-7 2.3.6.2.5 Licensed Software..........................................................II-7 2.3.6.2.6 Computer Hardware and Accessories............................II-8 2.3.6.2.7 Computer Virus Controls...............................................II-8 2.3.6.2.8 Passwords.......................................................................II-9 2.3.6.2.9 File Backup....................................................................II-9 2.3.6.2.10 Use of Electronic Mail...................................................II-9 2.3.6.2.10.1. General Use..................................................II-9 2.3.6.2.10.2. Prohibited Use............................................II-10 2.3.6.2.10.3. Personal Use...............................................II-10 2.3.6.2.11 Confidential Information.............................................II-10 2.3.6.2.12 Copyright Infringement...............................................II-12 2.3.6.2.13 Email Message to Legal Counsel.................................II-12 2.3.6.2.14 Email Record Retention Policy....................................II-12 2.3.6.2.14.1. Email Records to be Retained....................II-12 2.3.6.2.14.2. Materials That are Not Records.................II-13 2.3.6.2.14.3. Saving and Indexing Email Records..........II-13 2.3.6.2.14.4. Departments NOT on the City Network....II-14 2.3.6.2.14.5. Requests for Public Disclosure of Email Records......................................................II-14 2.3.6.2.15 Use of the Internet........................................................II-14 2.3.6.2.15.1. General Use................................................II-14 2.3.6.2.15.2. Prohibited Use............................................II-15 2.3.6.2.15.3. Personal Use...............................................II-15 2.3.6.2.16 Policy Definitions........................................................II-16 2.3.7 Workplace Monitoring.....................................................................................II-17 TABLE OF CONTENTS (continued) Page 50075301.2 -iii- 2.3.8 Workplace Security..........................................................................................II-17 2.3.8.1. Building Security.....................................................................II-17 2.3.8.1.1 Visitors.........................................................................II-17 2.3.8.2. Employee Identification Badges..............................................II-18 2.3.9 Outside Employment and Conflict of Interest.................................................II-18 2.3.10 Abandoned Property......................................................................................II-19 2.3.11 Smoking and Tobacco Products.....................................................................II-19 2.3.12 Political Activity............................................................................................II-19 2.3.13 Interaction with City Council.........................................................................II-19 2.3.14 Photographs....................................................................................................II-20 2.3.15 Departmental Policies....................................................................................II-20 2.4 Substance Abuse..........................................................................................................II-20 2.4.1 General Policy..................................................................................................II-20 2.4.2 Responsibilities of City Manager.....................................................................II-21 2.4.3 Responsibilities of Supervisors........................................................................II-22 2.4.4 Responsibilities of Individual Employees.......................................................II-22 2.4.5 Procedures when a Reasonable Suspicion Exists............................................II-22 2.4.6 Procedures when an Employee Voluntarily seeks Assistance because of Substance Abuse..............................................................................................II-22 2.4.7 Confidentiality.................................................................................................II-22 2.4.8 Preclusion.........................................................................................................II-23 2.5 Firearms and Weapons.................................................................................................II-23 2.6 Vehicle and Equipment Usage.....................................................................................II-23 2.7 Safety...........................................................................................................................II-24 SECTION III TRAINING AND DEVELOPMENT 3.1 Job Orientation..............................................................................................................III-1 3.2 Job Training..................................................................................................................III-1 3.3 Probationary Period......................................................................................................III-1 3.4 Travel, Training, and Conference Procedures..............................................................III-2 3.4.1 Travel Advances...............................................................................................III-2 3.4.2 Per Diem Allowance.........................................................................................III-2 TABLE OF CONTENTS (continued) Page 50075301.2 -iv- 3.4.3 Air Travel..........................................................................................................III-2 3.4.4 City Vehicles.....................................................................................................III-3 3.4.5 Personal Vehicles..............................................................................................III-3 3.4.6 Official Long Distance Calls............................................................................III-3 3.4.7 Registration Fees...............................................................................................III-3 3.4.8 Car Rental.........................................................................................................III-3 3.4.9 Accompaniment by Spouses.............................................................................III-3 3.4.10 Procedures for Reimbursement.........................................................................III-4 3.4.11 Tuition Reimbursement....................................................................................III-4 SECTION IV COMPENSATION AND BENEFITS 4.1 Pay Procedures..............................................................................................................IV-1 4.1.1 Determining Salaries.........................................................................................IV-1 4.1.2 Pay Policy.........................................................................................................IV-1 4.1.3 Compensation Plan...........................................................................................IV-1 4.1.4 Deductions from Pay.........................................................................................IV-1 4.1.5 Overtime Pay....................................................................................................IV-2 4.1.6 Compensatory Time-off....................................................................................IV-2 4.1.7 Stand-By Pay....................................................................................................IV-2 4.2 Employee Benefits........................................................................................................IV-2 4.2.1 Retirement Income Plan....................................................................................IV-2 4.2.2 Life Insurance, Long-Term Disability, and Health Coverage..........................IV-3 4.2.3 Workers’ Compensation...................................................................................IV-3 4.2.4 Uniforms...........................................................................................................IV-3 4.2.5 Employee Assistance Program.........................................................................IV-3 4.3 Holidays, Vacations, and Leaves..................................................................................IV-3 4.3.1 Holidays............................................................................................................IV-3 4.3.2 Annual Vacation Leave.....................................................................................IV-4 4.3.3 Sick Leave.........................................................................................................IV-6 4.3.4 Family and Medical Leave................................................................................IV-7 4.3.4.1. Eligibility..................................................................................IV-7 TABLE OF CONTENTS (continued) Page 50075301.2 -v- 4.3.4.2. Definition of Family Obligations..............................................IV-7 4.3.4.3. Definition of Family Obligations for Military Care.................IV-7 4.3.4.4. Serious Health Condition..........................................................IV-8 4.3.4.5. Duration of FMLA Leave.........................................................IV-9 4.3.4.6. Intermittent FMLA Leave.........................................................IV-9 4.3.4.7. Benefits While on FMLA Leave...............................................IV-9 4.3.4.8. Return to Work.......................................................................IV-10 .........................................................................................................................IV-10 4.3.5 On-the-Job Injury Leave/Pay..........................................................................IV-10 4.3.6 Light Duty.......................................................................................................IV-12 .........................................................................................................................IV-13 4.3.7 Bereavement Leave.........................................................................................IV-13 4.3.8 Jury Duty.........................................................................................................IV-13 4.3.9 Military Leave.................................................................................................IV-14 4.3.10 Recording Leave.............................................................................................IV-14 4.3.11 Maximum Leave of Absence; Concurrent Leave...........................................IV-14 SECTION V EMPLOYEE/LABOR RELATIONS 5.1 Prohibition Against Discrimination...............................................................................V-1 5.2 Prohibition Against Harassment....................................................................................V-1 5.3 Disagreement Procedures...............................................................................................V-2 5.4 Employee Evaluations...................................................................................................V-2 5.5 Promotions.....................................................................................................................V-2 5.6 Transfers........................................................................................................................V-3 5.7 Disciplinary Action and Appeal.....................................................................................V-4 5.7.1 Types of Disciplinary Action.............................................................................V-4 5.7.2 Appeal................................................................................................................V-4 5.8 Personnel Records..........................................................................................................V-5 5.9 At-Will Employment.....................................................................................................V-5 SECTION VI END OF EMPLOYMENT 6.1 Resignation...................................................................................................................VI-1 TABLE OF CONTENTS (continued) Page 50075301.2 -vi- 6.2 Layoff............................................................................................................................VI-1 6.3 Administrative Termination..........................................................................................VI-1 6.4 Employment Abandonment..........................................................................................VI-1 6.5 Dismissal/Discharge.....................................................................................................VI-1 6.6 Return of City Property.................................................................................................VI-1 Employee Statement of Personal Computer Use Policy Employee Internet Access Request Employee Acknowledgement (for receipt of Personnel Handbook) The contents of this handbook are presented as a matter of information only and do not constitute a contract. Each employee is engaged by the City for an indefinite period, and there are no guarantees, expressed or implied, as to the length of time for which the City will continue any person’s employment. Accordingly, employment may be terminated at any time at the will of the City or the employee. No one other than the City Council has any authority to alter this at- will relationship, whether through oral or written statements, promises, or otherwise. To be binding on the City, any agreement or promise that contradicts or alters the at-will nature of employment with the City must be in writing, approved by the City Council, and signed by the City Manager. 50075301.2 This handbook has been prepared as an introduction to the City for new employees and as a reference guide for all employees. It is intended to acquaint employees with many of the policies, rules, compensation arrangements, and benefits which apply to all employees of the City. Please note that some City Departments have additional rules, policies, and procedures, and each employee should discuss those matters with his or her supervisor. Please read this handbook carefully and keep it handy for future reference. One of each employee’s first responsibilities is to be familiar with its contents. This handbook is only a summary of City policies, however, so please review it with your supervisor, the Human Resources Department, or the City Manager if you have any questions. There will likely be a need from time to time to change procedures and policies to accommodate changes in the City. Therefore, the following procedures and policies are subject to change without prior notice. The City Manager’s office will endeavor to keep all employees up to date as procedures and policies change. The policies presented in this handbook apply to all City employee positions, except as otherwise noted. The policies contained in this handbook do not apply when a conflict exists between the policies and State and Federal laws. In addition, certain employment rights of some City employees, such as the City Secretary and the Municipal Judge, are governed by the City Charter, and, when a conflict exists between the policies in this handbook and the City Charter, the applicable terms of the City Charter govern those employment relationships. Finally, the policies in this handbook do not apply to volunteer members of City boards and commissions, except when specifically referred to. This handbook is a cooperative effort by the City Manager and the City staff, and it has been approved by the City Council. 50075301.2 I-1 SECTION I INTRODUCTION 1.1 The City’s Vision* “We, the residents of Schertz, seek to establish our community as one which is founded upon a core group of values and faith in our ability to achieve our goals. We envision a Schertz that is recognizable for its character, its places, its rich history, its people, and its possibilities. We envision a community that responsibly manages its resources by growing wisely, with an eye on continued quality of life. Our Schertz will be one which is proficient in green spaces and public facilities, accessible by walking or by car, neighborly, safe, and a place where residents can live, work, shop, and play. We envision a community that looks to its past in pride and its future with anticipated vision and drive. Ours is a vision for future generations of Schertz residents. We are a community that dares to dream and dares to succeed.” 1.2 The City’s Mission* To provide courteous, responsive, and efficient services in the areas of public safety, public works, information, recreation, administration, and planning, achieved through the joint efforts of the City’s residents and its elected and appointed officials and employees. 1.3 The City’s Values* The City achieves its vision and mission by promoting the following values for its employees and customers: • Encouraging safety for all in a healthy and safe environment • Supporting continuity from the past to the future • Honoring our environment by treasuring and preserving it • Promoting excellence through a strong economic base and quality public services to enhance our citizens’ quality of life • Delivering the highest level of services and public facilities • Working together to fulfill aspirations while managing challenges • Promoting zest for life and fostering pride, spirit, and participation 1.4 The City’s Human Resources The City’s success as an organization depends in large part on its human resources—City officials, administrators, and employees. Because of the importance of people to the City’s * Source: The City of Schertz Comprehensive Land Plan. 50075301.2 I-2 success, City officials and administrators are focused on the development and maintenance of an informed, well trained, enthusiastic, and efficient employee base. 1.5 The City’s Administration 1.5.1 Creation of Positions Other than those positions established by State law or the City Charter, all positions in the City are created by the City Council. 1.5.2 Role of City Manager Except for tasks reserved to the City Council by law (including the City Charter) and to certain other City officials whose responsibilities are set forth in the City Charter, the City Manager is responsible for the conduct and administration of the City’s business. Among other matters, the City Manager has the basic responsibility for the City’s personnel program. Specifically, the City Manager • is responsible for effective personnel administration; • appoints and disciplines City employees consistent with this handbook, City ordinances, the City Charter, and State and Federal law and at his or her discretion authorizes the head of any City Department to appoint and remove employees from such Departments; • works with Department heads and supervisors to develop and promote employee training programs; and • performs all other appropriate duties and exercises all other appropriate powers in personnel administration. 1.5.3 Department Heads Department heads, under the jurisdiction of the City Manager, are responsible for conducting the business of their Departments. They are expected to set an example of ethical and moral conduct. Subject to the City Manager’s supervision, they are also responsible for enforcing the rules and regulations contained in this handbook, assisting employees in interpreting policies in cases where clarification is needed, and providing assistance and advice to employees to maintain consistent compliance with these rules and regulations. END OF PART I 50075301.2 II-1 SECTION II GENERAL POLICIES 2.1 Employment 2.1.1 Employment Notice When a job opening is anticipated, the head of the Department with the job opening notifies the City Manager. Prior to public advertisement of the job opening, a job opening notice is distributed by the City Manager to all Department heads for posting on Departmental bulletin boards. Public notice of the job opening may be given concurrently with the Departmental notices, or it may be given if no applications are received from City staff or their associated reserves. When the City Manager determines that an opening must be filled immediately, emergency placement may be made by the City Manager. 2.1.2 Employment Application All applicants for City employment, including in some cases transfers at the request of the employee, are required to fill out job application forms. Applications must be filled out in full and signed. The accuracy of the information contained in the application form is certified by the applicant’s signature. Falsification of any information contained in an employment application is grounds for rejection of the applicant and/or termination of employment. All applications for employment are kept in the City’s central personnel file. 2.1.3 Selection of Applicants For all positions (except the Police Department, Fire Department, and Emergency Services Department, which have their own hiring procedures), after a position has been advertised the required length of time and the final date for accepting applications has expired, either the City Human Resources Department or, in some cases, the Department head will initially review and screen the applications, verifying experience, references, and/or any other information that may be required to identify the more qualified applicants. If the Human Resources Department does this review, it will then submit the top applicants to the Department head for interviews and final selection. The Department head will make a final, non-binding recommendation of employment to the City Manager. In all cases, the City Manager is the final authority for all hires. At any time, the City Manager may direct a hiring panel to review applications for any position. This may or may not be at the request of the Department head. Panels will consist of at least three persons appointed by the City Manager’s Office. If the position being considered is a non-supervisory position, panel members must be in a supervisory position or higher. If the position being considered is a Director or Department head, the panel will consist of the City Manager and both Assistant City Managers. The City Manager may appoint elected officials to sit on panels for Director or Department head positions. In all cases, the panel makes a non- binding recommendation to the hiring authority who then submits a final non-binding selection to the City Manager. 50075301.2 II-2 If a panel member is pulled from the panel due to unforeseen circumstances prior to the day of the interview, the interviews may be rescheduled to allow for full panel participation. If on the day of the interview, a panel member is pulled away for unforeseen circumstances, the interviews will continue with the remaining panel. When current employees are considered for a position, copies of the last three performance evaluations will be included in the application package sent to the Department head. If a panel is formed, the Human Resources staff will prepare an interview package for each panel member consisting of the application and the last three performance evaluations. Unless expressly waived by the City Manager (this may not be delegated to an assistant City Manager), employees with a rating of “1” on any area of the most recent performance evaluations are ineligible for consideration. Factors on which individuals may be selected for City employment include, but are not limited to, training, experience, and education as reflected on the application form. If the Department head believes that a test is necessary to measure an applicant’s ability to perform a job, an ability test, a written test, or both, may be required. Any test given will be designed to measure the applicant’s ability to perform the job being applied for. The Department head determines the applicant’s ability to carry out the physical functions of the position. A driver’s license check is required for those applicants who will be expected to operate vehicles or road machinery. The City may reject any application if the applicant • does not meet the minimum requirements established for the position; • is unable to perform the duties of the job with or without reasonable accommodation; • has included false information in the application; • is addicted to the use of drugs or to the habitual use of intoxicating liquor to excess; • has exercised or attempted to exercise political pressure or bribery to secure an advantage in selection; or • has omitted required information or failed to submit the application correctly or within the prescribed time limit. The City is an equal opportunity employer and seeks to maintain a diverse work force. 2.1.4 Nepotism; Personal Relationships No person related within the second degree by affinity, or within the third degree by consanguinity to any elected officer of the City or to the City Manager, may hold any office or position with the City. This prohibition does not apply to officers or employees who have been continuously employed by the City for at least two (2) years prior to the election or appointment of the officer related in the prohibited degree. 50075301.2 II-3 Members of an employee’s family* will be considered for employment or transfer on the basis of their qualifications. Family members may not be hired or transferred within the City if employment or transfer would • create a supervisor/subordinate relationship with a family member; • result in two (2) immediate family members employed in the same Department; • have the potential for creating an adverse impact on work performance; or • create either an actual conflict of interest or the appearance of a conflict of interest. This policy shall also be applicable when promoting an employee. If one of the disqualifying conditions described above should occur with existing employees, attempts will be made to find a suitable position within the City to which one of the employees will transfer. If accommodations of this nature are not feasible, the affected employees will be consulted to determine which of them will resign or request a transfer. However, the ultimate determination as to which employee must end employment or request a transfer shall be made in the sole discretion of the City. Situations which are impermissible under this policy but which existed prior to September 15, 1997 are exempt from this policy. Employees are encouraged to use discretion if they are involved in a personal relationship with another employee. If such a relationship occurs and, in the opinion of either employee’s Department head or the City Manager, the relationship creates operational or morale problems, either or both employees may be reassigned to another position in the Department or to another Department if such reassignment is determined by the Department head or the City Manager to be in the best interests of the City. 2.1.5 Medical Examination After a conditional job offer has been made and prior to commencing employment, prospective employees may be required to undergo a physical examination to determine the prospective employee’s ability to perform the duties of the position applied for. The cost of such examination is paid by the City. 2.1.6 Age Requirements No person under 18 years of age shall be employed by the City in any regular position. Temporary, short-term positions, such as summer employment, may be offered to persons under the age of 18 years. Otherwise, age restrictions do not exist for any type of employment, unless specifically stated in the job qualifications. * For purposes of this Section, “family” means the employee’s parent, child, spouse, sibling, mother-in-law, father- in-law, sister-in-law, brother-in-law, son-in-law, daughter-in-law, or any other person living in the employee’s household. 50075301.2 II-4 2.1.7 Types of Positions All employees of the City will be designated as either “regular” or “temporary” at the time of employment. Regular positions are positions that are provided for in the annual budget. (See Section 3.3 of this handbook regarding probationary regular employees.) Temporary positions are those part-time or seasonal positions that will be of comparatively short or limited duration. 2.1.8 Residency City Council members and the City Manager are required to live in the City. The City is a wonderful place to live–in large part because of the City’s excellent employees, and we hope that each employee will choose to live in the City. 2.2 Working Hours, Meal Breaks and Rest Breaks 2.2.1 Working Hours The working hours for each City Department are set by the Department head. Most City employees work from 8:00 a.m. to 5:00 p.m., Monday through Friday. Although a normal workweek for many regular employees is forty (40) working hours, this may vary as the demand for public services varies. 2.2.2 Lunch Breaks City employees generally have one hour off for lunch. Department heads will arrange lunch schedules so that his or her Department can provide uninterrupted service to the public. This policy does not apply to shift workers, except at the discretion of the Department head, based on scheduling and the availability of personnel for relief purposes. 2.2.3 Rest Breaks City employees generally have two fifteen-minute rest breaks during the day, one in the middle of the morning and the other in the middle of the afternoon. Employees with varying schedules should adjust their break periods accordingly through consultation with their supervisor. The time that is allotted for rest periods may not be applied to any other time, absence, leave, or time off. In all events, Department heads have the authority to schedule rest periods so that necessary work can be accomplished. This policy does not apply to shift workers except at the discretion of the Department head, based upon scheduling and the availability of personnel for relief purposes. 2.3 Employee Conduct 2.3.1 General Conduct City employees should keep in mind that the taxpayers of the City ultimately are the employers of all City employees. Since many City employees are constantly in the public eye, 50075301.2 II-5 they should always be aware of their conduct. If a City employee treats a citizen in a discourteous manner, this may be grounds for disciplinary action. 2.3.2 Punctuality City employees are expected to be at their jobs during the hours established by their Department head. If the employee must be tardy or absent from duty, he or she must let the Department head or supervisor know as soon as possible and always within the time period required by the employee’s Department. 2.3.3 Attendance City employees must not be absent from their regularly scheduled duties except as approved by their Department head. An employee absent due to reasons beyond his or her control is responsible for contacting his or her supervisor or other designated person as soon as possible. (Individual Departmental policies may have more specific notification requirements if an employee finds that he or she will be absent or late.) Any employee absent from his or her job for three (3) consecutive days without an authorized leave of absence will be considered automatically to have abandoned his or her employment. As regular attendance is an essential job function, an employee who accumulates a poor record of attendance is subject to disciplinary action. 2.3.4 Gifts No City employee may accept a gift from an individual or firm that does or may do business with the City except in deminimus amounts approved by his or her Department head. Employees should exercise good judgment and should never accept a gift that might influence his or her official actions or give the appearance of inappropriate favorable treatment to the persons giving the gift. Violation of this policy is grounds for disciplinary action. 