17-R-22 - Authorization and Approving Publication of Notice of Intention to issue Certificates of ObligationRESOLUTION NO. 17 -R -22
A RESOLUTION BY THE CITY COUNCIL OF THE CITY OF
SCHERTZ, TEXAS AUTHORIZING AND APPROVING PUBLICATION
OF NOTICE OF INTENTION TO ISSUE CERTIFICATES OF
OBLIGATION; COMPLYING WITH THE REQUIREMENTS
CONTAINED IN SECURITIES AND EXCHANGE COMMISSION
RULE 15c2 -12; AND PROVIDING AN EFFECTIVE DATE
WHEREAS, the City Council (the City Council) of the City of Schertz, Texas (the City)
has determined that it is advisable and necessary to issue and sell one or more series of
certificates of obligation (the Certificates) in an amount not to exceed $5,600,000, as provided
pursuant to the provisions of the Certificate of Obligation Act of 1971, as amended, Texas Local
Government Code, Section 271.041 through Section 271.064, for the purpose of paying
contractual obligations of the City to be incurred for making permanent public improvements
and for other public purposes, to -wit: (1) constructing street improvements (including utilities
repair, replacement, and relocation), curbs, gutters, and sidewalk improvements, including
drainage incidental thereto; (2) designing, renovating, repairing, and improving the City's
Municipal Complex and the Senior Center; (3) purchase of ambulances and Fire apparatus and
constructing improvements to Fire Station No. 2; (4) designing, constructing, renovating,
improving, and equipping the City's parks and recreational facilities, including the construction
of new hike and bike trails; (5) the purchase of materials, public safety equipment, supplies,
equipment, machinery, landscaping, land, and rights -of -way for authorized needs and purposes
relating to the aforementioned capital improvements; and (6) the payment of professional
services related to the design, construction, project management, and financing of the
aforementioned projects; and
WHEREAS, prior to the offering, sale, and issuance of the Certificates, the appropriate
officials of the City must review and approve the distribution of a "deemed final" preliminary
official statement (the Official Statement) in order to comply with the requirements contained in
17 C.F.R. §240.15c2 -12 (the Securities and Exchange Commission Rule); and
WHEREAS, based upon their review of the Official Statement, the appropriate officials
of the City must find to the best of their knowledge and belief, after reasonable investigation, that
the representations of facts pertaining to the City contained in the Official Statement are true and
correct and that, except as disclosed in the Official Statement, there are no facts pertaining to the
City that would adversely affect the issuance of the Certificates or the City's ability to pay the
debt service requirements on the Certificates when due; and
WHEREAS, the City Council will comply with the requirements contained in the
Securities and Exchange Commission Rule concerning the creation of a contractual obligation
between the City and the proposed purchaser(s) of the Certificates (the Purchasers) to provide
the Purchasers with an Official Statement in a time and manner that will enable the Purchasers to
comply with the distribution requirements and continuing disclosure requirements contained in
the Securities and Exchange Commission Rule; and
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WHEREAS, the City Council authorizes the Mayor, City Manager, City Secretary, and
the City Attorney, as appropriate, or their designees, to review, approve, and execute any
document or certificate in order to allow the City to comply with the requirements contained in
the Securities and Exchange Commission Rule; and
WHEREAS, prior to the issuance of the Certificates, the City Council is required to
publish notice of its intention to issue the Certificates in a newspaper of general circulation in the
City, such notice stating (i) the time and place the City Council tentatively proposes to pass the
ordinance authorizing the issuance of the Certificates, (ii) the maximum amount proposed to be
issued, (iii) the purposes for which the Certificates are to be issued, (iv) and the manner in which
the City Council proposes to pay the Certificates; and
WHEREAS, the City Council hereby finds and determines that such documents
pertaining to the sale of the Certificates should be approved, and the City should proceed with
the giving of notice of intention to issue the Certificates in the time, form, and manner provided
