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CAFR FY 1996-971 1 1 1 1 1 1 i i 1 1 1 i 1 1 COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL; YEAR ENDED SEPTEMBER 30, 1997 SCREPPza F35 [ -]f CITY OF SCHERTZ, TENIZ"AS MAYOR CITY COUNCIL CITY OF SCHERTZ, TEXAS COMPREHENSIVE ANNUM, FINANCIAL REPORT YEAR ENDED SEPTEMBER 30, 1997 CITY OFFICIALS HONORABLE HAROLD D. BALDWIN KENNETH GREENWALD TIMOTHY SWINNEY NORMAN AGEE, SR. MAYOR PRO -TEM (May 1, 1997 to September 30, 1997) JOE POTEMPA MAYOR PRO -TEM (November 1, 1996 to April 30, 1997) CHARLES MCDONALD MAYOR PRO -TEM (October, 1996) CITY MANAGER KERRY R. SWEATT COMPTROLLER L. J. COTT INDEPENDENT AUDITORS Thompson, Williams, Biediger, Kastor & Young, L.C. San Antonio, Texas OFFICIALS ISSUING REPORT Kerry R. Sweatt City Manager L. J. Cott Comptroller i (This Page Intentionally Left Blank) ii C O N T E N T S PAGE NUMBER INTRODUCTORY SECTION Letter of Transmittal ix Organization Chart xvii FINANCIAL SECTION Independent Auditor's Report 3 General Purpose Financial Statements Combined Balance Sheet - All Fund Types and Account Groups and Discretely Presented Component Units s Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - All Governmental Fund Types and Discretely Presented Component Units it Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual - General and Debt Service Fund Type 13 Combined Statement of Revenues, Expenses, and Changes in Retained Earnings - All Proprietary Fund Types 15 Combined Statement of Cash Flows - All Proprietary Fund Types 16 Notes to Financial Statements is Combining, Individual Fund and Account Group Statements and Schedules General Fund Comparative Balance Sheets 41 Comparative Schedules of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual 42 Schedule of Revenues Compared to Budget 43 Schedule of Expenditures Compared to Budget 44 iii C 0 N T E N T S Special Revenue Funds PAGE TABLE NUMBER Combining Balance Sheet 47 Combining Statement of Revenue, Expenditures and Changes in Fund Balances 48 Debt Service Fund Comparative Balance Sheets 51 Comparative Statements of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual 52 Capital Projects Funds Comparative Balance Sheets 55 Comparative Statements of Revenue, Expenditures, and Changes in Fund Balances 56 Enterprise Funds Combining Balance Sheet 58 Combining Statement of Revenues, Expenses, and Changes in Retained Earnings 60 Combining Statement of Cash Flows - All Proprietary Fund Types 61 General Fixed Assets Schedules of General Fixed Assets - By Source 65 Schedules of General Fixed Assets - By Function and Activity 66 Discretely Presented Component Units Combining Balance Sheet 71 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 72 iv C O N T E N T S STATISTICAL INFORMATION General Governmental Expenditures by Function General Government Revenues by Source Property Tax Levies and Collections Assessed and Estimated Actual Value of Property Property Tax Rates - Direct and Overlapping Governments Ratio of Net General Obligation Bonded Debt to Assessed Value and Net General Bonded Debt Per Capita Computation of Direct and Overlapping Debt Legal Debt Margin Ratio of Annual Debt Service Expenditures for General Obligation Bonded Debt to Total General Expenditures - Last Ten Fiscal Years Water and Sewer Fund Revenue Bond Coverage Waterworks and Sewer System Fund Revenue Bond Requirements and Restricted Funds Demographic Statistics - Last Ten Fiscal Years Property Value, Construction, and Bank Deposits - Last Ten Fiscal Years Principal Taxpayers Miscellaneous Statistics GENERALLY ACCEPTED GOVERNMENTAL AUDITING STANDARD REPORTS Independent Auditor's Report on Internal Control Structure Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor's Report on Compliance Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards PAGE TABLE NUMBER 1 74 2 75 3 77 4 78 5 79 6 80 7 81 8 82 9 83 10 85 11 86 12 87 13 89 14 90 15 91 95 99 (This Page Intentionally Left Blank) vi INTRODUCTORY SECTION vii (This Page Intentionally Left Blank) viii F� by b -35 1 -II Nl TO T 1400 SCHERTZ PARKWAY P. O. DRAWER I SCHERTZ, TEXAS 78154 -0890 AC (210) 658 -3510 KERRY R. SWEATT FAX (210) 659 -3204 CITY MANAGER December 31, 1997 To the Citizens of the City of Schertz, Texas The comprehensive annual financial report (CAFR) of the City of Schertz, Texas, (The City) for the year ending September 30, 1997 is submitted herewith. Responsibility for both the accuracy of the presentation including all disclosures rests with the City. The data, as presented, is accurate to the best of our ability in all material aspects. The report is presented in a manner designed to set forth the financial position of the City and provide a review of various funds. We have attempted to provide all disclosures necessary to enable the reader to gain maximum understanding of the City's financial activity. The accompanying CAFR is presented in the following three (3) sections: 1. Introduction - Includes this letter of transmittal, Table of Organization, comments regarding economic conditions and outlook, major occurrences of fiscal year 1996 -97, and major initiatives for fiscal year 1997 -98. 