2.3.5 Dress and Personal Appearance City employees are expected to use good judgment and maintain an appropriate appearance that is businesslike, neat, and clean, as determined by the requirements of the employee’s work area and assignment. Dress and appearance should not be offensive to City customers or other employees. Appropriate appearance includes the following: • Apparel – Generally, employees should wear appropriate, clean, pressed business attire. • Hair – Hair should be clean, combed, and neatly trimmed or arranged. This also pertains to sideburns, moustaches, and beards. Shaggy, unkempt hair is not permissible. • Personal Hygiene – Good personal hygiene habits must be maintained. 50075301.2 II-6 2.3.6 Electronic Communications and Computer Usage 2.3.6.1. Telephone and Voice Mail City telephones are to be used for business purposes to serve the interests of our customers and in the course of normal City operations. Answer all calls promptly and courteously. On occasion, personal calls may be necessary, but the City asks employees’ cooperation in limiting them to emergencies or essential personal business and in keeping them brief. Excessive personal calls can subject an employee to disciplinary action. The voice mail system is the property of the City and is in place to further the business interests of the City. Employees shall have no expectation of privacy in any messages left or stored on the City’s voice mail system. Workplace monitoring may be conducted by the City to ensure quality control, employee and customer safety, security, customer satisfaction, and other legitimate business purposes. To further these goals, employees who regularly communicate with customers may have their telephone conversations monitored or recorded. For these same reasons, the City may access the voice mail of any City employee. See paragraph 2.3.7 Workplace Monitoring. 2.3.6.2. Computer Use Policy This City of Schertz Personal Computer Use Policy has been in effect since December 1, 1999 and was revised September 1, 2007. This policy does not supersede any state or federal laws, or any other City policies regarding confidentiality, information dissemination, or standards of conduct. This policy is not a contract and the City reserves the right to make changes to this policy at any time. 2.3.6.2.1 Overview Personal Computers (PCs), desktop applications, email and Internet access are useful research and communication resources that are provided to City employees for uses related to City business. This policy is intended to prevent the misuse of an employee’s personal computer, desktop applications, email, and Internet access, specifically as it pertains to the following unacceptable practices: • Downloading files that contain viruses which may contaminate City information systems and databases. • Accessing objectionable or improper material through the Internet. • Use of work time to access non-work related information or to “surf” the Internet. • Dissemination of passwords and/or access codes to unauthorized persons. • Unauthorized installation of hardware and/or software that may reduce the availability and/or maintainability of an employee’s City-issued personal computer. 50075301.2 II-7 Each individual user is responsible for the appropriate use of these resources as described in this policy. Employees are expected to maintain the same degree of etiquette, responsibility and professionalism in the use of their PC as is expected of them in the course of their normal job functions. Each department is responsible for ensuring that each user is familiar with the contents of this policy. 2.3.6.2.2 Statement of Purpose This policy is intended to ensure that the use of PC’s, desktop applications, email and the Internet among City employees is consistent with City policies, all applicable laws, and the individual user’s job responsibilities, and to establish basic guidelines for the appropriate use of such tools. 2.3.6.2.3 Required Actions Each employee must sign an “Employee Statement of Personal Computer Use Policy” affirming that he or she has received and read a copy of this policy, and that he or she understands, acknowledges, and will abide by its contents. An executed copy of the “Employee Statement of Personal Computer Use Policy” must be on file in the Human Resources Department prior to an employee being granted access to a PC, the City’s network, email, or the Internet. In addition, each employee requiring access to the Internet must complete, sign, and return an Employee Internet Access Request form to his or her Department Director prior to being granted Internet access. Employee Internet access must be approved by the employee’s Department Director and the City Manager. 2.3.6.2.4 Policy Violations Violations of this policy will be reviewed on a case-by-case basis and can result in disciplinary action. Such action may include, but not be limited to, verbal warning, formal reprimand, loss of income associated with damages to City property, and termination. This policy and its content are subject to all state and federal laws and rules that may apply. Violations of this policy or misuse of email and/or Internet, which are of a criminal nature, may be referred for criminal prosecution. 2.3.6.2.5 Licensed Software It is the City’s policy that only fully licensed software purchased and installed by the City shall be used by City employees for City business. Licensed means the City has purchased the number of software licenses required for the number of users, as specified by the manufacturer. • An employee cannot purchase or install any software (including screensavers) on his or her PC. Approved software will be installed on PCs and/or the network by the Information Technology Department. Employees may present their request for any additional software other than what is provided to the Information Technology Department. 50075301.2 II-8 • The City Secretary’s Department will keep on file copies of all licenses, purchase documentation, and any forms that prove the City’s software was properly purchased. • Licensed software is protected by federal copyright law. Under the provisions of copyright law, it is illegal to make a copy of software for any reason, other than as a backup, without the permission of the copyright holder. Civil penalties for organizations and individuals that break the copyright law can be as high as $100,000 for every copyright infringed. Commercial piracy of software is a felony offense with penalties including prison terms of up to five years and fines of up to $250,000 for making 10 or more copies with a value exceeding $2,500. 2.3.6.2.6 Computer Hardware and Accessories It is the City’s policy to protect its employees and PCs, monitors, printers, accessories, cabling, and power supplies from harm, damage, or loss. • Employees are prohibited from tampering with, connecting, adding, installing, disconnecting or removing any hardware or accessories from or to his or her PC. Employees may present their request for any additional hardware other than what is provided to the Information Technology Department. • The purchase of any PC hardware or accessories without prior authorization by the City Manager or his designee is prohibited. • The employees shall be liable for the cost of any damage to or loss of City property brought about by the employee’s failure to adhere to this policy. 2.3.6.2.7 Computer Virus Controls It is the City’s policy to make all reasonable efforts to protect PCs and network systems from possible computer viruses. Virus detection software is purchased by the City as part of each PC’s standard software applications. The virus detection software will be set automatically to scan the PC’s disk drives each time the PC is powered on, or when files are copied to or from the PC. Each employee is responsible for his or her computer files and for insuring that the following precautions are complied with to limit the City’s exposure to damage from computer viruses. • No employee shall disrupt, “turn-off”, or otherwise tamper with the PC virus detection software. • Any employee who identifies a virus on his or her PC or network server shall discontinue all attempts to access the affected file and immediately notify his or her supervisor and the Information Technology Department. • Employees shall make every effort to avoid reading, moving or copying files to or from any electronic media (disk, CD, DVD, flash drive, etc.) that was received from an unknown source. 50075301.2 II-9 2.3.6.2.8 Passwords Employees must consider the safety and security of the City’s computer systems at all times. Employees shall not disclose or share passwords for any City computer or network, with any unauthorized person, nor attempt to obtain or disclose any other user’s password without authorization. Passwords shall be changed at a minimum of twice a year, or when any event places the security of the system in question. Employees may change passwords more often if they wish. 2.3.6.2.9 File Backup It is the City’s policy to make all reasonable efforts to frequently backup its data files in order to protect the files from loss due to catastrophic events, including but not limited to hardware failure. All PC files shall be, by default, stored or saved to network drives. The City will insure that all files stored on network drives are backed up on a regular schedule. Each employee is responsible for insuring that the following precautions are in place to limit the City’s exposure to damage associated with the loss of critical data files. Employees are responsible for backing up all data stored on their PC’s local hard drive. At a minimum, such backups are to be made on a weekly basis. 2.3.6.2.10 Use of Electronic Mail The efficient utilization of electronic mail (email) for communications can improve employee work quality and productivity. Each employee is responsible for ensuring that he or she uses the City’s email system properly and in accordance with this policy. This policy applies to email used conjointly with the Internet, and does not supersede any state or federal laws, or any other City policies regarding confidentiality, information dissemination, or standards of conduct. 2.3.6.2.10.1. General Use • Employees have no right to privacy with regard to email. • Management has the ability and right to view any employee’s email. • Employees should be aware that when sending an email message, it is the property of the City and therefore the taxpayers of the City. Thus, email is subject to the requirements of the Texas Public Information Act and the laws applicable to State records retention. • All email messages sent by employees must contain a signature line identifying the sender. • Employees should be aware that when sending an email message of a personal nature, there is always the danger of the employee’s words being interpreted as official City policy or opinion and should use caution in their wording. 50075301.2 II-10 2.3.6.2.10.2. Prohibited Use • Racist, sexist, threatening, or otherwise objectionable language is strictly prohibited. • Email should not be used for any personal monetary interests or gain. • Employees should not subscribe to mailing lists or mall services strictly for personal use. • Email messages and the transfer of information via the Internet are considered public records and may not be secure. As a general rule, no confidential information shall be transmitted via email. • No employee without specific authorization from the City Manager or his designee shall read, alter, or delete, any other person’s email. This applies regardless of whether the computer’s operating system permits these acts. • No employee shall intercept, eavesdrop, or alter any other employee’s or person’s email message. • No employee shall misrepresent his or her affiliations or job title or responsibilities on an email message. • No employee shall adopt another person’s password or attempt to send email anonymously or by using another person’s password or email address. Employees shall not disclose their Internet password to any other employee without authorization. 2.3.6.2.10.3. Personal Use Generally, email should be used only for legitimate City business; however, brief and occasional email messages of a personal nature may be sent and received if the following conditions are met: • Personal use of email is a privilege, not a right. As such, the privilege may be revoked at any time and for any reason. Abuse of the privilege may result in appropriate disciplinary action. • Personal email should not impede the conduct of City business; only incidental amounts of employee time – times comparable to reasonable coffee breaks during the day – should be used to attend to personal matters. • Personal email should not cause the City to incur a direct cost in addition to the general overhead of email. Consequently, employees, upon receiving personal email, should read it and delete it. No storage or printing of personal email is permitted. 2.3.6.2.11 Confidential Information 50075301.2 II-11 Texas law requires that employees protect the integrity of the City’s confidential information as well as the confidentiality of others. Employees must exercise a greater degree of caution in transmitting confidential information through email systems than with other communications means because of the reduced effort required to redistribute such information. Confidential information should never be transmitted or forwarded to other employees inside the City who do not have a need to know the information. To reduce the chance that confidential information may inadvertently be sent to the wrong person, employees should make sure that all email address lists used are current. The Texas Public Information Act is complex and whether information is confidential may require review by the City Attorney. Information that could be considered confidential includes, but is not limited, to the following: • Information from an individual’s personnel file. • Employee’s social security number, driver’s license number, home address, home telephone number and personal family information. This could apply to anyone. • Employee medical history or claims information. • Photographs of public safety officers. • Information relating to litigation or administrative hearings of a criminal nature. • Information that would give a competitive advantage to one competitor or bidder over another. • Information, i.e. location or price, regarding the City’s intent to purchase or sale real estate. • Private correspondence of elected officials. • Trade secrets, commercial or financial information of outside businesses. • Information relating to the regulation of financial institutions or securities. • Information the City may obtain from businesses in regard to environmental audits. Employees should not send email messages that contain confidential information; if there is a doubt, do not send it. Copies of email messages can be placed on back up or other systems, and under certain circumstances, accessed by others without a need to know the information. Employees should keep in mind that email is often an inappropriate means of communicating confidential information. 50075301.2 II-12 Employees should minimize inadvertent disclosures and not access email messages for the first time in the presence of others. Messages should not be left visible on the monitor when the employee is away from his or her desk. 2.3.6.2.12 Copyright Infringement The ability to attach a document to an email message for distribution greatly enhances the risk of copyright infringement. An employee can be liable for the unauthorized copying and distribution of copyrighted material through email systems. Employees are prohibited from copying and distributing via email any copyrighted material of a third-party (such as software, database files, documentation, articles, graphics files and down-loaded information) unless it has been confirmed in advance from the appropriate sources that the City has the right to copy and/or distribute such material. 2.3.6.2.13 Email Message to Legal Counsel Email messages that contain attorney client privileged information should never be sent to distribution lists, never forwarded to anyone else, and, subject to the City’s record retention policy, should never be retained on a network email system. 2.3.6.2.14 Email Record Retention Policy The same rules that apply to record retention for other City documents also apply to email and to specific areas unique to the use of email. Almost all documents on the City’s computers, including email, are public documents and may be subject to routine disclosure under Texas Public Information Act. 2.3.6.2.14.1. Email Records to be Retained City employees have an obligation to apply the appropriate retention rules to email sent and received. Documents can be divided into three categories: • Policy and historical correspondence which states or forms the basis of policy, sets important precedent, or records historic events to the City or operations of the City. Such documents shall be retained permanently. • Program correspondence, which documents and adds significant information to the program or primary functional responsibility of the City, within existing policy parameters. Such documents shall be retained fro the same period as the program or functional record series to which it relates. • Routine correspondence is of a transitory or housekeeping nature that does not add significant information to the program or primary functional responsibility of the City. Such documents shall be retained as needed and as required by the City’s record retention policy. 50075301.2 II-13 As a general rule; email is a public record whenever a paper message with the same content is a public record. 2.3.6.2.14.2. Materials That are Not Records Some messages which are not records and which employees should delete when the message is no longer needed for personal reference are: • Internal email messages with multiple recipients that are duplicates of an original maintained by the sender if the sender is a City employee. • Extra identical copies of documents created only for convenience of reference or research. • Notes, journals, diaries, and similar documents created for personal convenience. • Blank forms which are archived elsewhere, and which the sender attached when sending an email message to a recipient, so long as the form is referenced in the body of the message. • Copies of archived documents attached to email, so long as file document is referenced in the body of the email message. 2.3.6.2.14.3. Saving and Indexing Email Records The employee who is the sender or originator of an internal email message bears the primary responsibility for determining whether or not a particular message is a record which must be saved, and ensuring the message is properly indexed and forwarded for retention as a public record. Email that must be saved should be indexed so that it is linked to the related records in other media (paper) so that a complete record can be accessed when needed. The employee should consult his or her supervisor for management of paper records which employee generates and index the email message using the same filing system. Email documents needed longer than a week should be saved by the employee. These documents can be archived by saving to an electronic folder, to a local drive, diskette, or printed and saved appropriate file. It is the policy of the City to regularly purge emails from the system in order to maintain maximum efficiency. Any emails that you are required to maintain must be copied into your network folder. Messages older than 60 days will be automatically purged from the system. 50075301.2 II-14 2.3.6.2.14.4. Departments NOT on the City Network Any department that is not connected to the City’s network but generates information through email shall provide updated documents and/or data sent or received through email to the City’s Records Manager on a monthly basis. Forward only those documents where retention rules apply. 2.3.6.2.14.5. Requests for Public Disclosure of Email Records If an employee receives a request from anyone other than a City employee authorized to receive the information for release of email in electronic form, the employee shall immediately (no later than 1 business day) refer the request to the City Manager. The City Manager or his designee shall determine the appropriate material for release, and shall provide access to electronic copies of releasable records within a reasonable time. If an employee receives a request for release of a printed copy of an email document, the same applies. 2.3.6.2.15 Use of the Internet The efficient utilization of the Internet for communications can improve employee work quality and productivity. Any employee granted Internet access is responsible for ensuring that his or her use of the Internet is in accordance with this policy. This policy applies to any and all forms of use of the Internet, and does not supersede or limit any state or federal laws, nor any other City policies regarding confidentiality, information dissemination, or standards of conduct. 2.3.6.2.15.1. General Use • Employee Internet access must be authorized by the employee’s Department Director and the City Manager or his designee. A condition of authorization is that all Internet users must read and sign a copy of the Employee Internet Access Request. Department Directors shall verify with the Human Resources Department that a signed original of this Request is on file in the employee’s personnel file prior to granting such access. • Use of the Internet by City employees must be consistent with this Handbook regarding employee conduct and ethical standards. • The Internet must be treated as a formal communications tool like telephone, radio, and video communications. Therefore, each individual user is responsible for complying with this and all other relevant policies when using the City’s resources for accessing the Internet. • All use of the Internet via City equipment must be in compliance with all applicable laws and policies (federal, state, and local laws, in addition to City policies). Internet access via City equipment, therefore, must not be illegal, improper, or illicit purposes. 50075301.2 II-15 • A wide variety of information is available on the Internet. Some individuals may find some information on the Internet offensive or otherwise objectionable. Individual users should be aware that the City has no control over, and cannot therefore be responsible for, the content of information available on the Internet. • Employees have no right to privacy with regard to Internet use. • Management has the ability and right to view any employee’s usage patterns and take action to assure that City Internet resources are devoted to maintaining the highest level of productivity. • The Internet path record is the property of the City and therefore the taxpayers of the City. Such information is subject to the Texas Public Information Act and the laws applicable to State records retention. • Each employee using the Internet shall identify him/herself honestly, accurately, and completely (including one’s affiliation and function where requested) when providing, such information. 2.3.6.2.15.2. Prohibited Use • Accessing, posting or sharing any racist, sexist, threatening, obscene or otherwise objectionable material (i.e., visual, textual, or auditory) is strictly prohibited. • The Internet should not be used for any personal monetary interests or gain. • Employees should not subscribe to mailing lists or mail services nor participate in electronic discussion groups (i.e. list server, Usenet, news groups, chat rooms) for personal purposes. • Employees must not intentionally use the internet facilities to disable, impair, or overload performance of any computer system or network, or to circumvent any system intended to protect the privacy or security of a computer system or network. • Resources of any kind for which there is a fee must not be accessed or downloaded without prior approval by the City Manager or his designee. • Resources which are not clearly used for a City purpose must not be accessed or downloaded. • No confidential information is to be transmitted via the Internet. 2.3.6.2.15.3. Personal Use Generally, Internet use should be for legitimate City business only; however, brief and occasional personal use (i.e. surfing, browsing) is acceptable if the following conditions are met: 50075301.2 II-16 • Personal use of the Internet is a privilege, not a right. The privilege may be revoked at any time and for any reason. Abuse of the privilege may result in appropriate disciplinary action. • Personal use of the Internet should not impede the conduct of City business; only incidental amounts of employee time – time periods comparable to reasonable coffee breaks during the day – should be used to attend to personal matters. • Personal Internet use should not cause the City to incur a direct cost in addition to the general overhead of an Internet connection; consequently, employees are not permitted to store or print personal Internet material. 2.3.6.2.16 Policy Definitions Employee – An individual employed by the City on a part-time, fulltime, regular, temporary or internship basis is considered an employee for the purpose of this policy. Computer Committee – A group, which may be appointed by the City Manager, that serves as liaison between the Information Technology Department and City employees, relating to the technical assistance, support and policy issues for the computer needs of the City. Management – The City Manager, Department Directors or designees of either. Records Manager – The designated records custodian for all records, who establishes standards and procedures to ensure the integrity of all records retained. Information Systems Administrator (ISA) – An employee, company or that company’s representative which the City has assigned or contracted to make information systems recommendations and provide computer hardware and software technical support, integration, and network administration. Objectionable/Improper Material – Pictures, posters, calendars, graffiti, objects, promotional materials, reading materials, or other materials that are sexually suggestive, sexually demeaning or pornographic, racist. Personal Computer – A Personal Computer (PC), notebook, computer, laptop computer, handheld computer, Personal Digital Assistant (PDA), Mobile Data Terminal (MDT), computer workstation, information workstation, computer terminal, informational appliance; or any device used to store, enter, retrieve, and display information. Signature Line – Lines of text automatically added to end of email messages that identify the sender. See Employee Statement on Personal Computer Use Policy and Employee Internet Access Request forms at the end of this Personnel Handbook. 50075301.2 II-17 2.3.7 Workplace Monitoring In addition to the policies described in the preceding Section of this handbook, the City reserves the right to search employee vehicles and employee personal effects such as lunch boxes, purses, toolboxes, desks, lockers, etc., on City premises, in personal vehicles on City premises, or in City vehicles anywhere. Desks, lockers, and other storage devices may be provided for the convenience of employees but remain the sole property of City. Any employee who wishes to avoid inspection of any articles or materials should not bring such items onto the premises of the City or place them in City vehicles. Refusal to immediately submit to a search by management officials or their agent or refusal to cooperate in such a search may result in disciplinary action. As stated in the preceding Section of this handbook, the City has the right to monitor and access data created or stored on its systems and equipment. The City’s personnel should have no expectation of privacy with respect to documents, voice mail messages, e-mail messages, or any other data or information stored on the City’s systems or equipment. By using the City’s computer system, telephones, or voice mail system, employees will be deemed to have consented to the City’s review of any data or information transmitted or stored on its systems or equipment. Although the City has broad rights to monitor as outlined in this policy and policy 2.3.6, unless expressly authorized in writing by the City Manager or an assistant City Manager (or for Police employees unless in furtherance of an authorized criminal investigation), employees of the City may not tape record any conversation they have with other City employees unless specifically authorized in writing by the other parties to the conversation or unless the recording is openly conducted by a Department head or supervisor to preserve the contents of a business meeting. Nothing in this paragraph shall limit the City’s right to monitor telephone call, e-mail messages and the like as specifically set for in policies 2.3.6 and 2.3.7. 2.3.8 Workplace Security 2.3.8.1. Building Security 2.3.8.1.1 Visitors All visitors to City buildings must enter through front doors and be escorted by a City employee at all times. The only exception to this policy is established vendors who regularly provide service from the rear of the building. Some examples of this exception are the uniform vendor, snacks vendor, coffee vendor, soda vendor, or a building maintenance vendor, (air conditioning, electrical, etc.) These vendors must be escorted by a City employee at all times while in City buildings. Warrant Officers may escort detainees through the back door of the City Hall building but must remain with their detainee at all times while in City Hall building. At no time will a City employee open a secured door for an unknown person and allow them to enter the building unattended. Employees will make every attempt to identify all persons entering and occupying the secure areas of City buildings. 50075301.2 II-18 Visitor Badges have been assigned to City Hall, Police Department, EMS Department, Fire Department and Public Works along with a sign in sheet. These badges are to be assigned to anyone who will be escorted by a City employee. At the end of the visit, the visitor badge will immediately be returned to the place where the badge was issued. If at anytime a visitor badge is missing, lost or stolen, immediately report this to the Director for buildings and facilities or their designee. Also, report this to your supervisor and/or Department Head. If a person refuses to provide their identity or cooperate with procedures at any time, employees should notify the police or warrant officer immediately. 2.3.8.2. Employee Identification Badges Every employee of the City will be issued a City of Schertz Employee Identification (ID) Badge. All employees will maintain their City ID Badge on their person while in the course and scope of performing their duties. It is up to the Department Head whether the employee displays it or not while on duty outside of City facilities. For example, Police, Fire and EMS on duty personnel are not required to display their badge while in uniform. Within secured areas (all City complex buildings), all employees will display their City ID Badge. City employees visiting other City facilities are not required a visitor badge unless the visiting employee cannot produce a City of Schertz Employee Identification Badge. Employees who fail to follow this policy may be subject to disciplinary action. 