by law; and
WHEREAS, the City Council hereby finds and determines that the adoption of this
Resolution is in the best interests of the residents of the City; now, therefore,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SCHERTZ, TEXAS
THAT:
SECTION 1. The City Secretary is hereby authorized and directed to cause notice to be
published of the City Council's intention to issue the Certificates in an amount not to exceed
$5,600,000 for the purpose of paying contractual obligations of the City to be incurred for
making permanent public improvements and for other public purposes, to -wit: (1) constructing
street improvements (including utilities repair, replacement, and relocation), curbs, gutters, and
sidewalk improvements, including drainage incidental thereto; (2) designing, renovating,
repairing, and improving the City's Municipal Complex and the Senior Center; (3) purchase of
ambulances and Fire apparatus and constructing improvements to Fire Station No. 2;
(4) designing, constructing, renovating, improving, and equipping the City's parks and
recreational facilities, including the construction of new hike and bike trails; (5) the purchase of
materials, public safety equipment, supplies, equipment, machinery, landscaping, land, and
rights -of -way for authorized needs and purposes relating to the aforementioned capital
improvements; and (6) the payment of professional services related to the design, construction,
project management, and financing of the aforementioned capital improvements. The
Certificates will be payable from the levy of an annual ad valorem tax, within the limitations
prescribed by law, upon all taxable property within the City and additionally from a pledge of
and lien on certain revenues derived from the operation of the City's utility system. The notice
hereby approved and authorized to be published shall read substantially in the form and content
of Exhibit A attached hereto, which notice is incorporated herein by reference as a part of this
Resolution for all purposes.
SECTION 2. The City Secretary shall cause the notice described in Section 1 to be
published in a newspaper of general circulation in the City, once a week for two consecutive
28166920.3 -2-
weeks, the date of the first publication shall be at least thirty (30) days prior to the date stated
therein for passage of the ordinance authorizing the issuance of the Certificates.
SECTION 3, The Mayor, City Manager, City Secretary, and the City Attorney, as
appropriate, or their designees, are authorized to review and approve the Official Statement
pertaining to the offering, sale, and issuance of the Certificates and to execute any document or
certificate in order to comply with the requirements contained in the Securities and Exchange
Commission Rule.
SECTION 4. The recitals contained in the preamble hereof are hereby found to be true,
and such recitals are hereby made a part of this Resolution for all purposes and are adopted as a
part of the judgment and findings of the City Council.
SECTION 5. All ordinances and resolutions, or parts thereof, which are in conflict or
inconsistent with any provision of this Resolution are hereby repealed to the extent of such
conflict, and the provisions of this Resolution shall be and remain controlling as to the matters
resolved herein.
SECTION 6. This Resolution shall be construed and enforced in accordance with the
laws of the State of Texas and the United States of America.
SECTION 7. If any provision of this Resolution or the application thereof to any person
or circumstance shall be held to be invalid, the remainder of this Resolution and the application
of such provision to other persons and circumstances shall nevertheless be valid, and the City
Council hereby declares that this Resolution would have been enacted without such invalid
provision.
SECTION 8. It is officially found, determined, and declared that the meeting at which
this Resolution is adopted was open to the public and public notice of the time, place, and subject
matter of the public business to be considered at such meeting, including this Resolution, was
given, all as required by Chapter 551, as amended, Texas Government Code.
SECTION 9. This Resolution shall be in force and effect from and after the date of its
adoption, and it is so resolved.
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PASSED AND APPROVED, this the 11th day of April, 2017.