2. Financial - This section consists of: the independent auditors' report, general purpose financial statements including combined balance sheets and combined statements of revenue and expenditures and changes in fund balance, notes to financial statements, and individual fund statements and account groups with supplemental statements. Within information contained in this section is a review of the accounting system and controls, and includes commentary thereto. 3. Statistical - This section includes selected financial and demographic information, generally presented on a multi -year basis. 4. Generally Accepted Governmental Auditing Standards Reports - This section consists of the two (2) reports as required by the Yellow Book. This report includes all funds and account groups of the City of Schertz. The City provides a full range of services including: police, emergency medical transportation, and fire protection; water and sewer services; waste collection; code enforcement; comprehensive planning; street maintenance and recreational activities as well as economic development efforts. While the Schertz Public Library is an operating department of city government, the Library Board serves as an advisory board and maintains a small amount of funds, derived from private sources, as a means to fund specific improvements /additions to the library outside ix (This Page Intentionally Left Blank) city resources. The Schertz Development Foundation is a separate nonprofit corporation organized and operated for the charitable purpose of assisting the City of Schertz, Texas, to develop and implement plans for economic viability to the City. Both the library and the foundation are reported as component units, discretely presented. The Schertz Volunteer Fire Department Board does not meet the criteria for inclusion in the reporting entity, and accordingly, is excluded from this report. ECONOMIC CONDITION AND OUTLOOK The City is located near the center of the San Antonio standard statistical metropolitan area which continues to rank as one of the highest tourist attraction areas in the Southwest. The economic condition and outlook of the area continues to improve and statistical data for fiscal year 1996 -97 economic indicators include: Housing starts were 524 for 1996 -97 as compared to 460 for 1995 -96 and 126 for the 1994 -95 fiscal year. Total permits were valued at $57,591,942 for 1996 -97 compared to $48,959,088 for 1995 -96 and $21,150,682 for 1994 -95. The current economic condition in the area and region remains strong. Year- end unemployment figures for Guadalupe County remain steady at about 3 %, down from last year's 4.1%. The City of Schertz is at the southern end of the Austin /San Antonio corridor which rates in the top 10 of the fastest growing regions in the country. The City of Schertz can draw from a labor pool of over 700,000. As of yet, we see no evidence of difficulties in employers finding productive workers. The near -term outlook remains very positive. Commercial inquiries remain high, and the size and scope reflect the strength of the local labor market as well as the economic viability of this area to absorb high levels of growth. The long- term outlook is also positive as this region in general and the City of Schertz in particular should remain strong because of the fundamental strengths of the area: good work force; competitive taxes; excellent quality of life; transportation infrastructure; space for growth; political stability; and continual forward planning in both the near term and long term. Barring major changes in the national economy, we expect these growth patterns to continue. CURRENT YEAR PROJECTS Recent new developments as well as enhancement of existing businesses shows a renewed enthusiasm, and the attitude that "nothing breeds success like success" seems to effect relocation and growth activity for our area. A positive outlook is shared by all involved in the community's Economic Development Commission activities. The City is currently working with several substantial prospects to