2.3.9 Outside Employment and Conflict of Interest Engaging in outside employment for pay while being employed by the City is strongly discouraged by the City, and all such outside work must be approved by the City Manager. City employees may engage in outside employment for pay provided such outside employment in no way interferes with the performance of their duties as a municipal employee. A request for outside employment will not be approved if the employee makes the request while the employee is working under temporary restrictions due to a medical condition. In addition, where outside employment has been previously approved by the City Manager, in the event that the employee either returns to work with temporary restrictions or is not working due to a medical condition, such outside employment authorization is suspended until such time that the employee returns to work without restrictions. Under certain circumstances and in certain Departments, the possibility exists that outside employment could cause embarrassment to the City, create awkward working conditions for City employees, or create an actual or appearance of a conflict of interest. Employees should be aware of their Department’s policies in this regard. In no event may an employee hold a position of authority with any other local governmental entity. “Position of authority”, as used here, means a position which gives the employee overall or final authority for the work he or she performs, but does not include an elected position. Violation of this policy may be grounds for disciplinary action. 50075301.2 II-19 2.3.10 Abandoned Property If, while on the job, a City employee locates, obtains, or otherwise comes into possession of any property of any kind of more than minimal value, including but not limited to animals or goods, where such property is or appears to be abandoned or unclaimed or the owner is undeterminable, such property should be taken into custody by such employee on behalf of the City for the purpose of disposition in accordance with City policy and/or ordinances. An employee locating, finding or possessing such property must, no later than the end of the next business day, notify his or her supervisor for proper disposition of the property. The supervisor will take custody of such property and then promptly transfer custody to the proper City Department. 2.3.11 Smoking and Tobacco Products The use of tobacco products is not permitted in any City vehicle or in any City building or otherwise on City property except in designated smoking areas. The City Manager will designate certain areas where smoking is permitted, and smoking and tobacco use must be restricted to those designated areas. Employees who smoke are expected to respect the rights of non-smokers to be free from second-hand smoke, and they are expected to keep smoking areas clean and neat, discarding smoking and tobacco materials in appropriate containers. Employees may leave their work areas to smoke or use tobacco products only during permitted rest breaks. 2.3.12 Political Activity City employees are not required to contribute to any political fund or render any political service to any person or party whatsoever, and no employee may be removed, reduced in classification or pay, or otherwise prejudiced by refusing to do so. These restrictions apply to any election or political matter, whether State or Federal. Employees should never feel obligated to publicly state their opinions with regard to any political issues in order to protect their jobs or otherwise. While City employees are urged to exercise their rights as citizens and to vote for or against, and campaign for or against propositions or candidates they support or oppose, they may not engage in any political activity—local, State, or national—while on the job. 2.3.13 Interaction with City Council As a general rule, an employee should not discuss City business operations or individual personnel matters with members of City Council unless possible impropriety by another City official or employee is involved or unless authorized or directed to do so by his or her Department head. If a member of City Council contacts an employee with a request for information, the employee should of course assist the Councilmember by coordinating a response through his or her supervisor. The City does not prohibit or discourage any employee from exercising his or her rights as a citizen to speak to a member of City Council on subjects of legitimate public interest and concern. 50075301.2 II-20 2.3.14 Photographs In the course of their employment, employees may, at the suggestion or direction of their supervisor or on their own, take a picture with their personal camera (which could include a cell phone camera). Pictures taken in such circumstances are City documents subject to the Texas Public Information Act, which applies to the maintenance, release, distribution, and required or permissible restrictions on the maintenance, release, or distribution of public information. Employees must promptly provide such pictures, whether digital or hard copy, to the City through the employee’s supervisor. Employees may not retain a copy of such pictures without the written consent of the City Manager or the City Officer of Public Information and shall under no circumstances release, distribute, show, or exhibit such pictures to any person other than the employee’s supervisor without the written consent of the City Manager or the City’s Officer of Public Information. 2.3.15 Departmental Policies Some City Departments have developed additional rules, policies, and standard operating procedures that supplement the provisions of this handbook. Every employee should be familiar with his or her Department’s particular rules, policies, and procedures and should not hesitate to meet with his or her supervisor or Department head to discuss any apparent conflicts between the provisions of this handbook and Departmental rules, policies, and procedures. 2.4 Substance Abuse 2.4.1 General Policy The City is committed to a safe, healthy, and productive work environment for all City personnel and to providing citizens with the highest quality service possible. The City recognizes that alcohol, drug, or other substance abuse by City employees will impair their ability to perform properly and may adversely affect the performance, safety, productivity, and efficiency of other personnel and the City as a whole. The misuse of alcohol or legitimate drugs, or the use, possession, distribution, or sale of illicit or unprescribed controlled drugs while on City business, at City work sites, or on City time, is strictly prohibited and may result in disciplinary action, up to and including termination of employment. Use or distribution of alcoholic beverages on City premises is prohibited. Being unfit for work because of use or abuse of illicit drugs, prescription drugs, or alcohol is prohibited and is grounds for disciplinary action. While this policy refers specifically to alcohol and drugs, it is intended to and does apply to all forms of substance abuse. It shall not be a violation of this Policy for an employee with a current and valid prescription for a drug to use, possess, or be under the influence of such drug in the manner and for the purposes prescribed, if such use does not affect the employee's performance or create a risk to the safety of the employee or to others. Employees are responsible for learning of the possible effects of prescription and non-prescription drugs they intend to use, and they must notify their supervisors in writing of the use of any drug with potential mind or function altering effects. Any supervisor provided with such information shall keep it confidential and share it only with others who have a legitimate need to know. All prescriptions in an employee’s 50075301.2 II-21 possession on the job must be in the employee's name, must be less than one year old, and must be carried in their original containers. The City may, at its discretion, require any employee to refrain from working while under the influence of any drug or medication or require any such employee to obtain written authorization from a physician. Regular drug testing is not generally required by City policy. Random drug testing may be implemented or required from time to time or in certain circumstances. Regular or random drug testing may be required, without the employee’s consent, by State or Federal law for certain employment positions or types of positions, and drug testing may be required, with consent, if a reasonable suspicion exists that an individual is abusing a legal or illegal substance. Determination of whether a reasonable suspicion exists is based on the judgment of the Department head and the City Manager. Drug tests may also be required in circumstances including but not limited to following an accident in which a City employee is involved, following a “near miss” incident, in connection with a physical examination, or to promote the enforcement of this Policy. Refusal to consent may lead to disciplinary action up to and including termination. The City recognizes alcohol or drug dependence as a treatable condition. City employees who suspect that they are dependent on alcohol or drugs are encouraged to seek advice and to follow appropriate treatment promptly before it affects their job performance. No person with alcohol or drug dependency will be dismissed based on a request for help in overcoming that dependency or because of active participation in a rehabilitation program. However, such a request will not excuse or protect an employee from the consequences of any existing performance problems. Furthermore, any person who requests assistance or participates in a rehabilitation program may be restricted from working as may be necessary to protect the interests of the City, other City personnel, or citizens. Every reasonable effort will be made to preserve and protect the anonymity of persons who seek assistance in overcoming any alcohol or drug dependency problem. If any employee suffering, or suspected of suffering, from alcohol or drug dependence refuses to consent to a drug test, refuses treatment, fails to respond to treatment, fails to cooperate in a recommended course of treatment or after-care programs or fails to meet satisfactory standards of work performance, such employee is subject to disciplinary action up to and including termination. Nothing in this policy precludes disciplinary action for poor job performance or inappropriate conduct. This policy applies to all City employees at all locations and work sites. The support and cooperation of all our personnel is essential to our success in achieving our goal of a safe, healthy and productive work environment. 2.4.2 Responsibilities of City Manager The City has contracted for, or otherwise engaged, a laboratory for drug testing. In addition, the City Manager may require substance abuse training for supervisors and establish recurring education and informational programs for all employees. 50075301.2 II-22 2.4.3 Responsibilities of Supervisors Supervisors are sensitive to changes in employee behavior, will insure that all employees may attend substance abuse educational programs, if offered, and are available to assist employees who come forward with drug or alcohol problems. 2.4.4 Responsibilities of Individual Employees Employees should attend all training and education sessions concerning substance abuse and should report to their immediate supervisors whenever they are under medication of any kind, whether prescribed or over-the-counter, that may impact their ability to safely perform their job. 2.4.5 Procedures when a Reasonable Suspicion Exists Whenever a supervisor or Department head has a reasonable suspicion that an individual is abusing drugs or alcohol, he or she will inform the City Manager. The City Manager and Department head will review any documentation and investigate to the extent necessary to resolve the suspicion. If a drug test is deemed appropriate, the City Manager, with the Department head in attendance, will request that the individual consent to a drug test. If the individual consents, testing will be done immediately. If the individual does not consent, the City Manager will determine the appropriate course of action. If the test is positive, the City Manager will determine the appropriate course of action. If the test is negative, supervisors should endeavor to identify the cause of the original suspicious behavior, particularly if job performance or safety issues are involved. 2.4.6 Procedures when an Employee Voluntarily seeks Assistance because of Substance Abuse Any employee may approach any member of the City staff to discuss or seek assistance. Consistent with the policies and practices and the best interests of citizens and other City employees, the City will work with any employee who voluntarily comes forward with a substance abuse problem regarding any work-related issues. Having said this, any such employee will be held to the same performance standards as other employees, and a request for assistance shall not excuse any prior performance failures or issues. The employee will also be referred to the City’s Employee Assistance Program. See Section 4.2.5. 2.4.7 Confidentiality To the extent possible, the City will maintain confidentiality and discretion. Information regarding employee involvement in substance abuse treatment will be limited to those individuals directly affected by such fact. This provision is intended to protect the individual from unnecessary or unwarranted embarrassment. In addition, employees are encouraged to come forward to seek assistance with the assurance that confidentiality will be maintained to the extent possible. 50075301.2 II-23 2.4.8 Preclusion This policy is not intended to preclude disciplinary actions, up to and including dismissal, based on less than satisfactory job performance or acceptable conduct as defined in other provisions of this handbook. 2.5 Firearms and Weapons Use or possession of firearms and weapons is not permitted on City property including in City vehicles and in privately-owned vehicles on City property, except for employees, such as certain employees of the police department, who are required by their licensing or job duties to carry a firearm or weapon. “Weapon” means a firearm or anything designated, made, or adapted for the purpose of inflicting death or bodily injury, or anything that in the manner of its use or intended use is capable of causing death or bodily injury. A weapon includes, but is not limited to, the following: a club, blackjack, nightstick, knife, brass knuckles, switchblade knife, bomb or hoax bomb, or chemical dispensing device. Firearms include, but are not limited to, handguns, machine guns, short-barrel firearms, or zip guns. Tools issued to City employees or owned by the employee and approved by a Department head for use on the job and which may come within the literal definition of “weapons” shall not be deemed to be weapons for purposes of this policy. The above listing of weapons and firearms is not meant to be all-inclusive. Accordingly, the City reserves the right to unilaterally decide whether any item brought onto City property was a weapon or firearm. The City reserves the right to conduct searches and inspections of employees' personal effects, personal vehicles on City property, City vehicles at any location, lockers, desks or work areas for the purposes of determining if any employee has violated this policy. Any employee who fails to abide by the terms of this policy will be subject to disciplinary action. 2.6 Vehicle and Equipment Usage All City employees are reminded that City-owned vehicles, equipment, and supplies are part of the resources that the employee must use in accomplishing his or her job. Since these resources are costly and paid for from a limited fund of money, a conscious effort should be made at all times to ensure that these resources are properly and economically used. Employees are responsible for all hand tools, power tools, and supplies that they use in their work. It is the employee’s responsibility to make sure that everything is kept in good condition and returned to its proper place when the job is completed. No employee is permitted to operate City-owned vehicles, road equipment, radios, or any other equipment unless so directed by his or her supervisor. The supervisor will arrange the appropriate training and instruction for use of such items before the employee is permitted to use the equipment. This policy is necessary to ensure that the equipment is properly used and that the employee’s safety is protected. 50075301.2 II-24 In all City owned vehicles equipped with computer or information technology equipment, only water for drinking is allowed. The water must be in a cap-secured container. This is for the protection of the equipment. Any employee who is operating a City-owned vehicle or road equipment must have in his or her possession an appropriate valid Texas Driver’s License. City vehicles and equipment are for official use only and must never be used for private business or pleasure. In the event that a City employee must use his or her own personal vehicle for official business, he or she will be reimbursed on the basis of the established rate of reimbursement set by the City. Careful records should be kept of any such vehicle usage. The employee should always obtain prior approval for such vehicle use. An employee who misuses or abuses any City-owned equipment, whether it is a vehicle, hand tools, or any type of supplies, is subject to disciplinary action. 2.7 Safety The City and its employees have a mutual interest in seeing that safety is part of every job. Caution should be exercised at all times while an employee is on duty. With the safety and well being of the employees in mind, the following safety rules will be observed by City employees: • Employees may not engage in any activity while on duty that endangers the safety of themselves or others. • Any employee who is unable to perform his or her duties safely due to illness or other disabilities must promptly notify his or her supervisor of these conditions and request any accommodation that may allow the employee to safely perform his or her duties without undue hardship to the City. • Employees should report any unsafe conditions to a supervisor immediately. • Employees should cultivate the habit of being cautious and should always be on the lookout for dangerous situations that may cause injury to themselves, fellow employees, or the public. • Employees should receive proper first-aid treatment for all minor injuries immediately. Any employee receiving injuries requiring the services of a doctor must notify his or her supervisor as soon as possible. See Section 4.3.5, Injury Leave. • Any employee involved in an accident while driving or riding in a City vehicle must report the accident to his or her immediate supervisor. Of course, in no instance should the driver leave the scene of an accident before the police have made their investigation and cleared the driver to leave. See Section 4.3.5, Injury Leave. 50075301.2 II-25 • Employees should report any damage to a citizen’s property caused by a City employee in the course of his or her work to the immediate supervisor who will notify the property owner. END OF PART II 50075301.2 III-1 SECTION III TRAINING AND DEVELOPMENT 3.1 Job Orientation Employees should receive an appropriate orientation when they begin working for the City. The employee’s Department head or a designated representative will provide the new employee with the necessary information to understand his or her job, its relationship to the overall structure and function of the City government, and the personnel policies of the City. 3.2 Job Training The training of any new employee is the responsibility of the Department head for whom he or she will be working. Whenever possible, new employees will receive on-the-job training under the close supervision of management. 3.3 Probationary Period New employees are required to serve a probationary period of one (1) year before being designated as regular employees. Upon recommendation of the Department head, however, the probationary period may be waived or extended (to a maximum of fifteen (15) months) by the City Manager. While a new employee is serving his or her probationary period, the Department head will observe the employee’s work and will train and aid the new employee in adjusting to his or her position. Performance feedback evaluations for new employees may be done at any time and is recommended six (6) months following the date of hire. A formal performance evaluation for compensation consideration will be conducted at the end of the probationary period. Formal performance evaluations for compensation consideration are required annually or after the probationary performance evaluation is completed, if the probationary period is extended beyond one year. See Section IV Compensation and Benefits, paragraph 4.1.3 Compensation Plan and Section V Employee Labor Relations, paragraph 5.4., Employee Evaluations. During the probationary period, the Department head, after consultation with the City Manager, may dismiss any employee whose performance is determined not to be satisfactory. Two weeks prior to the end of the probationary period, the new employee’s immediate supervisor will make a performance evaluation for the Department head, who will forward a written report recommending retention or termination to the City Manager. A new employee must earn a satisfactory rating to become a regular employee of the City. An additional probationary period of up to three (3) months (for a maximum probationary period of fifteen (15) months) may be authorized by the City Manager, upon the written recommendation of the new employee’s Department head, if the employee has not earned a satisfactory rating at the end of the initial probationary period and if the Department head believes that the employee has the potential of becoming an asset to the City. An employee serving his or her probationary period may be terminated at any time, for any reason. Similarly, any employee who becomes a regular 50075301.2 III-2 employee remains an at-will employee of the City and may be terminated at any time, with or without notice or cause. The City Manager may establish similar probationary periods for persons employed as Department heads. Employees serving the initial probationary period accumulate vacation leave and sick leave the same as non-probationary regular employees. Vacation leave during the first six (6) months of probation will not be authorized except at the discretion of the Department head for significant personal events in the employee’s life. Vacation time is allowed after six (6) months of probationary employment (see Section 4.3.2). Sick leave may be authorized for probationary employees under the following conditions: (1) such sick leave is specifically authorized by the City Manager with the written understanding that, should the employee not complete the first six (6) months of the probationary period, the amount paid for sick leave will be deducted from the employee’s final paycheck, provided that such reduction will not be made in the event the failure to complete the probation period is a result of reduction in force or to the extent the reduction would cause the probationary employee’s pay to be less than the minimum wage; or (2) after six (6) months of probationary employment to the extent that the employee has accrued sick leave time (see Section 4.3.3). 3.4 Travel, Training, and Conference Procedures 3.4.1 Travel Advances If travel expense advances are to be obtained, requests should be made on forms required by the Finance Department, and the employee’s Department head must forward the employee’s request to the City Manager for consideration. If approved, the City Manager will forward the request to the Finance Department for processing. 3.4.2 Per Diem Allowance The per diem allowance shall cover actual expenses for lodging, meals, tips, and transportation between the place(s) where business is conducted and where lodging and/or meals are provided, but not to exceed the amounts approved from time to time by the City Council. In instances where actual expenses exceed the maximum per diem allowable, written approval must be obtained from the City Manager before such payment can be made. In computing per diem expenses for travel continuing over a 24-hour period, the calendar day (midnight to midnight) will be the unit. For travel of less than 24 hours or if lodging is not required, the per diem rate should be adjusted downward to only reflect costs for meals and other incidentals. 3.4.3 Air Travel If possible, employees will travel in “coach class” flight status. First-class or business- class flight passage is allowed only in instances where the first-class or business-class travel 50075301.2 III-3 serves the best interest of the City, as approved by the City Manager. Round trip tickets should be purchased if possible and if it is financially advantageous to the City to do so. Unused transportation tickets must be returned to the City’s Finance Department. 3.4.4 City Vehicles When automobile is the chosen mode of transportation for travel, City-owned vehicles are to be used if available. If feasible and convenient to do so, employees should pool their vehicle transportation, particularly on short trips involving several employees. 3.4.5 Personal Vehicles City employees may use private automobiles for travel only in cases where a City-owned vehicle is not available. In such cases, the employee will be reimbursed at the reimbursable expense rate per mile allowable by Internal Revenue Service regulations, as in effect from time to time. Mileage should be computed from the latest official map published by the Texas Highway Department for trips made inside the State. Mileage driven outside of the State will be computed from the latest official maps published by the American Automobile Association. When personal automobiles are used, total mileage to be considered for reimbursement shall in no case exceed the cost of first-class air passage if such service is available. The payment of such mileage will be based on the most direct route from the point of departure to the point of destination. 3.4.6 Official Long Distance Calls Charges for long distance telephone calls on official business will be allowed provided that the call is charged to the appropriate Department’s telephone number used for long distance calls. 3.4.7 Registration Fees Conference and/or training registration fees approved by the City Manager will be paid in full by the City in addition to per diem allowance. 3.4.8 Car Rental If a car is rented while an employee is traveling, it must be the most practical means of transportation available. 3.4.9 Accompaniment by Spouses When the City Manager determines that it is appropriate in order to properly represent the City, spouses may accompany the employee on official City business. The spouse’s expenses will be reimbursed on the same basis as the employee’s expenses. 50075301.2 III-4 3.4.10 Procedures for Reimbursement In order to receive reimbursement for incurred expenses, the employee should submit the forms required by the Finance Department with all required receipts or vouchers to verify all expenses for which the employee seeks reimbursement. All forms shall be routed from the employee to his or her Department head who will route the forms to the City Manager. Department heads and other individuals not responsible to a Department head will route their forms directly to the City Manager. In all cases, the City Manager’s authorization and approval is required before any travel expenses are reimbursed by the Finance Department. 3.4.11 Tuition Reimbursement The City has a tuition reimbursement program for its full time employees. To be eligible for this reimbursement, the education or training must be for work-related professional development and be of benefit or potential benefit to the City, as determined by the City Manager. The total amount of funds available for this benefit are an annually budgeted amount approved by City Council. The amount of reimbursement available per employee per fiscal year is determined in each fiscal year budget, but the scheduling of available reimbursement, whether first-come first served, by semester, or otherwise, shall be determined by the City Manager. Notice by an employee to the City Manager, Department head, or Human Resources that he or she is pursuing training or education is in no way a promise that the City will reimburse the employee for the cost of that training or education. Reimbursements may be available only upon completion of the training or education course. The employee must bring copies of receipts and provide a certificate evidencing course completion. Only those items required for the training or education may be reimbursed. If the course is graded, the grade must be a C or Satisfactory, or better. Budgeted reimbursement will not be carried over from one City fiscal year to the next. Therefore, reimbursements are only based on funds available and used in the then current fiscal year. Employees should notify Human Resources as soon as possible following course completion to apply for this benefit. END OF PART III 50075301.2 IV-1 SECTION IV COMPENSATION AND BENEFITS 4.1 Pay Procedures 4.1.1 Determining Salaries The amount of compensation, office expense, travel expenses, and any other allowances for elected and appointed City employees who are paid wholly from City funds is set each year in the budget. A classification plan based on a system of job descriptions is maintained on file in the office of the City Manager. This plan is a guide in determining compensation. The plan involves the assignment of a job to an appropriate class of positions based on the kind, difficulty, required skills, and responsibility of the work involved. Each class of positions has a minimum and maximum salary based on the various job criteria, and generally, new employees are compensated at the minimum rate of their salary class, provided that the employee meets the minimum qualifications stated in the job description for the position that he or she holds. 4.1.2 Pay Policy All employees are paid on a biweekly basis, every other Friday. If a regular Friday payday falls on a City holiday, the last working day prior to the holiday will be payday. Overtime pay and part-time pay are paid through the Friday before a regular payday, provided that the payment requests are received four (4) days before a regular payday. It is the policy of the City to comply fully with all applicable provisions of the Fair Labor Standards Act and any relevant state or local wage and hour laws. To that end, it is against City policy for any improper deductions to be made from the salary or wages of any employee. To the extent that an employee suspects that an improper deduction has been made, the employee must immediately bring this to the attention of the Human Resources Manager. A full and thorough investigation will be conducted. If it is determined that an improper deduction was actually made, the employee will be reimbursed fully for any improperly deducted amounts. 4.1.3 Compensation Plan See current City of Schertz Operating Budget, Compensation Plan Section. 4.1.4 Deductions from Pay Normal deductions from an employee’s paycheck include the following: • a deduction for federal income tax determined by the employee’s income and the number of dependents claimed on the employee’s W-4 forms, plus additional amounts requested by the employee; • a deduction as required for Social Security; 50075301.2 IV-2 • a deduction of the employee’s required contribution to the employee’s retirement plan; and • a deduction for the employee’s contribution to the City’s health insurance program. 