CITY OF SCHERTZ, TEXAS
ATTEST:
Secretary
(CITY SEAL)
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Exhibit A
NOTICE OF INTENTION TO ISSUE
CITY OF SCHERTZ, TEXAS
CERTIFICATES OF OBLIGATION
NOTICE IS HEREBY GIVEN that the City Council of the City of Schertz, Texas will
convene at its regular meeting place in the City Hall in Schertz, Texas, at 6:00 o'clock P.M.,
Schertz, Texas time on May 23, 2017, and, during such meeting, the City Council will consider
the passage of an ordinance or ordinances and take such other actions as may be deemed
necessary to authorize the issuance of one or more series of certificates of obligation in an
aggregate principal amount not to exceed $5,600,000 for the purpose or purposes of paying
contractual obligations of the City to be incurred for making permanent public improvements
and for other public purposes, to -wit: (1) constructing street improvements (including utilities
repair, replacement, and relocation), curbs, gutters, and sidewalk improvements, including
drainage incidental thereto; (2) designing, renovating, repairing, and improving the City's
Municipal Complex and the Senior Center; (3) purchase of ambulances and Fire apparatus and
constructing improvements to Fire Station No. 2; (4) designing, constructing, renovating,
improving, and equipping the City's parks and recreational facilities, including the construction
of new hike and bike trails; (5) the purchase of materials, public safety equipment, supplies,
equipment, machinery, landscaping, land, and rights -of -way for authorized needs and purposes
relating to the aforementioned capital improvements; and (6) the payment of professional
services related to the design, construction, project management, and financing of the
aforementioned projects. The certificates of obligation (the Certificates) will be payable from
the levy of an annual ad valorem tax, within the limitations prescribed by law, upon all taxable
property within the City and from a lien on and pledge of certain revenues derived by the City
from the operation of the City's utility system. The Certificates are to be issued, and this notice
is given, under and pursuant to the provisions of the Certificate of Obligation Act of 1971, as
amended, Texas Local Government Code Section 271.041 through Section 271.064,
Chapter 1502, as amended, Texas Government Code, and the City's Home Rule Charter.
/s/ Brenda Dennis
City Secretary,
City of Schertz, Texas
28166920.3 A -1
CERTIFICATE OF CITY SECRETARY
THE STATE OF TEXAS §
COUNTIES OF BEXAR, COMAL, AND §
GUADALUPE §
CITY OF SCHERTZ §
THE UNDERSIGNED HEREBY CERTIFIES that:
L On the I 11 day of April, 2017, the City Council (the Council) of the City of
Schertz, Texas (the City) convened in regular session at its regular meeting place in the City Hall
(the Meeting), the duly constituted members of the Council being as follows:
Michael Carpenter
Mayor
Cedric Edwards, Sr.
Mayor Pro Tern
Mark Davis
Councilmember, Place 1
Ralph Gutierrez
Councilmember, Place 2
Scott Larson
Councilmember, Place 3
Robin Thompson
Councilmember, Place 5
Angelina Kiser
Councilmember, Place 6
Bert Crawford
Councilmember, Place 7
and all of such persons were present at the Meeting, except the following: ,
thus constituting a quorum. Among other business considered at the Meeting, the attached
resolution (the Resolution) entitled:
A RESOLUTION BY THE CITY COUNCIL OF THE CITY OF SCHERTZ,
TEXAS AUTHORIZING AND APPROVING PUBLICATION OF NOTICE OF
INTENTION TO ISSUE ONE OR MORE SERIES OF CERTIFICATES OF
OBLIGATION; COMPLYING WITH THE REQUIREMENTS CONTAINED
IN SECURITIES AND EXCHANGE COMMISSION RULE 15c2 -12; AND
PROVIDING AN EFFECTIVE DATE
was introduced and submitted to the Council for passage and adoption. After presentation and
discussion of the Resolution, a motion was made by Councilmember
vv-� 0 sr, that the Resolution be finally passed and adopted in accordance
with the City's Home Rule Charter. The motion was seconded by Councilmember
and carried by the following vote:
voted "For" voted "Against" L abstained
all as shown in the official Minutes of the Council for the Meeting.
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2. The attached Resolution is a true and correct copy of the original on file in the
official records of the City; the duly qualified and acting members of the Council of the City on
the date of the Meeting are those persons shown above, and, according to the records of my
office, each member of the Council was given actual notice of the time, place, and purpose of the
Meeting and had actual notice that the Resolution would be considered; and the Meeting and
deliberation of the aforesaid public business, was open to the public and written notice of said
meeting, including the subject of the Resolution, was posted and given in advance thereof in
compliance with the provisions of Chapter 551, as amended, Texas Government Code.
IN WITNESS WHEREOF, I have signed my name officially and affixed the seal of the
City, this 11"' day of April, 2017.
ty_S cretary,
City of Schertz, Texas
(CITY SEAL)
-2-
28167122.2