relocate to the area. We continue to receive an ever larger number of inquiries which is another positive economic sign. One of the major strengths of the City is an abundance of land available for development along the San Antonio /Austin corridor of IH -35 and similarly available land for development along the corridor between Houston /San Antonio of IH -10. MAJOR EVENTS The major event of 1996 -97 continues to be that of growth; however, we now see the beginnings of a more balanced growth pattern between retail, industrial, and residential. We have had 546 new residential lots platted during this time period. Ashley Place and Dove Meadows expect to finish building their remaining lots by the end of 1998. These two subdivisions alone will bring 863 new homes into our city xi with an average occupancy of 3+ people per household. Dove Meadows and Ashley Place Subdivisions added to the growth and platting of Woodland Oaks Units 5B and 6B, Carolina Crossing Units 2 and 3, Forest Ridge Unit 2, Berry Creek Unit 2, and Greenshire Units 7 and 8, (construction already underway or will be so in early 1998), indicate our growth projects should be revised. The history of Schertz home building growth patterns usually peak in a period of 3 to 5 years; however, this current strong home building pattern shows no indication of slowing down. To further illustrate this, since the 1990 -93 time period when 368 new homes were built in the original subdivisions of Woodland Oaks and Savannah Square filling the empty lots from the 19801s, we have had an unprecedented sustained growth that will exceed 2,200 new homes and with new subdivisions about to come on line, this number could well exceed 3,000 new homes sometime early in the year 2000/2001 time frame. Although our city has no major industry, we have realized a substantial] increase in commercial construction. Ez sting retail development was enhance y g awa to 00 square foot H.E.B. main store. In addition, the H.E.B. w� act r6l complex has also built a 12,500 square foot strip center that is substantially leased. This complex still has the capacity to expand another 12,500 feet in strip center retail as well as two pad sites equaling about 20,000 square feet. The Randolph- Brooks Federal Credit Union and State Bank have been completed and the Schertz Bank on Schertz Parkway and I -35 access is under construction. The opening of the Security Capital Building was also of major importance to the City. The leasing of the Security Capital Building was closely watched by the industrial community both in terms of industrial space absorption rates as well as the viability of the area to attract clients. Full leasing of the building within six months is a major plus. The announcement of the relocation of Lone Star Pet Supply, Interplastic, and AER are other major accomplishments in the economic development arena. MAJOR INITIATIVES During the coming year we believe the City will continue to benefit from a positive outlook and the groundwork in place. In December, 1997, the City issued 4.9 million dollars of general obligation bonds pursuant to an August, 1997 election. Bonds for police, fire, and EMS building construction and specific library building improvements, rated A2 sold at an average effective interest rate of 4.8233 %. The August, 1997 election included approval of an additional 1/2 cent sales tax levy to provide debt service for specific capital improvements including those emergency service building projects. Land purchase and architectural services are being selected as this report is being completed. FINANCIAL INFORMATION The City's accounting records for general governmental operations are maintained on a modified accrual basis, with revenues being recognized when they become both measurable and available and expenditures being recognized when the services or goods are received and the liabilities are incurred. Accounting records for the City's utilities and other enterprises are maintained on the accrual basis of accounting. zii In developing and altering the Cityfs accounting systems, consideration has been given to the adequacy of internal accounting controls. Internal accounting controls have been designed to provide reasonable assurance regarding: The safeguarding of assets against loss from unauthorized use of disposition and The reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: * The cost of a control should not exceed the benefits likely to be derived and, * The evaluation of costs and benefits required estimates and judgments by management. All internal control evaluations occur within the above