4.1.5 Overtime Pay Overtime compensation for non-exempt personnel will be at the rate of one and one half (1½) times an employee’s hourly (unweighted) salary. Such compensation may be in the form of pay or, for certain positions, compensatory time off (see Section 4.1.5). Overtime will be any hours worked beyond 40 hours in a given work week. All overtime requests must be initiated by the Department heads and approved by the City Manager. Employees are not to work overtime without the approval of their Department Head. 4.1.6 Compensatory Time-off Certain positions of employment within the City are required to extend their normal workday in order to participate in or assist at various meetings or events. When those events occur, it is the policy of the City to authorize compensatory time-off for the work performed beyond the normal working hours. However, the compensatory time-off is not to be construed as an accumulative process as is vacation or sick leave, and such compensatory time must be taken within thirty (30) days of the compensatory event. In accordance with applicable law, the appropriate supervisor or Department head, taking into consideration the prevailing workload and the amount of time involved will grant compensatory time-off. 4.1.7 Stand-By Pay City Council has authorized some Departments to pay stand-by pay to designated employees who are on call at designated times. Qualification for stand-by pay is coordinated with and must be approved by the employee’s Department head and is available only when the needs of the City and its customers require it. 4.2 Employee Benefits 4.2.1 Retirement Income Plan The City has entered into an agreement with the Texas Municipal Retirement System to provide a retirement income plan for City employees. The plan is available for inspection in the City Secretary’s office during regular business hours. An eligible employee (including probationary employees) automatically becomes a member of the retirement system on the first day of the first month after the date of employment. The employee must be eighteen (18) years of age or older and not yet attained age sixty-five (65) or older. 50075301.2 IV-3 The employee makes a required contribution to his or her retirement plan, and the City matches that contribution as established by City Council. The monthly retirement pension will depend on the employee’s contributions to the system. This contribution in turn is based on the employee’s earnings and length of employment. 4.2.2 Life Insurance, Long-Term Disability, and Health Coverage The City provides a life, long-term disability, and medical plan for full time employees and temporary full time employees with an anticipated duration of employment of more than six (6) months. Dependent medical and/or life coverage, the cost of which is paid by the employee, is available at the option of the individual employee. The plan is periodically reviewed by the City. 4.2.3 Workers’ Compensation The City provides workers’ compensation insurance for all employees of the City. The coverage is designed to compensate the employee for any job-related illness or injury. An injured employee’s Department head should be notified immediately of any job- related illness or injury. The Department head will take steps to ensure that proper forms are obtained and filled out. See Section 4.3.5. 4.2.4 Uniforms The City generally furnishes uniforms for those employees who must wear uniforms in the performance of their duties. In some Departments, employees may also have a clothing allowance relating to their uniforms. 4.2.5 Employee Assistance Program The City has an Employee Assistance Program for full time employees. Contact Human Resources for more information. 4.3 Holidays, Vacations, and Leaves 4.3.1 Holidays Non-exempt City employees in regular positions receive pay for a full day at their regular rate for the following authorized holidays: New Year’s Day Martin Luther King, Jr. Day Presidents’ Day Memorial Day Independence Day Labor Day Columbus Day Veterans’ Day Thanksgiving Day Christmas Day 50075301.2 IV-4 If one of the above holidays falls on a Saturday, City employees will celebrate that holiday on the preceding Friday. When such a holiday falls on a Sunday, City employees will celebrate that holiday on the succeeding Monday. If one of the above holidays is followed by a Friday or preceded by a Monday, that Friday or Monday shall also be considered a paid City holiday. Holiday pay does not include any special forms of compensation such as bonuses, shift differentials, or incentives. Some employees will be required to work on recognized holidays in order to provide necessary service to the public. A non-exempt employee will be paid holiday pay for hours actually worked on the holiday at a rate equal to the employee’s straight hourly pay in addition to his or her normal hourly pay, unless the employee has already worked 40 hours during the same week as the holiday, in which case overtime pay rates will apply. To be eligible for holiday pay, an employee must be in pay status on the working day proceeding the holiday and on the working day following the holiday. For shift workers at the City, for any hours worked on what would otherwise be a paid City holiday, the employee will be paid holiday pay for hours actually worked on the holiday at a rate equal to the employee’s straight hourly pay in addition to his or her normal hourly pay, unless the employee has already worked 40 hours during the same week as the holiday, in which case overtime pay rates will apply. If the shift worker is not scheduled to and does not work on the City holiday, the employee will receive no holiday pay. 4.3.2 Annual Vacation Leave All full-time employees who have completed six (6) months of their probationary period are entitled to paid vacation time. Temporary and probationary employees with less than six (6) months of employment are not entitled to vacation leave. Only actual workdays taken off are counted as vacation. If a holiday occurs during an employee’s vacation, that holiday is not chargeable as vacation time. It counts as a paid holiday. Employees who are confined to bed as a result of illness or injury during their vacation and who secure medical documentation of the illness or injury may request that the time of illness be charged as sick leave. The request must be approved by the City Manager. Vacation accrual for regular employees begins on their date of employment (i.e., at the end of an employee’s probationary period, the employee will have accrued vacation leave back to the date of original employment, the beginning of the employee’s probationary period). Vacation time is accumulated at the rate of 1 day for each month of service for employees with five or less years of continuous employment, 1.25 days for each month of service for employees with six through ten years of continuous employment and 1.66 days for each month of service for employees with 11 or more years of continuous employment. For all fire and EMS employees who work 24 hour shifts, vacation time is accumulated at the rate of 10 hours for each month of service for employees with five or less years of continuous employment, 12 hours for each month of service for employees with six through ten years of continuous employment and 16 hours for each month of service for employees with 11 or more years of continuous employment. Accrued vacation time may not exceed the maximum allowable shown below. On September 30 of each 50075301.2 IV-5 year, all accrued vacation time in excess of the amount authorized will be dropped from the vacation leave roster. Paid vacations may be taken according to the following schedule: Vacation Length of Service Vacation Allowed Maximum Accruable Vacation Leave Forty (40) Hour Employees 1 through 5 years 12 days 24 days 6 through 10 years 15 days 30 days Over 10 years 20 days 40 days Twenty-four (24) Hour Shift Employees 1 through 5 years 120 hours 240 hours 6 through 10 years 144 hours 288 hours Over 10 years 192 hours 384 hours Each Department head establishes an annual vacation schedule and submits it to the City Manager. Employees will be permitted to select their vacation period based on the Departmental work load and employee’s length of service within their Departments. The schedule will be posted within the Department. If an employee is called to work during his or her vacation, the employee will receive his or her regular pay rate, and the vacation will be rescheduled for a later date. All requests for vacation leave in excess of two (2) days must be submitted to the respective Department head or supervisor at least ten (10) days in advance of the desired leave. This will allow the Department head or supervisor to schedule workloads and to approve or disapprove the request. Approved requests for vacation leave in excess of three days will be submitted to the next highest authority for review and final approval. Department heads and supervisors have the authority to give final approval to vacation leave requests of two (2) days or less. An employee, upon termination or resignation, will receive terminal pay for his or her unused vacation time. Terminal pay for unused vacation time is limited to the maximum authorized accrual level. The amount payable is based on the employee’s hourly salary in effect at the time of termination of employment. The payout will be made at the employee’s regular rate and shall not include any special forms of compensation such as bonuses, shift differentials, or incentives. For all “40 hour” employees whose wages are expressed in the form of an annual salary, the employee’s regular rate will be determined by dividing the annual salary by 2080 hours. For all fire department employees who work 24 hour shifts and whose wages are expressed in the form of an annual salary, the employee’s regular rate will be determined by dividing the annual salary by 2,756 hours. For all EMS employees who work 24 hour shifts and whose wages are expressed in the form of an annual salary, the employee’s regular rate will be determined by dividing the annual salary by 2,912 hours. 50075301.2 IV-6 See Section 3.3 regarding vacation leave for probationary employees. 4.3.3 Sick Leave The City’s sick leave plan allows regular and 24-hour shift employees to be away from work without loss of pay for designated periods each year for illness or non-job-related injury. Payments shall be made at the employee’s regular rate and shall not include any special forms of compensation such as bonuses, shift differentials, or incentives. Employees are authorized sick leave for illness that makes them unable to perform their duties and to be with members of their family* in case of serious illness or death. Regular employees earn one day of sick leave for every month of work for the City. Twenty-four hour shift employees earn ten (10) hours of sick leave for every month of work for the City. Regular employees who work less than what is considered full time will be granted sick leave at a rate equal to their hours worked compared to a full-time employee’s hours worked. With the approval of the City Manager, accumulated vacation time may be used to cover sick leave if an employee becomes ill and has used all of his or her sick leave. Accumulated sick leave, however, may not be used in place of vacation leave. Department heads will report all sick leave absences to the Finance Department who will maintain records of unused sick leave. A supervisor may ask for verification of illness for sick leave requests of three (3) days or less. For sick leave of more than three (3) days, a doctor’s certification will be required. All sick leave requests are subject to approval by the City Manager. If an employee does not use all of his or her allocated sick leave during any one year, the employee may accumulate up to 120 days for future use. There will be no payment for unused sick leave upon an employee’s termination or resignation. Regular full time employees who are diagnosed by a physician with a catastrophic illness or injury and who have exhausted all sick leave and vacation leave, and who are not covered by worker’s compensation, will receive salary continuation, exclusive of unscheduled overtime, for the duration of their incapacity, but not to exceed such time when the employee becomes eligible to receive Long Term Disability payments. Such compensation will be paid according to the following schedule: Completed Years of Employment with the City Percentage of Salary to be Paid 0-5 years 25% 6-10 years 50% 11-15 years 75% 16+ years 100% * For purposes of this Section, “family” means the employee’s parent, child, spouse, mother-in-law, father-in-law, sibling, stepchild or any other person living in the employee’s household. 50075301.2 IV-7 Such payments will cease six (6) months after commencement of payment. Payments will also cease if for any reason the employee is no longer employed by the City. Payment shall be diminished by funds received by the employee from any other source related to the City or work-related benefits. Payments will not be increased if an employee moves from one period of employment category in the left-hand column of the above chart to another during the 6-month period. During this pay continuation period, the employee will not be eligible for merit raises, promotions, or other benefits including vacation and sick leave accrual. Health care insurance (including medical, dental, and vision insurance), long term disability, and life insurance provided by the City would also be continued until the employment relationship has terminated. The employee will continue to be responsible for any dependent or additional insurance coverages. See Section 3.3 regarding sick leave for probationary employees. 4.3.4 Family and Medical Leave 4.3.4.1. Eligibility Under current Federal law (the Family and Medical Leave Act (the “FMLA”)), to be eligible for family and medical leave benefits, an employee must work for a covered entity, meaning an employer with fifty (50) or more employees within a seventy-five (75) mile radius. If the employee’s work site does not employ fifty (50) employees within a seventy-five (75) mile radius, the FMLA may not apply. While the City currently meets this threshold as a covered entity, there is no guarantee that employees will remain eligible. Note, too, that in order to be eligible the employee also must have worked for the City for (i) a total of twelve (12) months and (ii) at least 1,250 hours in the immediately preceding twelve (12) complete months. Employees may contact the Human Resources Director or authorized person with questions relating to this policy and the FMLA. Final determination for FMLA eligibility will be made by City Manager if needed. 4.3.4.2. Definition of Family Obligations Under the FMLA, the City provides leaves of absence without pay to eligible employees who wish to take time off from work duties to fulfill family obligations relating directly to childbirth, adoption, or placement of a foster child; or to care for a child, spouse, or parent with a serious health condition. 4.3.4.3. Definition of Family Obligations for Military Care Eligible employees can claim up to 26 weeks of unpaid leave to care for a spouse, son, daughter, parent or “next of kin” who is a member of the Armed Services, including the National Guard or Reserves, who is “undergoing medical treatment, recuperation, or therapy, or is otherwise in outpatient status” or on the “temporary retired disability list” for a “serious disability or illness.” Next of Kin is defined to mean “nearest blood relative of an individual.” 50075301.2 IV-8 4.3.4.4. Serious Health Condition The City also provides leaves of absence without pay to eligible employees who are temporarily unable to work due to their own serious health condition. A serious health condition includes an illness, injury, impairment, or physical or mental condition that involves inpatient care in a hospital, hospice, or residential medical care facility and any period of incapacity or subsequent treatment in connection with such inpatient care; or continuing treatment by a health care provider. Continuing treatment by a health care provider includes any period of incapacity due to a health condition lasting more than three (3) consecutive days, and any subsequent treatment or period of incapacity relating to the same condition that also includes the following: 1. treatment two (2) or more times by or under the supervision of a health care provider; or 2. one (1) treatment by a health care provider with a continuing regimen of treatment; Continuing treatment by a health care provider also includes the following: 1. any period of incapacity due to pregnancy or for prenatal care; 2. any period of incapacity or treatment for such incapacity due to a chronic serious health condition which continues over an extended period of time, requires periodic visits to a health care provider, and may involve occasional episodes of incapacity; 3. a period of incapacity which is permanent or long-term due to a condition for which treatment may not be effective; or 4. any absences to receive multiple treatments for restorative surgery or for a condition which would likely result in a period of incapacity of more than three (3) days if not treated. Eligible employees should make requests for FMLA leave to their Department head at least thirty (30) days in advance of foreseeable events and as soon as possible for unforeseeable events. Employees requesting FMLA leave related to the serious health condition of a child, spouse, or parent or their own serious health condition will be required to submit a health care provider's statement verifying the need for FMLA leave, its beginning and expected ending dates, the estimated time required, and appropriate medical facts regarding the serious health condition. Second or third opinions may be required at the City’s expense. Periodic recertifications also may be required, as well as periodic reports regarding the employee's status and intent to return to work. Any changes in this information should be promptly reported to the City. Failure to provide the required certification may result in a delay in the start or continuation of FMLA leave or may mean that the absence is not covered by the FMLA. Employees returning from FMLA leave of three (3) days or longer related to their own serious 50075301.2 IV-9 health condition may be required to submit a health care provider's verification of their fitness to return to work. Failure to provide the verification may result in delaying the employee's return to work or may result in the termination of employment. 4.3.4.5. Duration of FMLA Leave Eligible employees are entitled to up to twelve (12) weeks of unpaid leave for covered absences during the rolling twelve (12) month period measured backward from the date the employee uses any FMLA leave. Eligible employees who are the spouse, parent, sibling, or child of a covered service member shall be entitled to a total of 26 weeks “to care for the service member” and such leave shall only be available during a “single 12 month period.” During the 12-month period in which the employee uses FMLA leave to care for a covered service member, he or she is entitled to a maximum of 26 weeks of leave. The 26 weeks include up to a maximum of 12 weeks of leave taken for reasons other than caring for a covered service member. Accordingly, an employee could not, for example, claim 26 weeks of leave to care for an injured sibling in the military and an additional 12 weeks of leave for the birth of a child, but the employee could claim up to 12 weeks of FMLA leave which is not related to the care of his or her sibling in the military, plus additional weeks to care for that sibling up to 26 weeks (e.g. 12 weeks of pregnancy leave plus 14 weeks of leave to care for the sibling with a qualifying military injury.) Employees will be required to substitute any accrued vacation time before taking unpaid FMLA leave. Employees will also be required to substitute any accrued sick leave before taking unpaid FMLA leave for the employee’s own serious health condition, the employee’s own pregnancy or childbirth, or to care for a sick child, spouse, or parent. Married employee couples may be restricted to a combined total of twelve (12) weeks leave within any twelve (12) month period for childbirth, adoption, or placement of a foster child; or to care for a parent with a serious health condition. For all eligible employees, leave for birth and care, or placement for adoption or foster care must conclude within twelve (12) months of the birth or placement. While on leave, employees are expected not to engage in acts which are inconsistent with the employee’s professed need for leave or medical restrictions. This may include, but is not limited to, employment other than by the City. Engaging in acts which are inconsistent with the professed need for leave or the medical restrictions of an employee may subject the employee to disciplinary action up to and including termination. 4.3.4.6. Intermittent FMLA Leave Under certain circumstances, eligible employees may be able to take leave on an intermittent basis. For instance, intermittent leave may be available for the employee's own serious health condition or the serious health condition of a covered family member. Intermittent leave for birth and care or placement for adoption or foster care is subject to the approval of the City. 4.3.4.7. Benefits While on FMLA Leave Subject to the terms, conditions, and limitations of the applicable plans, the City will continue to provide health insurance benefits for the full period of the approved FMLA 50075301.2 IV-10 leave whenever such insurance was provided before the leave was taken and on the same terms, conditions and contribution levels as if the employee had continued to work. If the employee fails to return to work upon expiration of the leave, the employee may be required to repay the premiums that the City paid for maintaining coverage if the employee failed to return for reasons other than a serious health condition of the employee or family member or other circumstances beyond the control of the employee. 4.3.4.8. Return to Work So that an employee's return to work can be properly scheduled, an employee on FMLA is requested to provide the City as much notice as possible of the date the employee intends to return to work. While at least two (2) weeks advance notice is preferred, if possible, no less than two (2) days advance notice will be required. When FMLA leave ends, the employee will be reinstated to the same position, if it is available, or to an equivalent position for which the employee is qualified. Some exceptions to reinstatement may apply for certain key employees. If an employee fails to return to work on the agreed-upon return date, the City will assume that the employee has abandoned his job and may terminate his employment consistent with the City’s policies. 4.3.5 On-the-Job Injury Leave/Pay In the event an employee is injured on the job, he or she must report that injury to his or her supervisor immediately. In the case of a major injury in which the employee is physically unable to contact his or her supervisor, the injury must be reported no later than the start of the next workday regardless of whether or not the employee is scheduled to work. For purposes of this policy, failure on the part of the employee to report such injury within these guidelines constitutes an agreement by the employee and an assumption by the City that the injury did not occur on the job; therefore, the employee will not be eligible for any benefits described under this Section. Witnessing employees should report the injury to supervisory personnel. The employee, upon learning the nature and condition of the injury, must report the anticipated length of the absence to his or her immediate supervisor. Regular full-time employees who sustain an on-the-job or line-of-duty injury will be entitled to full salary continuation, exclusive of unscheduled overtime, for the duration of their incapacity, not to exceed sixty (60) calendar days, or at the discretion of the City Manager for a longer period until the employee attains maximum medical improvement. Full salary continuation is an employee’s current bi-weekly net take-home pay rate less worker’s compensation benefits. If, at the end of such period of leave, the employee cannot return to work, the employee may elect to apply sick leave and vacation leave until exhausted, less any worker’s compensation benefits. After all accrued benefits have been exhausted, the employee will receive only worker’s compensation benefits as authorized by State law. During the time on injury leave, the employee will not be eligible for merit raises, promotions, or other benefits including vacation and sick leave accrual. Supervisors have certain responsibilities regarding accidents and injuries: 50075301.2 IV-11 • It is the responsibility of the respective Department head to verify all employee absences for worker’s compensation related purposes. • Upon learning of injury, supervisors will thoroughly investigate the accident/injury and forward a report to the City’s Human Resources Department. • Supervisors must report injury-related lost time on payroll sheets. • Upon returning to work, or if after returning to work the employee later loses time related to the injury, the supervisor must notify the City’s Personnel Officer. When an employee is receiving On-the-Job Injury Pay, such supplemental paychecks will be issued to the employee at the Personnel Office on regular paydays or mailed to an address designated by the employee. If an employee is too ill to pick up his or her check, he or she may designate, in writing, a member of his or her immediate family to receive the check. An employee returning to duty must, before reporting to work, provide a written release in person to the designated City office from the attending physician indicating the employee’s fitness to return to duty and to perform the essential job functions with or without reasonable accommodation, stipulating the type of duty permitted and any requested accommodations, and the date of the employee’s release from medical care. If the return to duty restrictions are with reduced hours, and the employee has returned to work following an on-the-job injury, the employee will not be charged vacation or sick leave, providing workers compensation has supplemented the addition injury leave and/or hours. Upon returning to work, pursuant to a medical doctor’s release, any non-work hours paid by workers compensation will not be charged any vacation/sick leave. Any assigned/release hours approved work will be granted as work hours approved by the doctor shall be charged vacation/sick leave should the employee not report to work. o Example: o 12 hours release by doctor to work o 28 hours compensated by workers compensation If out 4 hours out of the 12 due to illness, will be charged sick leave. At the discretion of the City Manager, an employee on light duty who turns in the endorsed workers compensation check to the Finance Department may have continuation pay for the remaining hours not worked during the week until such time that the employee reaches maximum medical improvement. See Light Duty paragraph 4.3.6. An employee forfeits continued On-the-Job Injury Pay if he or she: • is found to be working for pay at any job not approved by the Department head and Human Resources Department and not specifically recommended by the employee’s treating physician; 50075301.2 IV-12 • resigns for any reason while receiving On-the-Job Injury Pay; • is discharged for any reason while receiving On-the-Job Injury Pay; • consistently fails or refuses to comply with or follow or consistently disregards or violates the treating physician’s instructions regarding treatment of his or her injury; • retires while receiving On-the-Job Injury Pay; • refuses to perform light, or part-time duty when offered by his or her Department head and authorized by the treating physician; • refuses to accept or perform a different job with the City when offered by the Human Resources Department that is within his or her capacity and for which he or she is qualified or will be trained; • falsifies or misrepresents his or her physical condition or capacity while receiving On-the-Job Injury pay; • refuses or fails to return to regular duty on the working day after the treating physician has released him or her to regular duty; • fails to contact his or her immediate supervisor on a weekly basis and notify him or her of his or her condition and expected return to work date; or • is injured as a result of his or her own personal negligence in the observance of safety rules as determined by the employee’s Department or the Human Resources Department. 4.3.6 Light Duty When an employee is not able to return to his or her regular job due to temporary medical restrictions, he or she may be returned to work early in transitional work, light duty, modified duty, or alternate duty. This may be a temporary change to the employee’s regular job such as modified duties, shorter hours, or work that is entirely different due to physical abilities or limitations or required skills. When an employee is medically released to duty and the release calls for light duty, the designated City officer will contact an employee’s Department head to determine if light duty is available. Light duty may or may not be available based on the following: • Needs and duties of the Department; • Capabilities of the employee; and • Expected length of time light duty is required. 50075301.2 IV-13 Light duty may only be allowed within the individual’s Department for a period of up to 180 calendar days from the date the employee returns to work. If the employee has still not returned to regular duty without restrictions at the end of the 180 calendar day period of light duty, then a duty assessment will be requested from the employee’s treating physician to determine if the employee will be able to perform the essential functions of the job. If the employee is still not able to perform the essential functions of the job at that time, the Department head will attempt to locate another City position for which the employee is qualified. Such position must be authorized and vacant. When an employee’s injury will permanently prevent him or her from performing the essential functions of his or her regularly assigned position, the Department head will first ascertain whether or not a reasonable accommodation might be made. If not, the Department head will attempt to locate another City position for which the employee is qualified. Such position must be authorized and vacant. If no positions are available and the individual is physically unable to perform the essential functions of his or her job with or without reasonable accommodation, other actions, up to and including administrative termination, may be required. 4.3.7 Bereavement Leave In the event of the death of a member of the employee’s family*, the employee shall be entitled to bereavement leave of three (3) consecutive work days (or a longer period which may be approved by the City Manager at his discretion). Bereavement leave shall be charged to the employee’s accrued paid sick leave if available. If no accrued sick leave is available, bereavement leave shall be charged to accrued paid vacation leave. If neither accrued sick leave nor vacation leave is available, the employee may take up to three (3) consecutive days of unpaid leave for the purposes of bereavement. *For the purposes of this Section, “family” means the employee’s parent, child, spouse, sibling, half brother, half sister, mother-in-law, father-in-law, son-in-law, daughter-in-law, grandparent, step grandparent, step-child, or any other person living in the employee’s household. Revised by City Council May 15, 2007. 