framework. The City "s internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained by the use of purchase order procedures that require encumbrance of the estimated purchase amounts prior to the release of purchase orders to vendors. Open encumbrances, if any, are reported as reservations of fund balance at September 30, 1997. General Governmental Functions: Revenues which include General, Special Revenue, Debt Service, and Capital Projects for general governmental function totaled $4,298,599 in 1997, an increase of 13.54% from 1996. Taxes produced 62.77% of general revenues compared to 63.12% last year. The amount of revenues from various sources and the increase /decrease from last year are shown in the following tabulation: Taxes (Property, Sales, Etc.) Licenses and Permits Charges for Services Fines and Forfeitures Other Revenues xiii PERCENT INCREASE OF (DECREASE) AMOUNT TOTAL FROM 1996 $2,698,175 62.77% $308,410 546,159 12.71 151,318 452,890 10.54 77,123 331,244 7.70 13,841 270,131 6.28 (37,950) $4,298,599 100.00% $512.742 Expenditures. For general governmental purposes, expenditures totaled $3,783,422, a decrease of 5.30% from 1996. Changes in levels of expenditures for major functions of the City over the preceding year are shown in the following tabulation: $3,783,422 1120.00% $(211,896) As reflected in the financial statements, general fund revenues including sales tax as well as ad valorem taxes have generally increased. Through cooperative agreements with Guadalupe County, specific intergovernmental payments for services such as library, fire, and SAFES have increased. Other major fluctuations include: an increase in construction permits and related items due to an increase in total construction. General fund expenditures have increased in a number of areas including overall personnel costs resulting from step increases and related items. We believe overall realignments in budget accounts more correctly reflect actual cost centers by activity and function than in years prior. General obligation bonded debt data for the City of Schertz at the end of 1997 fiscal year was as follows: RATIO OF DEBT TO ASSESSED VALUE (100%) OF PRESENT DEBT AMOUNT MARKET PER CAPITA Net General Obligation Bonded Debt (Principal) $1.095,000 .29 113 MOODY'S INVESTORS SERVICE General Obligation Bonds Baa -1 Revenue Bonds A In October 1995, the City issued $1,700,000 of general obligation refunding bonds. This refunding bond issue replaced a total of seven bond issues from the water and sewer fund and general long -term debt account group. The issuance of these bonds was given an A rating. xiv PERCENT INCREASE OF (DECREASE) FUNCTION AMOUNT TOTAL FROM 1996 General Government $ 976,032 25.79% $ 89,942 Public Safety 1,472,534 38.92 298,163 Streets and Parks 405,713 10.72 100,991 Health Services 102,293 2.70 16,608 Recreation 226,655 5.99 70,554 Economic Development 122,278 3.23 54,332 Capital Outlay 168,530 4.45 (318,412) Debt Service 309,387 8.20 (524,074) $3,783,422 1120.00% $(211,896) As reflected in the financial statements, general fund revenues including sales tax as well as ad valorem taxes have generally increased. Through cooperative agreements with Guadalupe County, specific intergovernmental payments for services such as library, fire, and SAFES have increased. Other major fluctuations include: an increase in construction permits and related items due to an increase in total construction. General fund expenditures have increased in a number of areas including overall personnel costs resulting from step increases and related items. We believe overall realignments in budget accounts more correctly reflect actual cost centers by activity and function than in years prior. General obligation bonded debt data for the City of Schertz at the end of 1997 fiscal year was as follows: RATIO OF DEBT TO ASSESSED VALUE (100%) OF PRESENT DEBT AMOUNT MARKET PER CAPITA Net General Obligation Bonded Debt (Principal) $1.095,000 .29 113 MOODY'S INVESTORS SERVICE General Obligation Bonds Baa -1 Revenue Bonds A In October 1995, the City issued $1,700,000 of general obligation refunding bonds. This refunding bond issue replaced a total of seven bond issues from the water and sewer fund and general long -term debt account group. The issuance of these bonds was given an A rating. xiv Property Taxes. Current tax collections are 97.1% of the tax levy. This is the sixteenth consecutive year in which current property tax collections have exceeded 97.0 %. The ratio of total collections (current and delinquent) to the current tax levy was 98.3 %. Allocations of property tax levy by purpose for 1997 and the preceding two fiscal years are as follows (amounts per $100 assessed value): PURPOSE POSE General Fund General Obligation Debt 1997 19_ 96 1995 .3117 .3472 .3478 .0602 .0600 .0797 .3719 .4� 072 .4275 Cash Management. Cash temporarily idle during the year was invested in short - term time deposits and investment pools. The interest earned on such deposits during the year was $256,005, an increase of $70,354 interest compared to earnings during 1996. This increase was due to additional funds from the 1992 bond issue being available. Bank deposits and certificates of deposit are secured by FDIC insurance and governmental securities pledged by Schertz Bank and Trust and held in safekeeping by Frost Bank. General Fixed Assets. The general fixed assets of the City are those fixed assets used in the performance of general governmental functions and exclude the fixed assets of Enterprise Funds. As of September 30, 1997, the general fixed assets of the City amounted to $11,884,745. This amount represents the original cost, or an estimate of the original cost of the assets. Depreciation of general fixed assets is not recognized in the City's accounting system. Refer to Notes 1 (I) and 5 in the notes to the financial statements. The City is self- insured on physical damage to specific vehicles. In order to Provide coverage for this, risk funds are designated in the General Fund with a balance of $45,000 at September 30, 1997. Water and Sewer System. During the fiscal year ended September 30, 1997, net revenues in the water -sewer system increased substantially with the adoption of an inverted block rate. Comparative data for the past two fiscal years is presented below: Total Operating Revenue Operating Income (Gross Revenues Less Operating Expenses) Net Revenues (Operating Income Plus Depreciation Less Solid Waste Revenues) Average Annual Bonded Debt Requirements 1997 1996 $2,879,730 $2,390,600 1,046,257 667,185 1,226,894 998,010 219,500 289,392 During the year, $55,000 of maturing revenue bonds and $4,000 in Public Facility HUD Bond, and $29,899 of a note payable (New Braunfels Utilities) were retired in the Water and Sewer Fund. Schertz Area Facility for Emergency Services (SAFES) - During the fiscal year ended September 30, 1997, SAFES increased its revenue 28.77% and increased operating expenses by 34.42 %. SAFES is fully dependent on income fees generated from services rendered and the contracted cities' support to cover operations costs. This year xv SAFES had an operating income before depreciation of $681,503. A net charge for future uncollectible accounts of $76,853 reduced operating expenses for the current year. OTHER INFORMATION Awards. The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City for its comprehensive annual financial report for the fiscal year ended September 30, 1996. The Certificate of Achievement is the highest form of recognition for excellence in state and local government financing reporting. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. The City of Schertz has received a Certificate of Achievement for the last six (6) consecutive years. We believe our current report continues to conform to the Certificate of Achievement program requirements, and we are submitting it to GFOA. The City Council has selected the firm of Thompson, Williams, Biediger, Kastor & Young, L.C. of San Antonio, Texas, to perform the independent audit for the fiscal year 1996 -97. We find the background experience and interest of the firm will assure the accomplishment of the audit function in an outstanding manner and will provide educational training opportunities for our staff. Acknowledgements. I want to extend my thanks to the Mayor and members of the City Council for their interest and support in planning and conducting the financial operations of the City in an effective and efficient manner. Mr. L. J. Cott of our staff and representatives of the audit firm of Thompson, Williams, Biediger, Kastor & Young, L.C. have provided a high degree of expertise and assistance for the preparation of the report and I wish to express my personal thanks and appreciation for their help. Respectively Submitted, Kerry R. Sweat City Manager L. J. Cott Comptroller xvi :CL MIS c 0 S 0 i- A—� 0 4) CL t 0 CD c — CO :at IL > tm 4) IM cc c co S, 0 0 -E B co eLL -622 Oz= cc E loo 7 C'mozo,52 Mom 0 a m c E E we W. L) 0 x x 4) CL 0 0 0 CD ILI (1) 0 ccl - cm CL 0 m T N as c�0 c 7-2 OL tm cc m mr o &O—W U _3v)v)3oo0 tnoa 00 0 U. Q 21 w 4c cn a. ft: BE N M 0 V 0 0 O CU C .j3Ua 1144 L 0 ICL 1.0 0 Cc 0 0 cis c 'o =0 ra V'So w -8 Lw.ft cc Co