4.3.8 Jury Duty City employees who are called for jury duty will receive full compensation for the workdays that they are either waiting for possible selection to serve on a jury or serving on a jury for a maximum of two (2) weeks (or a longer period authorized by the City Manager). Payments shall be made at the employee’s regular rate and shall not include any special forms of compensation such as bonuses, shift differentials, or incentives. Payments will take into consideration and be net of the amounts a City employee otherwise receives from outside sources as juror pay. Employees are required to provide their supervisor with both the notice or summons reflecting that jury service is required and copies of any checks or receipts reflecting the amount of juror pay received from outside sources. Employees shall report to work on any regularly scheduled workday on which the employee is not required to serve as a juror. 50075301.2 IV-14 4.3.9 Military Leave An employee of the City who presents official orders requiring his or her attendance for a period of training or other active duty as a member of the United States Armed Forces, the Army National Guard, the Air National Guard, the commissioned corps of the Public Health Service, or the Texas State Guard shall be entitled to military leave in accordance with applicable law. Pursuant to state law, military leave with pay shall be provided by the City not to exceed a total of fifteen (15) working days per federal fiscal year for those employees in a reserve component of the armed forces or in the Texas Army National Guard, Texas Air National Guard, or Texas State Guard. Following the expiration of these fifteen days of paid leave, the City will continue paid leave for any such employee for the duration of their military service not to exceed five years, but any such payments shall take into consideration and be net of the amounts a City employee otherwise receives for the military or other covered service. Payments for military leave shall be made at the employee’s regular rate and shall not include any special forms of compensation such as bonuses, shift differentials, or incentives. At the time of discharge, the returning service personnel shall be re-employed in his or her former position or one of equal or greater responsibility, if he or she complies with all necessary legal requirements. Revised by City Council March 6, 2007. 4.3.10 Recording Leave It is the responsibility of the Department head to send all leave information to the Finance Department so that leave information can be properly recorded on the employee’s personnel record. 4.3.11 Maximum Leave of Absence; Concurrent Leave Subject to applicable law, the total maximum amount of time available under a leave of absence to which an employee may be entitled, regardless of the basis of the leave, is one calendar year. However, employees are not automatically entitled to a one calendar year leave of absence, and such leave will only be approved in accordance with City policies and applicable law. Upon the expiration of an approved one calendar year leave of absence, an individual’s employment will be administratively terminated, subject to applicable law. Unless otherwise notified by the City, any person who desires to return to work with the City after having been administratively terminated is encouraged to reapply to any position for which he or she is qualified to perform the essential job functions, with or without reasonable accommodation. Due regard will be given to the individual’s prior employment with the City. Subject to applicable law, if an employee takes a leave of absence and such leave of absence could be taken under two or more policies (for instance, sick leave and FMLA leave), such periods of leave shall be applied concurrently to all qualifying leaves of absence. END OF PART IV 50075301.2 V-1 SECTION V EMPLOYEE/LABOR RELATIONS 5.1 Prohibition Against Discrimination The City does not discriminate against any employee because of age, race, color, religion, sex, national origin, political affiliation, or physical disability with respect to, but not limited to, employment, upgrading, demotion, transfer, recruitment, termination, recruitment advertising, layoff, rates of pay or other forms of compensation, or selection for training. 5.2 Prohibition Against Harassment The City does not tolerate the harassment of any employee by any other employee, customer, vendor, or other third party for any reason. In addition, harassment for reasons such as age, race, color, religion, sex, national origin, or disability is a violation of various State and Federal laws. Accordingly, derogatory racial, ethnic, religious, age, sexual or other inappropriate remarks, slurs, or jokes will not be tolerated. • Sexual harassment includes unwelcome sexual advances, requests for sexual favors, statements, or any other visual, verbal, or physical conduct of a sexual nature when o submission to the conduct is made either implicitly or explicitly a condition of the individual’s employment; o submission to or rejection of the conduct is used as the basis for an employment decision affecting the harassed employee; or o the harassment has the purpose or effect of unreasonably interfering with the employee’s work performance or creating an environment that is intimidating, hostile, or offensive to the employee. • Each employee must exercise his or her own good judgment to avoid engaging in conduct that might be perceived by others as sexual harassment. • Any employee who believes that he or she is or may be subjected to such objectionable conduct is urged to contact his or her supervisor, the City Manager, or the City Secretary immediately. The City will promptly investigate complaints and, where necessary, take preventative and corrective actions. • Any employee, supervisor, or manager who becomes aware of any such objectionable conduct by any employee, supervisor, manager, (or by anyone else, including outside vendors, when inflicted on any City employee) must immediately advise his or her supervisor, the City Manager, or the City Secretary to assure that such conduct does not continue. • Any manager, supervisor, or employee who engages in such objectionable conduct is subject to disciplinary action. 50075301.2 V-2 • No employee will be retaliated against for making a good faith complaint or bringing such conduct to the City’s attention. 5.3 Disagreement Procedures It is the policy of the City to prevent the occurrence of complaints or disagreements regarding work assignments or treatment by an employee’s supervisor whenever possible and to deal promptly with those complaints or disagreements that do arise. An employee with a problem or concern should discuss the matter with his or her immediate supervisor and attempt to come to an understanding. If the immediate supervisor cannot settle the complaint or disagreement to the employee’s or supervisor’s satisfaction, the employee’s Department head will attempt to settle the complaint or disagreement. If the problem cannot be settled at the Department level, the complaint or disagreement will be presented to the City Manager. The City Manager will consider, and, if necessary, investigate the circumstances of the complaint or disagreement. The City Manager will make a decision and notify the Department head and the employee of his or her decision as soon as practical. The decision of the City Manager will be final. 5.4 Employee Evaluations Every City employee’s job performance will be evaluated by his or her Department head at least once a year. The evaluation will generally take place in the month of the employee’s anniversary date of employment. Non-supervisory employees are rated on the basis of the quantity and quality of work performed, work habits, relationship with co-workers, initiative, dependability, and integrity. Supervisors, in addition to being rated in these areas, will also be evaluated on their supervisory and administrative abilities, such as cooperation from workers, delegation of assignments, and acceptance of responsibility. The evaluation will indicate either an outstanding, satisfactory, or unsatisfactory performance. If an employee disagrees with his or her evaluation, he or she may use the procedure set forth in the preceding Section. 5.5 Promotions Promotions may result in an increase in any one or more of salary, position, authority, and/or status. Promotions are based upon such factors as efficiency, performance, length of service, and the superior qualifications of the person to be promoted as shown by his or her previous service and work knowledge. No promotions will be based solely on the basis of length of service or longevity. A Department head will notify the City Manager of any vacancy that is to be filled through promotion in his or her department. In the event a promotion will pertain to a police officer, fire fighter, or paramedic or a person who will assume a supervisory position upon receipt of a promotion, the Department head will advise the City Manager of the recommended promotion. The City Manager will designate a representative to assist the Department head in making a decision and submitting a nominee to the City Manager. The City Manager will be the 50075301.2 V-3 final authority for all police, fire and EMS promotions and promotions of persons to supervisory capacities. 5.6 Transfers A transfer involves a change of an employee’s assignment of employment from one area of City government to another. A transfer may be requested either by an employee or by the Department head for whom the employee will be working. A transferred employee retains the same employment anniversary date, all accrued vacation and sick leave, and his or her continuous service record. The following employment assignment policies will apply whenever the City approves an employee’s transfer from one area of City government to another: • If the transfer is not performance related and is at the request of a Department head and the new employment assignment is within the same Department as the previous employment assignment, the transferred employee will suffer no loss of pay as a result of his or her transfer. • If the transfer is not performance related and is at the request of the City Manager and the new employment assignment is within the same Department or the new employment assignment will be in a different Department, then the transferred employee will suffer no loss of pay as a result of his or her transfer. • If the transfer is at the request of the employee, the employment position applied for is in a different Department, and the involved Department Heads approve the transfer, the salary for the new position may be less than previously received by the employee requesting the transfer. If it is determined that the applicant for a transfer is qualified for the position for which he or she is applying, the City Manager will establish the employee’s salary in the new position, considering such factors as training, experience, education, and other qualifications. The salary established by the City Manager will not be less than the entry-level salary for that position, but may be less than the employee was receiving in his or her previous position of employment. An employee may not request a transfer to another Department unless he or she has been an employee in the Department to be transferred from for at least eighteen (18) months. • If the transfer is at the request of the employee and the employment position applied for is within the same Department, the Department head will make the determination for the beginning salary in the new position. The Department head will consider such factors as training, experience, education, and other qualifications when establishing the salary. The salary in the new position established by the Department head may be less than previously received by the employee in his or her former assignment but will not be less than the entry level salary for the position which was applied for. Unless expressly waived by the City Manager, employees with a rating of “1” on any area of the most recent performance evaluation are ineligible for transfer. 50075301.2 V-4 5.7 Disciplinary Action and Appeal 5.7.1 Types of Disciplinary Action Employees may from time to time be subject to disciplinary action. As used in this handbook, and generally, the term “disciplinary action” may include a wide range of possible actions, up to and including dismissal from employment. As a general matter, disciplinary actions will be progressive, but circumstances may indicate that strong actions be taken immediately. The City Manager will determine the appropriate disciplinary action for any given act or omission by an employee. Although the list is not all inclusive, an employee may be subject to disciplinary action for any of the following reasons: • incompetence or inefficiency; • conduct unbecoming an employee of the City; • accepting bribes relating to City business; • insubordination or any violation of any official order or regulation; • indictment for or conviction of, plea of nolo contendere to, or receipt of deferred adjudication for, a felony; • theft of City property; • inappropriate or excessive horseplay on the job; • negligent or willful damage or waste of private or public property; • unexcused or excessive absence; • use of alcoholic beverages or illegal drugs while on duty; • habitual tardiness or absenteeism without authorization; • violation of any policy set forth in this handbook; or • other specific actions described in this handbook. 5.7.2 Appeal Any regular employee who is disciplined, including employees who are dismissed, has the right of appeal to the City Manager. The employee may file a written appeal with the City Manager no more than five (5) working days after the effective date of the action of the discipline or dismissal stating fully the basis for his or her belief that the action was unjust. The City Manager will consider and investigate the circumstances of the case. The City Manager 50075301.2 V-5 will make a decision and notify the employee of his or her decision. The decision of the City Manager is final. 5.8 Personnel Records The City Manager or his or her designated representative maintains all of Employee personnel files and records deemed necessary by the City Council. City employment records, including personnel records, may be used by employees or Department heads only with the express authorization of the City Manager. 5.9 At-Will Employment The contents of this handbook are presented as a matter of information only and do not constitute a contract. Each employee is engaged by the City for an indefinite period, and there are no guarantees, expressed or implied, as to the length of time for which the City will continue any person’s employment. Accordingly, employment may be terminated at any time at the will of the City or the employee. No one other than the City Council has any authority to alter this at- will relationship, whether through oral or written statements, promises, or otherwise. To be binding on the City, any agreement or promise that contradicts or alters the at-will nature of employment must be in writing, approved by the City Council and signed by the City Manager. END OF PART V 50075301.2 VI-1 SECTION VI END OF EMPLOYMENT Employment by the City may end as a result of resignation, retirement, layoff, dismissal or discharge, administrative termination, abandonment of employment, or death. 6.1 Resignation To resign in good standing, an employee must give his or her Department head at least ten (10) business days notice of his or her intention to resign. 6.2 Layoff Sometimes it becomes necessary, for a variety of reasons, to reduce the number of persons employed by the City. Layoffs can be based on a number of factors, which include job performance and job requirements. Taking into consideration relevant factors, supervisors will make recommendation to the City Manager. Persons with the lowest ratings and in the least critical positions will be laid off first. Former employees with a favorable employment record will be given every consideration in the event of a vacancy for other positions at the City. 6.3 Administrative Termination An employee may be administratively terminated for failing to return to work following the end of an approved leave of absence, the exhaustion of all available leave, or the exhaustion of the maximum leave of absence allowed. (See paragraph 4.3.11 Maximum Leave of Absence, Concurrent Leave), or for other unusual circumstances. 6.4 Employment Abandonment As noted in Section 2.3.3 of this handbook, any employee absent from his or her job for three (3) consecutive scheduled work days without an authorized leave of absence will be considered automatically to have abandoned his or her employment and to have voluntarily resigned. 6.5 Dismissal/Discharge A dismissal or discharge is an involuntary separation from employment, which does not fall into one of the other categories. 6.6 Return of City Property Employees are required to turn in all records and other property of the City to their Department head or another authorized person on the date their employment with the City ends. If an employee fails to return such property, the City may, at its option, withhold the value of such property from the employee’s final paycheck, but in no event shall an employee’s compensation be reduced below the required minimum wage. END OF PART VI 50075301.2 Employee Statement of Personal Computer Use Policy I, ________________________________________________, affirm that my signature below certifies that: 1)I have received and read a copy of the City’s Personal Computer Use Policy and that I understand, acknowledge and will abide by the Policy, 2)I have been made aware of the penalties for the infringement of computer software copyright laws, including felony charges and fines of up to $250,000. 3)I understand that violations of the City’s Personal Computer Use Policy can result in disciplinary action that may include, but not be limited to, verbal warning, formal reprimand, loss of income associated with damages to City property, and termination. I also understand that violations of the City’s Personal Computer Use Policy or misuse of email and/or the Internet which are of a criminal nature may be referred for criminal prosecution. Employee Internet Access Request I hereby request access to the Internet. My signature below certifies that I have read the Personal Computer Use Policy, and that I understand, accept and will abide by the provisions set forth in that Policy. Employee Acknowledgement The undersigned employee has received this handbook and acknowledges that he or she is familiar with the policies set forth herein, including the following at-will employment policy of the City: The contents of this handbook are presented as a matter of information only and do not constitute a contract. Each employee is engaged by the City for an indefinite period, and there are no guarantees, expressed or implied, as to the length of time for which the City will continue any person’s employment. Accordingly, employment may be terminated at any time at the will of the City or the employee. No one other than the City Council has any authority to alter this at-will relationship, whether through oral or written statements, promises, or otherwise. To be binding on the City, any agreement or promise that contradicts or alters the at-will nature of employment must be in writing, approved by the City Council and signed by the City Manager. ____________________________ Date ___________________________________ Employee’s Signature ___________________________________ Employee’s Printed Name April 14, 2010 1400 SCHERTZ PARKWAY SCHERTZ, TEXAS 78154-1634 (210) 619-1015 FAX (210) 619-1050 www.schcrtz.com POLICY LETTER To all Department Heads Effective Immediately DONE. TAYLOR CITY MANAGER For the safety of yourselves and the safety of others, cell phone use and texting while operating a city vehicle is no longer permissible by any employee of the City of Sche1iz. If you must take or make a phone call/text message while driving, find a safe location to pull off the road and then return to the road after business has been conducted or use a hands-free device. Th k:tou for your cooperation. J Attendance PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose: CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK Human Resources City Council 3/26/2013 3/27/2013 2.3.2-2.3.3 This policy is written to provide employees with general guidelines about reporting when they expect to be late for work or absent. Each department director may specify additional reporting requirements specific to his/her department. Policy Employees will report for work at the time and place specified by the employee's supervisor. Unnecessary absenteeism and lateness are expensive and disruptive and place an unfair burden on the organization, including co-workers and customers. Each employee will be properly prepared so that the employee may immediately assume his/her job duties. Failure to adhere to the attendance policy may result in disciplinary action up to and including termination. Applicability: This policy applies to all city employees. Punctuality City employees are expected to be at their jobs during the hours established by their Department head. If the employee must be tardy or absent from duty, he or she must let the Department head or supervisor know as soon as possible and always within the time period required by the employee's Department. Failure to Report to Work Failure to report within the required period can be considered justification for disallowing paid sick leave for an absence. Unless otherwise approved by the supervisor, employees are expected to call their supervisor on each day of absence at least one hour prior to the start of their scheduled shift for that day. If an employee is absent for medical reasons, please refer to the city's FMLA and Sick Leave Policies. Where the nature of the absence necessitates an extended period of time off, longer reporting intervals may be approved by the supervisor, unless the leave qualifies for Family Medical Leave as that term is defined in the Family and Medical Leave Act Policy and the employee was unable to give appropriate notice. Frequent tardiness or un- excused absence is not permissible and is grounds for disciplinary action, up to and including termination. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK Any employee absent from his/her job for three (3) consecutive work days/shifts without an authorized leave of absence shall be considered to have abandoned his/her employment. Reporting Absences It is the responsibility of an employee who cannot report for work to notify his/her immediate supervisor or designee as soon as possible or at least one hour prior to the time the employee is scheduled to be at work unless directed otherwise and notified in writing by the Department Head. Police and fire department employees and other employees in safety sensitive positions may be required to give at least four ( 4) hours prior notice. The employee must explain the reason for the absence and when he/she expects to return to work. NOTE: It is the employee's responsibility to ensure that proper notification is given. Asking another employee, friend, or relative to give this notification is not considered proper, except under emergency conditions. Tardiness It is each employee's responsibility to call his/her supervisor at least one hour prior to the stat1 of his/her scheduled shift to inform the supervisor that he/she will be late. The employee should specify a time he/she expects to arrive at work. The supervisor has the discretion to approve the make-up of any time missed by the late employee. Repeated incidents of tardiness may subject the employee to discipline, up to and including termination. If however, if the employee is late due to unforeseen circumstances (e.g. vehicle accident impeding traffic) and cannot provide at least one hour notice, it is incumbent upon the employee to notify the employer that he/she will be tardy and explain the reasons for being tardy. Use of Authorized Absences An employee will not perform work for another employer or himself/herself, engage in extra duty employment, or engage in any other actions which would be inconsistent with the stated reason for taking paid or unpaid leave on the same calendar day that the employee fails to report for work due to illness, injury or emergency. Violation of this prohibition will be grounds for discipline, up to and including termination. Illness-related absences Employees should refer to the city's sick leave policy Use of Paid Leave An employee may be eligible for paid leave for absences as determined by the guidelines of the applicable policies. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK I Fair Labor Standards Act (FLSA) PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose Human Resources City Council 5/14/2013 5/15/2013 NIA The Fair Labor Standards Act (FLSA) of 1938 established federal requirements for the payment of minimum wages, overtime pay, record keeping, and child labor standards for employees covered by the Act and not exempt from specific provisions. Initially, the FLSA applied only to private sector employers. However, in 1985 the U.S. Supreme Court concluded that Congress could apply the FLSA to state and local government under the Commerce Clause of the Constitution. Since 1985, cities and towns also had to comply with the FLSA. The Equal Pay Act of 1963 amended the FLSA to prohibit pay differences based on gender. Policy The city bases this policy on the FLSA, which regulates employee wages and hours in the following areas: • Minimum Wage • Child Labor • Equal Pay • Record Keeping • Overtime Pay Applicability This policy applies to all city employees Minimum wage The federal minimum wage provisions are contained in the FLSA. Many states also have minimum wage laws. In cases where an employee is subject to both the state and federal minimum wage laws, the employee is entitled to the higher of the two minimum wages. Supervisor's Note: All employees, including seasonal and tempormy employees shall be paid at least minimum wage to remain in compliance with the federal 111 inimum wage standard. Child labor CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK The federal child labor provisions, also known as the child labor Jaws, were enacted to ensure that when young people work, the work is safe and does not jeopardize their health, well-being or educational opportunities. The FLSA imposes certain restrictions on the employment of minors younger than 18 years of age. Most city positions require employees to be at least 18 years of age. However, there are some exceptions. Supervisors wishing to hire a minor shall contact the Human Resources Department before initiating the hire of any minor. Equal Pay No employer subject to the Equal Pay Act can discriminate between employees on the basis of gender by paying wages "at a rate less than the rate at which he pays wages to employees of the opposite sex in such establishments for equal work on jobs the performance of which require equal skill, effort, and responsibility, and which are performed under similar working conditions," Equal Pay Act, 29 U.S.C. x 206 (d) (!). Supervisor's Note: In recommending and evaluating wages or wage increases for employees in jobs that require equal skill, effert, and responsibility (not necessarily an identical job), be certain to make pay decisions without reference to a person's gender. Record keeping State and federal Jaws and regulations require the employer to collect and maintain certain employee information such as name, address, occupation, birthdate, sex, etc. Supervisor's Note: Generally, the Human Resources Department and the Payroll Department will take care of these details through our normal paperwork processes (for exmnple, time sheets, I-9 's). Supervisors need to be aware of the requirements and understand that prompt collection of this information is required by federal law. Overtime pay An employer who requires or permits an employee to work ove1time is generally required to pay the employee premium pay for such overtime work. Hourly, non-exempt employees shall be paid overtime at one and a half (1 Yi) times their regular rate of pay for all hours actually worked over forty (40) in a single workweek. Thus, in calculating how many hours a non-exempt employee actually works in a week, the city will not count the paid vacation, holiday, comp time, or sick time towards the forty ( 40)-hour workweek. Jn accordance with the FLSA, the city is not obligated to pay overtime for employees to work on weekends, nights, holidays unless overtime hours are worked on such days. CITY OF SCHERTZ EMPLOYEE HANDBOOK I Progressive Discipline and Disciplinary Appeals Policy PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose Human Resources City Council 5/14/2013 5/15/2013 5.7 The purpose of this Progressive Discipline and Disciplinary Appeals Policy is to outline the city's disciplinary system and expectations so employees are able to perform their job duties in a safe, efficient, and productive manner. Supervisors, Department Heads, and City Management are responsible for outlining the goals and job performance standards for each employee per the employee handbook. Each employee is responsible for meeting these standards in an efficient manner. Definitions Adverse Disciplinary Action -Adverse disciplinary action is defined as any disciplinary action affecting an employee's job status, not including verbal reprimands. At-Will Employment The State of Texas is an "At-Will" employment state. At-will means that an employer can terminate an employee at any time, for any reason, with or without notice or cause as long as the reason is not illegal. Therefore, this policy does not provide nor guarantee an employee any rights that would affect their "At-Will" employment status. Although a progressive disciplinary system is preferred, where appropriate, a single action or inaction may result in disciplinary action up to or including termination of employment. Supervisors, Department Heads, and City Management shall administer discipline in a fair and equitable manner throughout the city without regard to race, color, religion, sex, national origin, age, disability, or any other legally protected status. Criteria for Application of Formal Types of Discipline The objective of the progressive discipline policy is to provide fair, consistent, concise, and efficient procedures for the use of disciplinary action against an employee and any subsequent appeals that may be pursued. The following criteria may be considered in determining the appropriate disciplinary action to be taken: • Severity and type of offense(s); • Impact of the offense(s) on the team and/or individuals; CITY OF SCHERTZ E MPLOYEE HANDBOOK • An employee's previous work record; • Period of time since most recent disciplinary action; and e Precedent of action on similar offense(s); Supervisor/Department Head Obligations Supervisors/Department Heads are obligated to create an atmosphere conducive to motivating their staff through communication, counseling, encouragement, respect, training/development, praise, positive feedback, providing ownership, and one-on-one mentoring. Supervisors/Department Heads are also obligated to provide the tools, equipment, and resources necessary for staff to conduct their jobs safely and efficiently. Therefore, Supervisors/Department Heads should exercise their due diligence to ensure the growth and development of their staff and to apply disciplinary action after employee counseling and/or education has failed. Types of Discipline From time to time, employees may be subject to disciplinary action. As used in this handbook, and generally, the term "disciplinary action" may include a wide range of possible actions, up to and including termination of employment. As a general matter, disciplinary actions shall be progressive, but circumstances may indicate that strong actions be taken immediately. Although the list is non-inclusive, an employee may be subject to disciplinary action, up to and including termination, for any of the following reasons: • incompetence or inefficiency; • conduct unbecoming an employee of the City; • accepting bribes relating to City business; • insubordination or any violation of any official order or regulation; • indictment for or conviction of, plea of nolo contendere to, or receipt of deferred adjudication for, a felony; • unauthorized use of or theft of city equipment or property; • inappropriate or excessive horseplay on the job; • gambling during work hours or on City property; • negligent or willful damage or waste of private or public property; • unexcused or excessive absence; • use of alcoholic beverages or illegal drugs while on duty; o habitual tardiness or absenteeism without authorization; • violation of any policy set forth in this handbook; • serious misconduct; or • other specific actions described in this handbook CITY OF SCHERTZ EMPLOYEE HANDBOOK Consistent with the above criteria, Supervisors, Department Heads, Executive Directors, or the City Manager may take any appropriate disciplinary action including, but not limited to: • Verbal Reprimand; • Written Reprimand; • Administrative Leave; • Probation and Performance Improvement Plan (PIP); • Demotion; • Suspension; or • Termination; Department Supervisors or Department Heads may change the order of the above disciplinary steps, or may choose not to use any step, depending on the circumstances under review. Department Heads may also continue progressive discipline when appropriate. Department Supervisors shall consult with their Department Head before issuing any adverse disciplinary action against an employee. Likewise, Department Heads shall consult with the Human Resources Department prior to any adverse disciplinary action against an employee. The Human Resources Director or designee must approve any adverse disciplinary action against an employee before the disciplinary action is issued. Appropriate Disciplinary Action Including, but Not Limited to: Verbal Reprimand: A verbal reprimand identifies a violation or indicates an area needing improvement. A formal, verbal reprimand should be conducted using the city's counseling form to document the existence of the reprimand. This reprimand should include additional counseling, training, feedback, instruction, and/or direction. Written Reprimand: A written reprimand identifies violations or indicates areas needing improvement. The written reprimand shall indicate the following: • The employee's specific behavior and why the behavior was unacceptable or inappropriate; • How the behavior is affecting the team and the organization; • The expected conduct or behavior as outlined in city policies or departmental SO P's • That such acts and/or behaviors must not be repeated; CITY OF SCHERTZ EMPLOYEE HANDBOOK • The consequences for the behavior and what the consequences may be in the future should the behavior continue; and, • The employee must sign and date the reprimand acknowledging review and receipt. The original reprimand shall be sent to Human Resources within three (3) days of the completion of the reprimand. Written reprimands are not eligible for deferment and should not be kept by the supervisor or the department for any reason. A copy of the reprimand shall be given to the employee at his/her request. Department Heads shall be informed of all written reprimands within their respective departments and, with the concurrence of HR, will make the final decision on all written reprimands. Nothing in a written reprimand shall be viewed as altering the City's At-Will status or as creating a contract of employment, express or implied, or as a guarantee of employment for a specific duration. Administrative Leave: Use of paid administrative leave is restricted to instances in which the presence of the employee will impede an investigation or adversely affect safety, security, or normal business functions. The supervisor will inform the employee that he/she is being placed on administrative leave pending further investigation. The employee will follow all instructions provided by the supervisor in regard to regularly checking with the supervisor and remaining available as required. The employee shall turn in all keys and equipment and shall not act in any official capacity for the city while he/she is on Administrative Leave. The employee should remain available for the city to contact and provide further instructions pertaining to returning to work or completing an investigation. If a supervisor determines paid Administrative Leave might be necessary, approval from the Human Resources and the appropriate Executive Director is required. If the Administrative Leave is a result of an investigation, recommended action resulting from the investigation must be approved by the Department Head, Executive Director, City Manager and the Human Resources Department. Probation and Performance Improvement Plans: Chronic performance or behavioral issues may result in an employee being placed on probation. All employees placed on probation will receive a Performance Improvement Plan (PIP). The PIP should identify deficiencies in behavior and/or performance, provide a methodology for improvement, and establish a timetable in which performance must be improved. Usually, the minimum period for a PrP is thirty (30) calendar days but the PIP may be extended up to an additional (60) calendar days, depending on the circumstances of the probation. With the CITY OF SCHERTZ EMPLOYEE HANDBOOK Assistance of HR, the immediate supervisor will set the terms and conditions of the PIP, including the length of the probationary period. An employee may also be placed on a PIP in the following situations: • If an employee does not meet expectations at the end of his/her evaluation period(s); or • If the employee is not meeting the performance standards for a particular task at any time during the evaluation period, the supervisor has the option of placing the employee on a PIP. Supervisors must apply the same practice to all similarly situated employees. The original PIP remains with the supervisor until the completion of the PIP period and a copy is given to the employee. A copy of the plan must be attached to the appraisal document that is submitted to Human Resources. At the end of the PIP period, the supervisor and employee meet to discuss the employee's progress, training needs, and future action items. The supervisor must document (in a memorandum to the appropriate approving authority) the results of the improvement review session. A copy of the me1norandum shall go to the etnployee and his/her personnel file. If an employee fails to meet the terms of the PIP at any time during the probationary period, the employee may face disciplinary action up to and including termination. If an employee fails to maintain performance standards once the probation has concluded, an additional opportunity for an employee to improve ·performance through a PIP may not necessarily be repeated. Disciplinary action up to and including termination may result without an additional PIP. If an employee's performance has not improved at the conclusion of the PIP, the supervisor may determine that additional time is warranted to achieve the objectives, or that performance is such that further disciplinary action is necessary. If a PIP accompanies a written reprimand AND is a result of performance standards not being met, the written reprimand may be rescinded from an employee's permanent record if the employee proves that he/she can meet reasonable performance standards within the established timeframe of the PIP. However, the PIP, will remain permanently in the employee's personnel file as documentation of the respective performance issue. However, should the employee display the same or similar performance issues after the PIP has ended, the employee may again be placed on a PIP and/or be subject to fwther disciplinary action up to and including termination. CITY OF SCHERTZ EMPLOYEE HANDBOOK If a PIP accompanies a written reprimand AND is a result of behavioral standards not being met, the written reprimand and the PIP shal l both remain as part of the employee's permanent record in his/her personnel file. Demotion: A demotion is a change in duty assignment of an employee to a position in a lower pay group. A reduction in pay may occur with a demotion. Demotions may be made for the following purposes: • A voluntary assumption of a less responsible position; e A reasonable accommodation for an employee with a disability; e As a result of a reclassification of the employee's position; • As a disciplinary measure because of unsatisfactory performance 111 a higher position; or • Budgetary constraints Voluntary Demotions The city will attempt to transfer employees wishing to demote to his/her previous position or a position in a lower pay group when the transfer does not adversely affect the city's interests or the interests of other employees and the employee is qualified for the position. The following terms shall govern voluntary demotions: • If the employee is not satisfied in any way in their new position during the first ninety (90) days of the probationary period, the employee may request a transfer back to the former position or a position in a lower pay group, provided the employee's former position or position in question has not been filled and the affected Department Head and Human Resources approve the transfer. • Should the employee fail to successfully complete their probationary period and their former position or position in question is no longer vacant, the employee may be separated from the City's service. Suspension: Suspension may be applied in cases of damage or losses of city property, gross negligence in the administration of the job being performed, or last course of discipline prior to termination. A suspension results in time off without pay for one work day/shift or longer. An employee may be suspended without pay for a period of not less than one (1) work day/shift and not more than thirty (30) calendar days. Termination: Termination is the conclusion of the individual's employment with the City. If warranted, termination of an employee may occur without pursuing progressive discipline. CITY OF SCHERTZ EMPLOYEE HANDBOOK Removal from the Workplace When issues of serious misconduct that warrant immediate removal from the workplace arise, the employee is required to leave City property immediately. The employee shall surrender all keys, equipment, tools, and any other property belongin g to the city. Serious Misconduct Serious Misconduct, defined as conduct that has a substantial negative impact on the organization, public or individual employee, may be grounds for immediate removal from the workplace and/or termination of employment. Any conduct which could have an adverse effect on the City, on the confidence of the public in the integrity of the City government, or on the relationship of the employee and other employees will be considered serious misconduct. Examples of serious misconduct subject to removal from the workplace or termination of employment in clude, but are not limited to: • Conviction of a felony or theft, or other crime involving moral depravity • Careless destruction of public or private property • Lying to a supervisor • Falsification of employment applications or work records • Being under the influence of, consumption of, or possession of un-prescribed drugs, alcohol, or contraband while on the job or while operating a City vehicle • Failure to pass a drug screening examination or refusal to submit to a drug screening when requested • Unauthorized possession of weapons or contraband while on City premises (not including any public or private driveway, street, sidewalk or walkway, parking lot, parking garage, or other parking area), in city vehicles or while on City business except for authorized police personnel • Assault, threat of assault, or fighting on City property • Bullying • Insubordination • Sabotage of city property • Making terroristic threats • Knowingly violating safety rules and standards • Failure to cooperate in an investigation when directed to do so • Using an official position, uniform, or identification card for personal benefit • Failure to report for work or call in for three (3) consecutive days • Failure to report any on-the-job accident or any accident involving City property Documentation Supervisors/Department Heads are strongly urged to document performance and/or behavioral problems demonstrated by their staff members for the sake of providing CITY OF SCHERTZ EMPLOYEE HANDBOOK effective and specific coaching, counseling, training, feedback, and resources to staff on a regular basis. When necessary, documentation can also assist supervisors/Depatiment Heads in effectively disciplining staff using the appropriate counseling forms provided by the HR Department. Final Disciplinary Decisions When demotion, suspension, or termination of an employee is thought to be necessary, the Department Head or his/her appointed representative will take the following steps: o Before a Department Head makes a final decision on any disciplinary action involving demotion, suspension, or termination, he/she shall hold a disciplinary conference with the affected employee. At the meeting, the employee may respond with relevant facts that might affect any proposed disciplinary action. • The Department Head shall consult with the Human Resources Director or designee and the appropriate Executive Director before taking adverse action against an employee resulting in demotion, suspension, or termination. The Human Resources Director or designee must approve any adverse action before it can be implemented. • If a Department Head's decision results in demotion, suspension, or termination of an employee, the appropriate Executive Director shall inform the City Manager of the decision. • Once a decision is made, the Department Head will notify the employee in writing of his/her decision. The written decision will indicate the following: • The disciplinary action (if any) to be taken and the effective date of the action. • An explanation of why the discipline is being implemented, such as policy violation. • If the action is suspension or demotion, the written decision must contain the conduct or behavior resulting in discipline and a statement indicating such act(s) must not be repeated. The written decision should also indicate what further action will result if the employee fails to show and maintain satisfactory improvement. Signed acknowledgment of receipt of the written decision by the employee is required. • If the action is termination, Human Resources will deliver the termination notification directly to the employee. • A copy of the written decision will be given to the employee. The decision will become a permanent part of the disciplinary record and will be maintained in the employee's personnel file in the Human Resources Department. CITY OF SCHERTZ EMPLOYEE HANDBOOK While Department Heads are encouraged to follow the above steps, failure to follow these steps will not negate disciplinary action. An employee may be terminated at any time with or without cause and/or notice. The above procedures are discretionary with the City Manager and do not apply to new employees during their initial probationary period or to seasonal or temporary employees. Disciplinary Appeals Process Appeal to City Manager: Regular full-time or part-time employees, who are suspended for more than three (3) work days, who are demoted, or who have been terminated may appeal the disciplinary action taken in accordance with the following rules. The disciplinary appeals process is used at the discretion of the City Manager or his/her appointed representative, and in no way negates the "At-Will" status of any City employee. Appeal Requests: An employee, who has received a suspension, demotion, or termination, has five (5) business days from receipt of notice of such action to submit a request for appeal. All appeals must be submitted in writing to the Human Resources Depaitment. All written appeals must state the grounds for appeal. Written appeals may, at the request of the employee, request a face-to-face appeal hearing with the City Manager and a representative from Human Resources. The Human Resources Department, upon review by the City Manager or his/her appointed representative, will schedule all formal appeal hearings. Decision of the City Manager: Upon completion of any necessary investigation and appeal review, the City Manager or his/her appointed representative will submit a written decision to the Human Resources Department within five (5) business days of the completed investigation and formal hearing. The Human Resources Department will notify the employee, the Depaitment Head, and the appropriate Executive Director of the decision. The decision of the City Manager or his/her appointed representative is final. The formal appeal process outlined in this policy does not apply to employees during their probationary period as a new hire, temporary/seasonal employees, or volunteers. Special Provisions The disciplinary process outlined in this policy, including the disciplinary appeals process, does not apply to employees during their initial probationary period as a new hire, or to temporary, part-time, or seasonal employees. Supervisors are encouraged, but not required to use these formal disciplinary measures prior to termination for these employees. CITY OF SCHERTZ EMPLOYEE HANDBOOK The City Manager or his/her appointed representative reserves the right to accept, overturn, or amend any formal disciplinary measures in order to preserve the integrity of the city, its administration, and its citizens. The City Manager also reserves the right to render immediate decisions without consultation of this policy when it is deemed to be in the be.st interest of the city. I Time Reporting PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK Human Resources City Council 3/26/2013 3/27/2013 2.2; 4.1.7; 4.3.10 To comply with federal, state, and local laws, and provide employees with specific policies and procedures regarding time and attendance reporting. Policy All city employees are expected to report punctually for duty at the beginning of their assigned workdays and to work the full workdays established. Hours worked can be defined as time that an employee performs principal activities related to the job on the employer's premises or at the prescribed workplace whether suffered or permitted by the employer. All employees are required to report hours worked and leave taken accurately and to abide by the city's time reporting and leave policies. Failure to adhere to the Time Repo1iing Policy may result in disciplinary action up to and including termination. Applicability This policy applies to all city employees. Procedures Employees shall keep records of all hours actually worked and leave time taken and, where appropriate, hours credited to particular projects. Each employee shall be responsible for the accuracy of his/her own time sheet. Each supervisor is required to approve their employees' time sheets, verifying the timesheet accurately reflects the time worked and leave taken by the employee. Approved time sheets must be received in payroll no later than Noon on each Monday following the end of the pay period unless prior arrangements have been made with payroll. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK If a supervisor makes an adjustment to a time sheet and the employee is not available to sign, the supervisor must inform payroll of the change in writing, including a statement that the employee was unavailable, and forward the time sheet to payroll. Supervisors shall notify employees of any changes to the time sheet. In general, time worked includes all the time an employee is: • Required to be on duty; • Required to be on the work premises or at a prescribed workplace; or • Permitted to work for the city Meal Period With few exceptions, meal periods spent away from the employee's work station are not considered time worked. Non-exempt employees (regardless of status as full -time, part- time, or temporary employees), who work more than five (5) consecutive hours shall be allowed a meal period of at least thirty (30) minutes beginning no less than two (2) hours or more than five (5) hours from beginning of shift. Employees who work more than three (3) hours of overtime are required to have an additional thi1ty (30)-minute meal period prior to or during the overtime period. Neither state nor federal law requires an employer pays for these meal periods if the employee is completely relieved from duty during the break. Rest Periods Coffee breaks and other brief rest periods of 15 minutes or less are considered time worked. Stand-by Pay City Council has authorized some Departments to pay stand-by pay (also known as on- call pay) to designated employees, who are on call at designated times. Stand-by time is defined as time worked if employees are required to be available by phone or at certain locations such that they cannot use the time for their own purposes. Qualification for stand-by pay is coordinated with and must be approved by the employee's Department Head and is available only when the needs of the City and its customers require it. Whether time spent on stand-by is considered time worked is a question of fact to be decided on a case-by-case basis. Generally, sta11d-by time is considered time worked for the amount of time spent: • Performing work-related activities, such as phone calls; • Driving to and from the location of an emergency situation; and • Responding to an emergency situation CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK Stand-by time is not considered time worked if the employee can leave word as to where they can be reached, or if the employee carries a pager or phone and does not have to stay at a certain location as defined above. If stand-by time is considered time worked, the employee(s) on stand-by shall receive their regular hourly rate until they work over forty ( 40) hours within a given workweek, which would then place the employee(s) in an overtime status. Reporting Leave Time It is the responsibility of the Department Head to submit all leave information to the Finance Department with timesheets so leave information can be properly recorded on each employee's personnel record. A deliberate misrepresentation of time worked or leaves taken, or unauthorized absence may result in disciplinary action up to and including termination. According to the Fair Labor Standards Act, hourly, non-exempt employees must be paid overtime at time and one-half their regular rate of pay for all hours actually worked over forty ( 40) in a single workweek. Thus, in calculating how many hours a non-exempt employee actually works in a week, the city will not count paid vacation, holiday, comp time, or sick time towards the fo1iy ( 40)-hour workweek. For example, an employee who normally works Monday through Friday, eight (8) hours a day, is off on a Monday because it is a paid holiday. The employee then works Tuesday through Friday, eight hours a day, and is asked to work four (4) additional hours on Saturday. The employee's pay for the week would reflect a total of forty-four (44) paid hours. However, since the employee actuallv worked only thirty-six (36) hours, he/she would not receive anv overtime pay. Leave Substitution The city's policy requires all applicable paid leave to be used concurrently with a qualifying leave of absence with the exception of an employee, who is serving suspension. In accordance with this policy, other leaves will be automatically substituted when there is an insufficient balance of a requested leave or substitution type (e.g. If ten (10) days of leave are requested to take care of an ill child, but the employee only have five (5) days of sick leave, then any vacation balance followed by any comp time balance will automatically be substituted, if available. However, if an employee is out for an illness for themselves or qualifying family members, they must declare the sick leave on their time sheet. Employees may not use comp time or any other leave in place of sick time unless the employee has exhausted his/her sick leave. It is important to refer to the city policies on the Family Medical Leave Act (FMLA) POLICY and Leave of Absence POLICY for clarification. CITY OF SCHERTZ EMPLOYEE POLICY H ANDBOOK Work "suffered or permitted" The FLSA clearly states that it is the employer's responsibility to enforce the overtime rules, not the employees." Overtime must be paid if the employer "knows or has reason to know" that the employee is working. The location of the work (e.g., at the job site or away from it) is immaterial if the employer knows or has reason to know of the employee's work. Supervisor's Note: To prevent incurring wage liability for work ti111e not requested or desired, supervisors should instruct non-exe111pt e111ployees that any overti111e 111ust be approved by the111 in advance and h1 writing. Good two-way co111111u11ication about this is ve1J1 i111portant. Training Time Time spent studying and attending classes for courses which are required by the supervisor for an employee's current job is considered time worked. Time spent in training, lectures and meetings need not be considered time worked if all the four of the following conditions are met: • Attendance occurs outside ofregular work hours. • Attendance is totally and completely voluntary. To meet this criterion, the employer cannot require employee attendance; and the employee must not be led to believe that non-attendance would adversely affect their employment. • The employee does no productive work related to the employee's job responsibilities while attending training; and • The training is not directly related to the employee's present job o Training is "directly related" to the employee's job when it is designed to make the employee more effective at his or her present job. o Training is not "directly related" to the employee's job when it prepares the employee for a different job, including a promotion, or teaches the employee a new or additional skill. • When training is attended for the bona fide purpose of preparing for advancement through upgrading the employee to a higher skill, and is not intended to make the employee more efficient in his/her present job, the training is not considered directly related to the employee's job even though the course incidentally improved his/her skill in doing his/her regular work. Time spent by an employee on his/her own initiative attending an independent school, college or independent trade school after hours is not considered as time worked for the city even if the courses are related to the job. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK For the benefit of its employees, the city may establish a program of instruction, which corresponds to the courses offered by independ ent bona fide institutions of learning. Voluntary attendance by an employee at such courses outside of working hours would not be considered hours worked even if the instruction is directly related to the job, or paid for by the city. Travel Time The principles that apply in determining whether time spent in travel is time worked depend upon the kind of travel involved. When travel time is integral to performing the employee's job, the time must be treated as work time. When travel time is merely a normal incident of employment, it need not be treated as such. Time spent traveling during normal work hours is considered hours worked. Time spent in home-to-work travel by an employee in an employer-provided vehicle, or in activities performed by an employee that are incidental to the use of the vehicle for commuting, generally is not "hours worked" and, therefore, is unpaid. Medical Attention Time spent by an employee waiting for and receiving medical attention at the work place or at the direction of the supervisor is considered time worked if it occurs during the employee's normal working hours. Time spent waiting for and receiving medical attention as a result of a workplace injury is considered time worked. Volunteer Work FLSA covered employees may not volunteer to work in excess of 40 hours m a workweek without compensation. All time worked must be properly recorded. Voluntary work by an employee for the city shall not be reported as time worked and shall not be compensable as long as the voluntary work is totally and completely voluntary. In order to classify an employee as a volunteer and not an employee under the FLSA, all of the following requirements must be met: • The services must be offered freely by the employee without pressure or coercion (direct or implied) from the employer. Therefore, requests from the employer to participate in "voluntold" activities are not permissible. • The activities are predominately for the employee's own benefit. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK • The volunteer must not receive or expect to receive any compensation for work performed. • The services must be different from any service that the individual is employed to perform for the employer. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK J Work Hours & Scheduling PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose Human Resources City Council 3/26/2013 3/27/2013 2.2 To establish policies and procedures regarding the workweek, work hours and office hours to maximize the city's capabilities to provide services to citizens. Policy Employees are expected to report to work and observe their approved work schedule. Applicability This policy applies to all city employees Standard Work Hours: Standard Workweek: The standard workweek for most employees (except as explained for commissioned police and uniformed fire personnel, and EMS personnel) is 8:00 a.m. to 5:00 p.m., Monday through Friday. Although a normal workweek for many regular, full-time employees is forty ( 40) working hours per week, the workweek may vary by department and operational necessity. Standard Work Day: The standard work day for regular, full-time employees is eight (8) hours. Meal time during a work shift is not considered compensable time unless the employee is required to work during the meal time. Employees may be granted a 15 minute rest period with pay during the first and second halves of the work day; however, this privilege is not guaranteed. Individual Work Schedules: An employee's work schedule is determined by the department's operating requirements and subject to change at any time by the Department Head or designee. An employee's work schedule may be adjusted within the standard workweek (or other designated work period as allowed by FLSA) to avoid the payment of overtime or accrual of compensatory time. Required Work Time: All city employees may be required to work hours in excess of their normal work hours when necessary as determined by the supervisor. An employee is expected to respond to a reasonable request to work extra hours and may be subject to discipline for failure to work such hours. CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK Department Head Responsibilities: Each Department Head is responsible for ensuring that supervisors and employees are complying with established work schedules and that unscheduled work is performed only in bona fide emergencies. The mere establishment of schedules (written or verbal) does not relieve the Department Head of his/her responsibility for controlling work time. It is advised that supervisors and managers limit the use of extended shifts and increase the number of days employees work. Working long shifts will generally result in reduced productivity and alertness. When shifts are extended past normal work periods, additional break periods and meals should be provided Unauthorized Working Time: Unless approved in advance by the employee's supervisor, non-exempt employees performing work at any time other than authorized working time is prohibited. Such time would include, but is not limited to, work performed before or after regular work hours or work taken home. Except for Police, Fire, and EMS, any hours to be worked in excess of forty ( 40) hours in a week, except in the case of emergencies, require the advance approval of the Department Head or the designated representative. Hours Worked: Only hours actually worked count as hours worked for the purpose of overtime. Vacation, sick, and compensatory time (comp time) do not count as hours worked (Refer to the overtime rules under the FLSA policy). Dual Employment: Dual employment within the City is allowed only where the combined standard work hours for both positions is less than or equal to forty ( 40) hours per week and when no conflicts exist with work schedules (including overtime) between the two positions. Exceptions are only allowed upon express written approval of the City Manager. Lunch Periods Regular, full-time employees generally have one hour off for lunch. Depatiment Heads will arrange lunch schedules so that his/her Department can provide uninterrupted service to the public. This policy does not apply to shift workers, except at the discretion of the Department Head based on scheduling and the availability of personnel for relief purposes. Employees shall not work through their designated lunch periods unless authorized by their direct supervisors as this has implications on productivity and overtime costs. Rest Periods Regular full-time city employees generally have two fifteen-minute rest breaks during the day, one in the middle of the morning and the other in the middle of the afternoon. Employees who are not full-time should generally have one 15 -minute break after four (4) consecutive hours of work. Employees with varying schedules should adjust their CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK break periods accordingly through consultation with their supervisor. Time allotted for rest periods may not be applied to any other time, absence, leave, or time off. Jn all events, Department Heads have the authority to schedule rest periods so that necessary work can be accomplished. This policy does not apply to shift workers except at the discretion of the Department Head, based upon scheduling and the availability of personnel for relief purposes. Employees should recognize that breaks provided outside lunch periods are a privilege and not an entitlement. Police Department Work Schedule The term "tour of duty" is a unique concept applicable only to Section 207(K) employees. This term refers to periods of time when a patrol officer is considered to be on duty for purposes of determining compensable hours. The time may be scheduled or unscheduled. Scheduled time includes "shifts" and is the time the employee is regularly assigned. Unscheduled time is spent in work outside the "shift". Even though the specific work performed may not have been assigned or scheduled in advance, the time must be included in the compensable tour of duty. Police Department Shift-Work The standard work shift of the Police Department may consist of the following schedules: • Eight (8) hours per day; • Ten (10) hours [forty (40) hours per workweek]; • Twelve (12) hours; • Twelve ( 12) hours and fifteen ( 15) minutes per day (86 hours per pay period) For more specific information regarding shift assignments and duties for the Police Department, employees should refer to the Police Department Standard Operating Procedures (SOP's) Each officer works a total of fo11y (40) scheduled hours per work period. Fire Department Work Schedule The Fire Department sets work schedules for their personnel and notifies employees in writing of their work schedule assignments. Fire Department Shift-Work The standard work shift of the Fire Department may consist of the following schedules: • Eight (8)-hour shifts • Twenty-four (24)-hour shifts (168 hours per 21 consecutive days); • Twenty-four (24)-hour shifts (212 hours per 28 consecutive days). CITY OF SCHERTZ EMPLOYEE POLICY HANDBOOK For more specific information regarding shift assignments and duties for the Fire Department, employees should refer to the Fire Department SOP's. EMS Department Work Schedule EMS sets work schedules for their personnel and notifies employees in writing of their work schedule assignments. Fire Department Shift-Work The standard work shift of the EMS may consist of the following schedules: • Eight (8)-hour shifts o Ten (I 0)-hour shifts • Eleven ( 11 )-hour shifts • Twelve ( 12)-hour shifts • Twenty-Four (24)-hour shifts For more specific information regarding shift assignments and duties for the EMS Department, employees should refer to the EMS SOP's. CITY OF SCHERTZ EMPLOYEE HANDBOOK I Compensatory (Comp) Time PREPARED BY: APPROVED BY: DATE APPROVED: EFFECTIVE DATE: REPLACES VERSION: Purpose Human Resources City Council 6/11/2013 6/12/2013 4.1.6 Compensatory time off ("comp time") is paid time off that may be earned and accrued by non-exempt employees in lieu of immediate cash payment for working overtime hours. Policy All regular full-time employees classified as non-exempt shall be paid at one and one- half times their regular rate of pay, as defined under Fair Labor Standards Act (FLSA), for hours worked in excess of their regular work weeks or regular work periods. Non- exempt employees may, however, accrue compensatory time in lieu of overtime pay. FLSA prohibits an employer from requiring an employee to accept comp time off for overtime hours worked. An employer may grant comp time for overtime hours worked in lieu of overtime pay upon employee agreement. Applicability All regular non-exempt full-time employees are eligible to accrue comp time. Exempt, part-time, seasonal, and/or temporary employees are not eligible to accrue comp time. Accruing Comp Time When practical, overtime and comp time should be avoided but, if necessary, should be scheduled by the appropriate supervisor. Employees must receive prior approval from their supervisor prior to working over and beyond regular work schedules where comp time or overtime would begin to accrue. Working unauthorized hours or overtime by employees shall be considered grounds for disciplinary action. Supervisors and employees should discuss whether overtime or compensatory time will be accrued before any work is scheduled by the supervisor or performed by the employee. Again, an employer may grant comp time for overtime hours worked in lieu of overtime pay upon employee agreement. Comp time will accrue for employees at a rate of one and one-half (1 Yz) hours for every hour worked in excess of the standard 40-hour work week. Employees who do not work a standard 40-hour work week (i.e. Police, Fire, and EMS employees and who are covered under 207(k) of the FLSA and applicable provisions of state Jaw) will accrue comp time based on FLSA standards for their work cycle. CITY OF SCHERTZ EMPLOYEE HANDBOOK The maximum accrual for comp time for employees is as follows: Employees assigned to a standard 40-hour work week may accrue up to 40 hours at any given time. Employees assigned to a 56-hour work week may accrue up to 36 hours at any given time. EMS employees on 24-hour shifts may accrue up to 72 hours at any given time. Employees who have reached their maximum comp time accruals will be paid for any overtime worked in accordance with the Fair Labor Standards Act. Carrying Over Comp Time Comp time accruals may carry over into the beginning of each subsequent fiscal year for employees. The maximum number of hours that may be carried over by employees is as follows: Employees assigned to a standard 40-hour work week may carry over up to 20 hours into the beginning of the subsequent fiscal year. Employees assigned to a 56-hour work week may carry over up to 36 hours into the beginning of each subsequent fiscal year. EMS employees on 24-hour shifts may carry over up to 48 hours into the beginning of each subsequent fiscal year. Any comp time that an employee is unable to carry over into each subsequent fiscal year will be paid at his/her regular rate of pay. Use of Comp Time Comp time accrued and used by employees shall be recorded and then forwarded to payroll where they will be maintained as official records. Comp time accrued in any given pay period shall not be used during that same pay period. Employees may take comp time off at the discretion of their direct supervisor. Comp time off must not unduly disrupt departmental operations and must have prior supervisory approval. City policy requires all applicable leave to be exhausted prior to authorizing an unpaid leave of absence for any employee. Therefore, comp time and vacation leave will automatically substitute an insufficient balance of sick leave or other requested leave according to the following schedule: Vacation Comp Time Pay Outs for Comp Time CITY OF SCHERTZ EMPLOYEE HANDBOOK Employees will be paid for accumulated, unused comp time upon separation of employment at their regular rate of pay, regardless of the reason for employment separation. If an employee is promoted from a non-exempt to an exempt position, any accrued, unused comp time shall be paid out at the employee's regular rate of pay for the position held before the promotion. Any time that an employee with accrued comp time accruals transfers to another department, his/her hours accrued shall be cashed out at their current hourly rate of pay. CITY OF SCHERTZ EMPLOYEE HANDBOOK Bereavement Leave PREPARED BY: Human Resources APPROVED BY: City Council DATE APPROVED: 10/29/2013 EFFECTIVE DATE: 10/30/2013 REPLACES VERSION: July 9, 2009 Bereavement Policy Purpose The purpose of this policy is to identify the rules and procedures in regard to the use of bereavement leave. Applicability All regular full-time and regular part-time employees are eligible for paid bereavement leave from the first day of employment. Definitions Immediate Family Member - For the purposes of this policy, an immediate family member is defined as an employee’s spouse (including common-law), child (including foster and step), parents (including current stepparents and current in-laws), siblings (including half, current step, and current in-laws), grandparents, grandchildren, or any other person living in the employee’s household. Policy Employees will receive bereavement leave in accordance with the time they would have normally worked per their individual schedules. For example, if a City employee requests bereavement leave on a day where he/she is scheduled to work ten (10) hours, the employee would receive ten (10) hours of bereavement leave. Bereavement leave is stand-alone paid leave and shall not be charged to any other forms of leave. It shall be the policy of the City that, in the event of the death of an employee’s immediate family member, the employee shall be entitled to bereavement leave in accordance with the following schedule:  Employees on 4-hour, 8-hour or 10-hour work days/shifts = 3 work days/shifts of bereavement leave  Employees on 12-hour work days/shifts = 2 work days/shifts of bereavement leave  Employees on 24-hour work days/shifts = 1 work day/shift of bereavement leave CITY OF SCHERTZ EMPLOYEE HANDBOOK The schedule below lists a maximum number of days/shifts that may be approved by the City Manager in the event the funeral of the immediate family member is out of state:  Employees on 4-hour, 8-hour or 10-hour work days/shifts = 5 work days/shifts of bereavement leave  Employees on 12-hour work days/shifts = 4 work days/shifts of bereavement leave  Employees on 24-hour work days/shifts = 2 work day/shifts of bereavement leave If an employee has two (2) or more immediate family members who pass away due to a single event, the employee may be granted additional bereavement leave on a case-by-case basis upon review and approval by the City Manager. Memorial Trees The City will honor deceased active duty and retired employees who have served the City for ten (10) or more years and their deceased spouses by planting a tree in the City. These trees will be placed in areas of the City in need of trees and will honor those deceased individuals. Appropriate Use of Bereavement Leave Bereavement leave may be used by an employee in the case of the death of an immediate family member. Bereavement leave should be used within four (4) weeks of an immediate family member’s death but may be extended by the employee’s Executive Director in unique circumstances. Bereavement leave must be used in full work day/shift increments but does not have to be used on consecutive work days/shifts. Bereavement leave shall not be accrued or saved like other types of employee leave. Payment of Bereavement Leave Payment for bereavement leave is at the employee’s regular rate of pay. Paid time off for bereavement leave is not considered time worked within any given workweek or work cycle. Time off may also be granted to attend the funerals of friends or other close relatives who are not immediate family members upon the approval of the employee’s supervisor, but the employee shall utilize his/her available sick leave, comp time, or vacation leave in these instances. Procedures for Notification Although providing advanced notice for taking bereavement leave is often not possible, the City requests that employees provide as much notice as possible to their supervisors when requesting bereavement leave. Documentation The City reserves the right to request pertinent information when bereavement leave is taken by City employees, including deceased relative’s name, the name and address of the funeral home, and the date of the funeral. CITY OF SCHERTZ EMPLOYEE HANDBOOK In the event an employee wishes to provide information about his/her deceased family member(s) to his/her work colleagues, he/she may communicate the information as he/she wishes. However, if an employee wishes to communicate information about his/her deceased family member(s) to all City employees, he/she must provide a written request to Human Resources, stating that he/she wishes to publish information about the deceased family member on a City employee forum or board. Abuses Any employee abusing the employee bereavement policy through falsification may be subject to disciplinary action up to and including termination. Related Policies Comp Time Sick Leave Vacation CITY OF SCHERTZ EMPLOYEE HANDBOOK Classifications of Employment PREPARED BY: Human Resources APPROVED BY: City Council DATE APPROVED: 10/29/2013 EFFECTIVE DATE: 10/30/2013 REPLACES VERSION: 2.7 Purpose This policy provides working definitions of terms that are used throughout the City’s policies to provide uniformity and equity in applying policies and benefits. These definitions will, in some instances, outline benefits, terms of employment, and other related issues. Policy The City maintains standard definitions of employment status and classifies employees for purposes of benefits, salary administration, and related payroll transactions. All employees in this policy are subject to all work rules within the employee handbook. This policy does not, in any way, establish a contractual agreement for employment between the City and the employee. Definitions At-Will – Employment may be terminated with or without cause and with or without notice at any time by the employee or the City except as otherwise provided by law, the City Charter, or the Employee Handbook. All categories and classifications of employees at the City are “At- Will”. Exempt – Any position that is classified as exempt by Fair Labor Standards Act (FLSA). This classification is paid on a salary basis. This classification is not eligible for overtime pay and/or compensatory time off. Non-Exempt – Any position that is generally eligible for overtime pay and/or compensatory time off under the specific provisions of Federal and State wage and hour laws. This does not include positions classified as recreational exempt under the FLSA. Regular Full-Time – Positions that are ordinarily of indefinite duration. These positions, whether exempt or non-exempt, are typically scheduled for forty (40) hours per workweek. Regular full-time positions assigned to fire suppression, by FLSA rule, typically work an average of fifty-three (53) hours per workweek. Regular full-time employees are eligible for all city benefits. Regular Part-Time – Positions that are ordinarily of indefinite duration. These positions, whether exempt or non-exempt, are regularly scheduled for at least ten (10) hours per workweek but fewer than thirty (30) hours per workweek. Non-exempt positions within this classification are eligible for overtime pay for hours worked in excess of forty (40) in a workweek. Regular part-time employees are eligible for some benefits but not all benefits. Irregular Part-Time – Positions that are ordinarily of indefinite duration. These positions, whether exempt or non-exempt, are scheduled only when work is available, and shall work fewer than thirty (30) hours per workweek (130 hours per month) on average within any given calendar year. There are no regularly scheduled hours for these positions. Irregular part-time employees are not eligible for city benefits except possibly retirement, depending on how many hours an employee works within any given calendar year. Temporary – Assignments that are of a limited duration, ordinarily specified in advance. A temporary employee may be full-time or part-time. Temporary positions are paid on an hourly basis and may be scheduled to work up to forty (40) hours per workweek. Positions within this classification are eligible for overtime pay for hours worked in excess of forty (40) in a workweek. Temporary positions have no guarantee of continuous employment from one year to another. Employees occupying recurring temporary positions are required to re-apply for such positions every year. Temporary employees are not eligible for city benefits except possibly retirement, depending on how many hours an employee works within any given calendar year. Intern – An internship is a temporary part-time or full- time position. Interns shall work less than 1,000 hours per calendar year. An internship may be paid or unpaid (volunteer). An internship should be presented during the budget process; however, the City Manager may approve an internship during the fiscal year depending on available funds in the respective department. To be eligible, an intern shall be enrolled in an accredited college or work program and must meet the qualifications set forth in the job posting. Internships will be reviewed each semester and may be extended or terminated. Internships should generally end after one year but may be extended beyond one year at the City Manager’s discretion. Emergency Temporary – Whenever an emergency exists that requires the service of personnel who are not otherwise available for budgeted vacant positions, the City Manager may immediately appoint such personnel for a period not to exceed 90 working days without regard to normal recruitment and selection requirements. An emergency temporary appointment shall not be used to circumvent normal employment procedures. The employee involved shall not acquire any status or rights in the position to which temporarily appointed. Assigned Staff – Staff assigned to the City through an inter-local agreement or other type of agreement but is paid directly by another government or private organization. Assigned staff members are not employees of the City. Assigned staff benefits are specified in the contract for services. As a condition of their assignment, such staff is governed by all terms of these policies not in conflict with their contract for services. Related Policies FLSA Work Hours & Scheduling CITY OF SCHERTZ EMPLOYEE HANDBOOK Nepotism PREPARED BY: Human Resources APPROVED BY: City Council DATE APPROVED: 12/10/2013 EFFECTIVE DATE: 12/11/2013 REPLACES VERSION: 2.1.4 Purpose The City places limitations on the employment of relatives to comply with all applicable laws and to prevent a condition of conflict between personal relationships and a City employee’s duties and responsibilities to the City. This policy is designed to prevent a supervisor/subordinate relationship between relatives. This policy is also designed to prevent favoritism or the perception of favoritism by other employees in the department and/or City. Applicability This policy is applicable to all employees, temporary employees, and interns. For the purposes of this policy, interns are defined as employees. Definitions Affinity – Includes the spouse of an elected City official or employee and individuals related to the spouse. Consanguinity – Includes individuals related by blood to an elected City official or employee. Department – A major administrative branch of the City that reports to a Department Head and provides management responsibility for a group of related functions. Nepotism – The practice of favoring relatives over others. Relatives – Includes, but is not limited to, the first, second and third degree of consanguinity (blood), adoption; and the first and second degree of affinity (marriage). Common Law marriages as recognized by the State of Texas will also be included for purposes of this policy. Adopted and foster children shall be counted as blood relatives. CITY OF SCHERTZ EMPLOYEE HANDBOOK Consanguinity (relative by blood) First Degree Second Degree Third Degree Father or Mother Son or Daughter (& Spouse) Grandparents Grandchildren (& Spouse) Uncle or Aunt (& Spouse) Brother or Sister (& Spouse) First Cousin (& Spouse) Nephew or Niece (& Spouse) Great Grandparents Great Grandchildren (& Spouse) Great Uncle or Aunt (& Spouse) Children of Great Uncle or Aunt (& Spouse) Second Cousin (& Spouse) Children of First Cousin (& Spouse) Great Nephew or Niece (& Spouse) Affinity (relative by marriage) First Degree Second Degree Spouse Father or Mother Son or Daughter Grandparents Grandchildren Uncle or Aunt First Cousin Nephew or Niece Brother or Sister CITY OF SCHERTZ EMPLOYEE HANDBOOK Policy Nepotism is the showing of favoritism toward a relative. The City forbids the practice of nepotism in hiring personnel or awarding contracts. Grandfather Clause: Employees hired before the effective date of this policy shall be allowed to continue working in their current positions. After the effective date of this policy, no person shall be hired by the City if their employment with the City could violate this policy. Relatives of Officials No person related to any elected City official, the City Manager, Executive Directors, or the Human Resources Director within the first, second, or third degree by consanguinity (blood) or within the first and second degree by affinity (marriage) shall be employed with the City. This prohibition does not apply to employees who have been continuously employed by the City for at least two (2) years prior to the election of a City official related in the prohibited degree or to temporary employees. Furthermore, per state law, this prohibition does not apply to an employee related to the City Manager in the prohibited degree where the employee has been continuously employed by the City for a period of at least 30 days prior to the appointment of the City Manager. Relatives of City Employees General Provisions: No City employee shall have a relative working in the same department or any division within the same department as him/her. Supervision: No City employee shall directly or indirectly supervise a relative or supervise the work quality of a relative. Furthermore, no City employee shall be transferred or promoted into positions that require them to supervise the work quality of a relative or be placed in a direct or indirect supervisor/subordinate relationship with a relative. No City employee shall hold a job where the employee exercises supervisory authority over the work, work assignments, working conditions, or compensation/benefits of any relative who is also employed by the City. Relatives shall not be employed in a position whereby they would share the same immediate supervisor. Applicants: At the time of application, all applicants must disclose the name(s) of any relative(s) serving as an elected City official and any relative(s) currently employed by the City. CITY OF SCHERTZ EMPLOYEE HANDBOOK Promotions/Transfers: All employees who are being considered for promotion or who are being transferred to another position, (whether in the same department or to a position in another department), must disclose the name(s) of any relative(s) serving as an elected City official or any relative(s) currently employed by the City. Conflict of Interest: The City reserves the right to prohibit the hiring, transfer, or promotion of any employee relative to any position within the City if the employment action could create an adverse impact on work performance, work conditions, a conflict of interest for the City, or the appearance of a conflict of interest for the City. If a current employee has a relative elected to a position with the City, the employee must either resign his/her position or the relative elected to City office must resign his/her elected position unless the employee has been employed by the City for at least two (2) years prior to the election. Recommendations for Hiring: A current City employee shall not be involved in the hiring or selection of a relative. Disciplinary Actions: No supervisor or any employee with supervisory authority, including the City Manager, Executive Directors, or Department Heads, shall participate in the disciplinary process, disciplinary decisions, or disciplinary appeals involving his/her relative. Investigations: No employee, including the City Manager, Executive Directors, or Department Heads, shall oversee or have any responsibility in conducting any City or internal investigation involving his/her relative. Special Considerations Employees Who Become Relatives: If employees become relatives and are in a direct or indirect supervisor-subordinate relationship, or in positions where a condition of conflict would exist, one or both of the employees shall notify Human Resources of this change in relationship status. Either or both of the employees may seek a transfer or resign from their respective positions. The decision as to which employee will vacate his/her position will, initially, be left up to the affected employees. The affected employee(s) will have fourteen (14) calendar days after becoming relatives to seek and/or be selected for another City position not barred by this policy or any other City policy. If one of the employees fails to seek and/or be selected for another position not barred by this or other policy within fourteen (14) calendar days of becoming relatives, the employee who has the least seniority with the City, based upon the most recent hire date, will be required to vacate his/her position. The respective Department Head will consult with the Human Resources Department prior to any termination of employment. CITY OF SCHERTZ EMPLOYEE HANDBOOK Transfer Accommodations: Accommodations may be provided to employees who are impacted by this policy if no positions are available for which the employee would qualify to transfer into within the fourteen (14) day period (see above- Employees Who Become Relatives). The following conditions will apply when accommodations are granted: 1. The employee will be given the opportunity to apply or interview for jobs, within reason, on City time. The employee will be required to provide advanced notice to his/her supervisor (prior to the date of such interview or appointment) and work with the supervisor on scheduling such absences. 2. An employee who is offered a position with the City at a lower level than the one previously held will receive his/her former salary unless that salary is greater than the top of the range of the new position. In this case, the employee's new salary will be set at the top of the range of the new position. 3. Accommodations will not be given to an employee who refuses a bona fide job offer. Accommodations will not extend beyond six (6) months after the employees last day of work with the City. 4. Accommodations will only be given when the employee meets all minimum qualifications for the position in which he/she applies. 5. The City Manager will have the final approval on any accommodations. Related Policies Classification of Employment Progressive Discipline and Disciplinary Appeals Policy CITY OF SCHERTZ EMPLOYEE HANDBOOK Performance Management PREPARED BY: Human Resources APPROVED BY: City Council DATE APPROVED: 6/3/2014 EFFECTIVE DATE: 6/4/2014 REPLACES VERSION: 5.4 Purpose The purpose of the Performance Management Policy is to outline the City’s performance management system for documenting employee performance. Performance management ensures constructive communication between employees and supervisors in the interest of productivity, quality, and fairness. The supervisor of an employee must specifically document in quantitative and qualitative terms whether or not, and to what degree, performance standards have been met. In order to ensure that all employees receive regular feedback on their performance, supervisors should evaluate the job performance of all employees working for them on a regular basis, but in every case, no less than twice a year. Performance evaluations establish a performance history with the organization and are used to help supervisors make decisions regarding performance standards, promotions, transfers, and merit increases. Performance evaluations also provide management with a tool for assessing individual and organizational productivity. All original performance evaluations are maintained by the Human Resources Department. Applicability This policy applies to all regular part-time and regular full-time City employees. Definitions Evaluation Period – The period beginning immediately after each employee’s annual performance evaluation and ending immediately prior to the following annual performance evaluation. Demotion – To reduce to a lower pay grade or position with decreased responsibility Key Performance Indicators or KPIs – A set of quantifiable measures used to evaluate job performance in terms of meeting strategic or operational goals. Promotion – Advancement in pay and position with increased responsibility Transfer – To move to an equivalent position with comparable responsibility and pay CITY OF SCHERTZ EMPLOYEE HANDBOOK Policy The City will provide a uniform and equitable process of communicating to employees the performance expectations, their actual achievements, and recommendations for improving performance. Performance management processes are critical because employees need to know areas in which they are having success as well as areas in which improvement is necessary to meet performance standards, expectations, and goals. Performance for regular full-time and regular part-time employees will be evaluated at least twice per year. Annual performance evaluations shall serve as the basis for any performance-based salary increases depending on the annual budget and merit goals. Temporary, seasonal, or contract employees, including interns, are not eligible to receive evaluations or merit increases. Performance Management Process The performance management process is used to set expectations, set goals, document performance, provide periodic feedback on performance, and to identify areas where improvement is needed. The performance management cycle includes the following activities: 1. In conjunction with each annual performance evaluation, supervisors and employees should discuss Key Performance Indicators, competencies, performance standards, goals, expectations, and employment development needs for the following Evaluation Period. These performance standards and expectations will provide a method of measuring job behaviors. 2. In conjunction with each annual performance evaluation, supervisors and employees will collaboratively create a performance plan for the employee, which identifies employee training and developmental needs to enhance and improve future performance and enhance career opportunities for the employee. It is also used to prepare employees for lateral and/or vertical career changes. Through the performance management process, goals can be set for acquiring new skills, improving and/or correcting current employee performance, and for acquiring new knowledge and skills to make career changes. Employee goals and expectations should be consistent with the City’s vision, mission, goals, and core values. 3. Upon completion of 1 and 2 above, employees shall sign an acknowledgment of expectations, indicating their supervisor has evaluated their performance expectations and goals with them and that the employee understands the expectations placed upon them for the following Evaluation Period. This documents the communication of performance expectations between the CITY OF SCHERTZ EMPLOYEE HANDBOOK employee and the employee’s supervisor. It also serves as a management tool for ensuring that overall organizational goals and objectives are addressed. 4. New employees and employees who have been promoted, transferred, or demoted shall be evaluated as outlined in the Probation Policy. 5. During the Evaluation Period, the City encourages each supervisor and employee to have periodic discussions to review and document the employee's progress toward achieving the performance standards outlined in the employee’s performance plan. 6. During the Evaluation Period, performance evaluations for employees may be performed on a quarterly basis or as needed for feedback purposes per the Department Head. 7. During the Evaluation Period, supervisors shall conduct with each employee at least mid-year performance evaluations and annual performance evaluations, documenting actual achievements, assessing employees’ knowledge and skills, and providing input into each employee’s performance plan. The performance evaluation provides documentation of an employee’s achievements toward meeting performance standards and expectations related to KPI’s and outlined in the employee’s performance plan. It is the responsibility of the evaluating supervisor to provide clear and specific feedback to his or her subordinate employees. All scores in the evaluation process shall have specific, written explanations. In the performance evaluation with employees, the supervisor should be able to expound and give specific examples and feedback as to why he/she is giving a particular score to any KPI in the evaluation. Types of Performance Evaluations There are several types of performance evaluations: Employee Self-Assessment Prior to the annual performance evaluation, each employee is given an opportunity to assess his or her own performance and achievement during the Evaluation Period, and to identify developmental needs. The employee’s comments provide information that may be relevant to the reviewing supervisor. The employee’s input also provides the basis for discussion between the supervisor and employee regarding future expectations, training, and career development opportunities. CITY OF SCHERTZ EMPLOYEE HANDBOOK Mid-year Performance Evaluations The mid-year performance evaluations will be conducted half-way through the performance Evaluation Period. The mid-year performance evaluation shall not serve as a basis for merit increases but will provide an opportunity for the employee and supervisor to discuss the employee’s progress toward meeting performance standards and competency development outlined in such employee’s performance plan. The mid-year evaluation stands independent from the annual performance evaluation. Scores from the mid-year performance evaluations shall not be incorporated with the annual performance evaluations. Annual Performance Evaluations An annual performance evaluation is held to review and discuss the supervisor's evaluation and the employee's self-assessment. The evaluation provides an opportunity for the supervisor and employee to review the employee’s performance plan and to make adjustments for the future as appropriate. The performance evaluation relates to the performance of the employee for that Evaluation Period. Department Heads are responsible for ensuring consistency of ratings within their department. Evaluating supervisors should route the evaluations to the next level supervisor for review and approval prior to submitting the evaluations to the Department Head for approval. Once the Department Head has approved the evaluation, the evaluating supervisor will then review the performance evaluation with the respective employee. Probationary Evaluations for New Employees and Employees Promoted, Transferred, and Demoted New employees and employees who have been promoted, transferred, or demoted shall be evaluated as outlined in the Probation Policy. Eligibility for Merit Increase Annual performance evaluations will serve as the basis for merit increases. The mid-year performance evaluations will not be calculated into the annual performance evaluation. There should never be any expectation for an annual merit increase. Any wage or salary increase will be dependent on the City’s budget. An employee will not be eligible for a merit increase if that employee received an increase in pay due to an annual merit raise or promotion within six months of the time annual performance evaluations are initially due. Employees who receive an increase in pay due to a cost of living adjustment (COLA), a market adjustment, or a pay adjustment approved by the City Manager shall maintain their eligibility for the subsequent annual performance merit. CITY OF SCHERTZ EMPLOYEE HANDBOOK Employees who have left their employment and have not received their annual performance evaluation before annual merit increases are issued should not have any expectation of receiving a merit increase. Review of Evaluations As a check and balance, the supervisors within the respective employee’s chain of command should collaboratively review each employee’s annual performance evaluation conducted by the direct supervisor. Once the Department Head has reviewed and approved each employee’s evaluation, the supervisor of the employee under review shall then discuss the employee’s evaluation with the respective employee. With regard to an employee who reports directly to the City Manager, the Human Resources Director will collaborate with the City Manager on such employee’s review before the City Manager discusses the evaluation with the employee. All annual performance evaluations shall be reviewed by at least two (2) reviewers. Departments that have only one reporting step shall be required to have their respective Executive Director review the employee evaluations for that department. For employees who report directly to the City Manager, the Human Resources Director shall also review each employee’s evaluations. Department Heads have final approval for all evaluations in their respective departments and have the authority to request reviewing supervisors to make changes to employee evaluations for any reason. Employee Appeal of Evaluation If the employee cannot understand the rationale behind the scoring or does not agree with his or her evaluation, the employee may challenge the results of such evaluation. The purpose of an evaluation appeal is to record the employee’s disagreement with the supervisor’s evaluation of his/her performance. If an employee does not agree with the supervisor’s assessment of the employee’s performance, the employee must state that he/she does not agree with his/her evaluation. The employee shall then have the opportunity to issue a written statement in a space provided on the evaluation, expressing in detail why he/she disagrees with the evaluation. In this case, the evaluation will be returned to the Department Head, who will begin a mediation process between the employee and the employee’s line of supervision, including the employee’s direct supervisor. At the conclusion of the mediation, the Department Head will decide whether or not edits are to be made to the evaluation. The evaluation will then be resubmitted to the employee for review, with or without changes. In cases where an employee is vindicated, he/she will receive a revised annual performance evaluation and, if applicable, back pay for any lost wages relating to a merit increase due to the revised annual performance evaluation. In cases where the employee does not agree with the evaluation after the Department Head review, the evaluation will be reviewed by the HR CITY OF SCHERTZ EMPLOYEE HANDBOOK Department, the respective Department Head and the respective Executive Director. The outcome of this review is final and will be sent to the employee. Employees can submit comments and/or exceptions to their final evaluation review. With regard to employees who report directly to the City Manager, such employees may appeal to the Human Resources Director. The employee shall provide a written statement in a space provided on the evaluation, expressing in detail why he/she disagrees with the evaluation, to the Human Resources Director, who will begin a mediation process between the employee and the City Manager. At the conclusion of the mediation, the Human Resources Director and the City Manager will decide whether or not edits are to be made to the evaluation. The evaluation will then be resubmitted to the employee for review, with or without changes. The outcome of this review is final. Employees can submit comments and/or exceptions to their final evaluation review. In cases where an employee is vindicated, he/she will receive a revised annual performance evaluation and, if applicable, back pay for any lost wages relating to a merit increase due to the revised annual performance evaluation. With regard to employees who report directly to the Human Resources Director, such employees may appeal to the Chief of Staff. The employee shall provide a written statement in a space provided on the evaluation, expressing in detail why he/she disagrees with the evaluation, to the Chief of Staff, who will begin a mediation process between the employee and the Human Resources Director. At the conclusion of the mediation, the Human Resources Director and the Chief of Staff will decide whether or not edits are to be made to the evaluation. The evaluation will then be resubmitted to the employee for review, with or without changes. The outcome of this review is final. Employees can submit comments and/or exceptions to their final evaluation review. In cases where an employee is vindicated, he/she will receive a revised annual performance evaluation and, if applicable, back pay for any lost wages relating to a merit increase due to the revised annual performance evaluation. Tracking and Record Keeping Original employee performance evaluations are maintained in the personnel files in Human Resources. Human Resources will conduct an administrative audit to ensure the document is complete. Distribution of copies After all required signatures on an employee evaluation are obtained, the employee evaluation is distributed as follows:  original to Human Resources;  copy to employee CITY OF SCHERTZ EMPLOYEE HANDBOOK Unless otherwise provided by State law, access to an employee's performance evaluations is limited to:  the employee;  Human Resources staff;  Legal staff;  a designated representative of the employee;  supervisors in the employee's line of supervision or;  an organizational hiring authority who is considering the employee's record in relation to an actual job posting Retention Employee personnel files are maintained in accordance with State laws and regulations. Related Policies Probation Transfers, Promotions, and Demotions Progressive Discipline and Disciplinary Appeals CITY OF SCHERTZ EMPLOYEE HANDBOOK Probation PREPARED BY: Human Resources APPROVED BY: City Council DATE APPROVED: 6/3/2014 EFFECTIVE DATE: 6/4/2014 REPLACES VERSION: 3.3 Purpose The purpose of the Probation Policy is to outline the City’s probationary period for (i) new employees; (ii) employees promoted, transferred, or demoted; and (iii) employees with performance issues. All employees must be assessed during this probationary period and given feedback on progress or lack thereof. Any problems with employee performance or conduct should be recorded and communicated to the employee on a regular basis. Applicability All regular full-time and regular part-time employees Definitions Promotion – Advancement in pay and position with increased responsibility Demotion – To reduce an employee’s position, responsibilities, or wages Voluntary Demotion – A reduction in position, responsibilities, or wages that an employee willingly and voluntarily accepts Transfer – To move to an equivalent position with comparable responsibility and pay Policy The objective of the Probation Policy is to communicate how (i) new employees; (ii) employees promoted, transferred, or demoted; and (iii) employees with performance issues can demonstrate the requisite level of ability, conduct, interest, and skill to fulfill position requirements on a regular basis. At-Will Employment The State of Texas is an “at-will” employment state. At-will means that an employer can terminate an employee at any time, for any reason, with or without notice or cause as long as the reason is not illegal. Therefore, this policy does not provide or guarantee an employee any rights that would affect his/her “at-will” employment status. CITY OF SCHERTZ EMPLOYEE HANDBOOK Types of Probationary Evaluations: Probationary Evaluations for New Hires Supervisors shall meet with their new employees and develop a performance plan with corresponding goals and performance expectations within the first thirty (30) days of initial employment. All newly hired or re-hired City employees shall be subject to a six (6) - month probationary period. However, the probationary period may be extended up to three (3) months at the discretion of the Department Head upon consultation with the Human Resources Director. With regard to employees who report directly to the City Manager, the probationary period may be extended up to three (3) months at the discretion of the City Manager upon consultation with the Human Resources Director. New employees are required to serve their probationary period before being designated as regular employees. While a new employee is serving his/her probationary period, the direct supervisor and/or designated mentor will observe the employee’s work and will train and mentor the new employee in his/her position. An employee performance evaluation shall be conducted at the conclusion of an employee’s six (6) - month probationary period. If a new employee successfully completes his/her probationary period, he/she shall be classified as a regular employee. Employees who have their probationary period extended are required to be placed on a Performance Improvement Plan (See Progressive Discipline and Disciplinary Appeals Policy). At the end of the extended probationary period, the Department Head or the City Manager, for employees who report directly to the City Manager, shall evaluate the employee and recommend whether the employee shall continue employment or be terminated. Once an employee’s probationary period has successfully concluded, a formal performance evaluation for merit consideration will be conducted at the following annual performance evaluation. Performance merit increases are dependent on the budget approved by City Council. The City may terminate an employee during the probationary period as described in the Section entitled “Termination During the Probationary Period” in this Probation Policy. Probationary Evaluations for Promotions Supervisors shall meet with employees who have been promoted to a new position to develop a performance plan with corresponding goals and performance expectations within the first thirty (30) days of the effective promotion. CITY OF SCHERTZ EMPLOYEE HANDBOOK Employees who are promoted to another position or another department within the City are required to serve a six (6) month probationary period in their new position and/or department. However, the probationary period may be extended up to three (3) months at the discretion of the Department Head upon consultation with the Human Resources Director. With regard to employees who report directly to the City Manager, the probationary period may be extended up to three (3) months at the discretion of the City Manager upon consultation with the Human Resources Director. Promoted employees are required to serve their probationary period before the promotion is permanent. While a promoted employee is serving his/her probationary period, the direct supervisor and/or designated mentor will observe the employee’s work and will train and mentor the promoted employee in his/her position. An employee performance evaluation shall be conducted at the conclusion of an employee’s six (6) - month probationary period. If a promoted employee successfully completes his/her probationary period, he/she shall continue in such position on a permanent basis. Employees who have their probationary period extended are required to be placed on a Performance Improvement Plan (See Progressive Discipline and Disciplinary Appeals Policy). At the end of the extended probationary period, the Department Head or the City Manager, for employees who report directly to the City Manager, shall evaluate the employee and recommend whether the employee shall continue employment or be terminated. Once an employee’s probationary period has successfully concluded, a formal performance evaluation for merit consideration will be conducted at the following annual performance evaluation. Performance merit increases are dependent on the budget approved by the City. The City may terminate an employee during the probationary period as described in the Section entitled “Termination During the Probationary Period” in this Probation Policy. Additional Considerations for Promoted Employees No employee shall be promoted to another department while still serving probation unless approved by the transferring department and the City Manager. Before the probationary period concludes, an employee may transfer or demote to another position and/or another department if the employee is not satisfied in any way with his/her new position or cannot meet the demands of his/her new position. The employee may request in writing a voluntary demotion or transfer to his/her former position or another position for which he/she may be qualified before the probationary period concludes, provided the employee’s former position or position in question has not been filled, the employee meets the qualifications for the position, and the affected CITY OF SCHERTZ EMPLOYEE HANDBOOK Department Heads and the Human Resources Department approve the transfer or voluntary demotion (see rules for voluntary demotion under the Progressive Discipline and Disciplinary Appeals Policy). Regular part-time employees who work on average twenty (20) hours per week and are promoted to an equivalent full-time position will not be required to serve an additional probationary period. If the employee has not completed his/her probationary period when moved to the equivalent full-time position, the employee will complete the remainder of his/her probationary period in his/her new full-time position. Probationary Evaluation for Transfers Supervisors shall meet with employees who have been transferred to a new position to develop a performance plan with corresponding goals and performance expectations within the first thirty (30) days of the effective transfer. Employees who are transferred to another position or another department within the City are required to serve a six (6) month probationary period in their new position and/or department. However, the probationary period may be extended up to three (3) months at the discretion of the Department Head upon consultation with the Human Resources Director. With regard to employees who report directly to the City Manager, the probationary period may be extended up to three (3) months at the discretion of the City Manager upon consultation with the Human Resources Director. Transferred employees are required to serve their probationary period before the transfer is permanent. While a transferred employee is serving his/her probationary period, the direct supervisor and/or designated mentor will observe the employee’s work and will train and mentor the transferred employee in his/her position. An employee performance evaluation shall be conducted at the conclusion of an employee’s six (6) - month probationary period. If a transferred employee successfully completes his/her probationary period, he/she shall continue in such position on a permanent basis. Employees who have their probationary period extended are required to be placed on a Performance Improvement Plan (See Progressive Discipline and Disciplinary Appeals Policy). Inter-departmental transfers to an equivalent position/rank shall not be subject to a probationary period. At the end of the extended probationary period, the Department Head or the City Manager, for employees who report directly to the City Manager, shall evaluate the employee and recommend whether the employee shall continue employment or be terminated. Once an employee’s probationary period has successfully concluded, a formal performance evaluation for merit consideration will be conducted at the following annual CITY OF SCHERTZ EMPLOYEE HANDBOOK performance evaluation. Performance merit increases are dependent on the budget approved by the City. The City may terminate an employee during the probationary period as described in the Section entitled “Termination During the Probationary Period” in this Probation Policy. Additional Considerations for Transferred Employees Employees who are required to transfer to similar positions with an equal pay grade at no fault of their own will not be required to serve probation in their new positions. Employees who voluntarily transfer to another position, regardless of position type or pay, shall be required to serve a six (6) month probationary period. No employee shall be transferred to another department while still serving probation unless approved by the transferring department and the City Manager. Before the probationary period concludes, an employee may transfer or demote to another position and/or another department if the employee is not satisfied in any way with his/her new position or cannot meet the demands of his/her new position. The employee may request in writing a voluntary demotion or transfer to his/her former position or another position for which he/she may be qualified before the probationary period concludes, provided the employee’s former position or position in question has not been filled, the employee meets the qualifications for the position, and the affected Department Heads and the Human Resources Department approve the transfer or voluntary demotion (see rules for voluntary demotion under the Progressive Discipline and Disciplinary Appeals Policy). Regular part-time employees who work on average twenty (20) hours per week and are transferred to an equivalent full-time position will not be required to serve an additional probationary period. If the employee has not completed his/her probationary period when moved to the equivalent full-time position, the employee will complete the remainder of his/her probationary period in his/her new full-time position. Probationary Evaluations for Demotions Supervisors shall meet with employees who have been demoted or who have voluntarily demoted to another position to develop a performance plan with corresponding goals and performance expectations within the first thirty (30) days of the effective demotion. Employees who are demoted or who have voluntarily demoted to another position or another department within the City are required to serve a six (6) month probationary period in their new position and/or department. However, the probationary period may be extended up to three (3) months at the discretion of the Department Head upon consultation with the Human Resources Director. With regard to employees who report directly to the City Manager, the probationary period may be extended up to three (3) CITY OF SCHERTZ EMPLOYEE HANDBOOK months at the discretion of the City Manager upon consultation with the Human Resources Director. Demoted employees and employees who voluntarily demote are required to serve their probationary period before such position is permanent. While a demoted employee or a voluntarily demoted employee is serving his/her probationary period, the direct supervisor and/or designated mentor will observe the employee’s work and will train and mentor the demoted employee or voluntarily demoted employee in his/her position. An employee performance evaluation shall be conducted at the conclusion of an employee’s six (6) - month probationary period. If a demoted employee or a voluntarily demoted employee successfully completes his/her probationary period, he/she shall continue in such position on a permanent basis. Employees who have their probationary period extended are required to be placed on a Performance Improvement Plan (See Progressive Discipline and Disciplinary Appeals Policy). At the end of the extended probationary period, the Department Head or the City Manager, for employees who report directly to the City Manager, shall evaluate the employee and recommend whether the employee shall continue employment or be terminated. Once an employee’s probationary period has successfully concluded, a formal performance evaluation for merit consideration will be conducted at the following annual performance evaluation. Performance merit increases are dependent on the budget approved by the City. The City may terminate an employee during the probationary period as described in the Section entitled “Termination During the Probationary Period” in this Probation Policy. Probationary Evaluations for Performance Reasons Chronic performance or behavioral issues may result in an employee being placed on probation. Employees who are placed on probation for performance of behavioral issues shall be evaluated in accordance with the City’s Progressive Discipline and Disciplinary Appeals Policy. Termination During the Probationary Period Subject to the “at-will” employment laws of the State of Texas, an employee in a probationary status may be dismissed at the discretion of the Department Head or designee, who has the authority to terminate an individual, if it is determined that the employee is not suited for the job and provided there is prior review by the Human Resources Director or designee, and the termination does not violate the federal, state, or local law (see proper procedures for termination under the Progressive Discipline and Disciplinary Appeals Policy). It is the responsibility of supervisors to document failure of an employee to successfully complete his/her probation. When there is no serious CITY OF SCHERTZ EMPLOYEE HANDBOOK misconduct (as defined in the Progressive Discipline and Disciplinary Appeals Policy), employees may be permitted to resign. Subject to the “at-will” employment laws of the State of Texas, an employee in a probationary status who reports directly to the City Manager may be dismissed at the discretion of the City Manager, if it is determined that the employee is not suited for the job and provided there is prior review by the Human Resources Director, and the termination does not violate the federal, state, or local law (see proper procedures for termination under the Progressive Discipline and Disciplinary Appeals Policy). In cases in which an employee reports directly to the City Manager, it is the City Manager’s responsibility to document failure of an employee to successfully complete his/her probation. When there is no serious misconduct (as defined in the Progressive Discipline and Disciplinary Appeals Policy), employees may be permitted to resign. Leave for Probationary Employees Employees serving their initial probationary period accrue vacation leave and sick leave on the first day of employment, the same as non-probationary regular employees. Vacation leave during probation will not be authorized except at the discretion of the Department Head for significant personal events in the employee’s life or as pre- approved by the Department Head at the time of hiring. Vacation time is allowed after probation has been successfully completed. During the initial probationary period, a new employee is eligible to use accrued sick leave for qualifying absences. Complaint Procedures During the Initial Probationary Period Throughout the probationary period of initial employment, probationary employees may not utilize or access the City’s complaint procedure and are subject to discharge without recourse except on grounds of illegal discrimination and/or illegal activity (refer to special provisions under Disciplinary and Disciplinary Appeals Policy). Related Policies Progressive Discipline and Disciplinary Appeals Vacation Leave Sick Leave Performance Management Transfers Promotions CITY OF SCHERTZ EMPLOYEE HANDBOOK 2.5 Firearms and Weapons – Concealed and Open Carry Effective Date: 01/01/2016 Revision Date: 01/08/2016 PREPARED BY: Human Resources REVIEWED BY: Michael Hansen, Chief of Police APPROVED BY: John Kessel, City Manager REPLACES VERSION: May 2008, Firearms and Weapons PURPOSE: This policy outlines restrictions on employees carrying weapons on City property and/or while performing City-related business. POLICY: The City of Schertz prohibits the possession of any weapon, including but not limited to handguns, by any employee in City buildings, and in any city owned/leased vehicle. Employees are prohibited from carrying a weapon while performing City-related business. Employees who are licensed to carry and lawfully possess a firearm and/or ammunition in accordance with Chapter 411 of the Texas Government Code, may leave such firearm/ammunition in his or her locked, privately owned vehicle in the parking lot the City provides for employees. It shall be stored out of sight. Additionally, if an employee chooses to store a firearm or ammunition that is legal to carry without a permit in his/her personal vehicle, it shall be stored out of sight and the vehicle must be locked. Weapons, according to the Texas Penal Code Sec. 46.01, are considered clubs, explosive weapons, firearms, firearm silencers, handguns, illegal knives, knives, knuckles, machine guns, short barrel firearms, switch blade knives, armor piercing ammunition, hoax bombs, chemical dispensing devices, zip guns and tire deflation devices Employees may carry a pocket knife or folding belt knife in their pocket or on their belt that is not deemed as a weapon and has a blade less than 3.5 inches long. Employees may carry a small chemical dispenser (mace) sold commercially for personal protection as long as it not openly displayed. EXCEPTIONS A peace officer who is required to carry a gun/ammunition in the scope of employment is exempt from this policy. Judges appointed to the Schertz Municipal Court and employed or contracted City attorneys who are licensed to carry a handgun under Chapter 411 of the Texas Government Code are permitted to carry firearms in the courtroom and other City facilities. VIOLATIONS Appropriate disciplinary action, up to and including termination, will be taken against an employee who violates this policy.