C Lu uj a d) V- V- -oz z coo co a 0 T ; N 0) 9) —0.2 cL CL E E LU Ul EE cis LL IL C; C� cr) cri T- MIS c 0 S C CM 40 LD .a's z 26 .0 LL. t M at co eLL s 0 a m c E E we .2 cr,, E c S OW c (n U. T N ft: BE N M 0 V 0 0 O CU C .j3Ua 1144 L 0 ICL 1.0 0 Cc 0 0 cis c 'o =0 ra V'So w -8 Lw.ft cc Co C Lu uj a d) V- V- -oz z coo co a 0 T ; N 0) 9) —0.2 cL CL E E LU Ul EE cis LL IL C; C� cr) cri T- N c 0 S C CM 40 LD .a's z 26 .0 LL. cri N .H C4 0 a m c E E we CL o 0 CLO c as c�0 c &O—W a. 00 0 U. Q 21 w 4c cn a. N CL T CM CO3 a. CD C.) L. El. 0 0 E 00 o L CL 0 0 0 1-- 00 ; 1: vo- C144 W, .H (This Page Intentionally Left Blank) zviii FINANCIAL SECTION (This Page Intentionally Left Blank) NORTH TOWER 800 N.W. LOOP 410. SUITE 30ON SAN ANTONIO, TEXAS 78216 -5611 210/541 -2581 FAX 210/341 -2588 To the Honorable Mayor and Members of the City Council City of Schertz, Texas Thompson, Williams, Biediger, Ka�sstor Young, L.C. Independent Auditor's Report CERTIFIED PUBLIC ACCOUNTANTS MEMBERS AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS We have audited the accompanying general purpose financial statements of the City of Schertz, Texas, and the combining financial statements of the City of Schertz, Texas, as of and for the year ended September 30, 1997, as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Schertz, Texas, at September 30, 1997, and the results of its operations and cash flows of its proprietary fund types for the year then ended, in conformity with generally accepted accounting principles. Also, in our opinion, the combining financial statements referred to above present fairly, in all material respects, the financial position of each of the individual funds of the City of Schertz, Texas, at September 30, 1997, and the results of operations of such funds and the changes in individual proprietary funds for the year then ended, in conformity with generally accepted accounting principles. In accordance with Government Auditing Standards, we have also issued a report dated December 23, 1997 on our consideration of City of Schertz' internal control structure and a report dated December 23, 1997 on its compliance with laws and regulations. i r r R. LARRY THOMPSON. C.P.A. / PAUL E. WILLIAMS, C.P.A. / JAMES L. BIEDIGER, JR.. C.P.A. / C. TED KASTOR. C.P.A. / CHARLIE E. YOUNG, JR., C.P.A. JOHN LEIF. C.P.A. / H. LEE SCHWARTZMAN, C.P.A. / F. GLENN CRAVEY, C.P.A. / FRED J. TIMMONS, C.P.A. / JOHN W. GREEN, C.P.A. 3 JAMES T. McCARTY, C.P.A. (RETIRED) i (This Page Intentionally Left Blank) Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole and on the combining financial statements. The accompanying financial information listed as supporting schedules in the table of contents is presented for purposes of additional analysis and is not a required part of the financial statements of the City of Schertz, Texas. The information in these schedules has been subjected to the auditing procedures applied in the audit of the general purpose and combining financial statements and, in our opinion, is fairly stated in all material respects in relation to the financial statements of each of the respective individual funds, taken as a whole. 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A~ U M U H M U Y 4 b vq $ °we3 9 o 03 � a 00 04 � CIA 0 4) H 04 aa m N m > o b ® pp � w . ra b O � w W N N O pp H A q p O O y "1 U .5 .0 N 1 44 a a 0 0 F M W +1 O e a 0 0 CI (T O ►� + 1a 1 % U ►+ 0 d 04 d -.4 0N � H W o a0 �� N Ft H U �u .q1 H �a V L % H y 4) L U 41 q V H M U p0 0 W a H cA E al M p Q C O o A Ot xxa W O 0 (This Page Intentionally Left Blank) 12 CITY OF SCHERTZ, TEXAS COMBINED STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES BUDGET AND ACTUAL - GENERAL AND DEBT SERVICE FUND TYPE YEAR ENDED SEPTEMBER 30, 1997 REVENUES Taxes Licenses and Permits Charges for Services Pines and Forfeitures Other Revenue Total Revenues EXPENDITURES Current General Government Public Safety Streets and Parks Health Recreation Economic Development Capital Outlay Debt Service Principal Interest Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures OTHER FINANCING SOURCES (USES) Operating Transfers In (Out) Excess (Deficiency) of Revenues and Other Financing Sources over (Under) Expenditures and Other Financing Uses FUND BALANCES (DEFICIT) - OCTOBER 1, 1996 RESIDUAL EQUITY TRANSFERS IN (OUT) FUND BALANCES (DEFICIT) - SEPTEMBER 30, 1997 GENERAL FUND DEBT SERVICE FUND VARIANCE VARIANCE FAVORABLE FAVORABLE BUDGET ACTUAL (UNFAVORABLE) BUDGET ACTUAL (UNFAVORABLE) $2,483,068 $2,577,659 $ 94,791 $ - $ - $ - 364,250 546,159 181,909 - - - 446,900 452,690 5,990 - - - 271,500 331,244 59,744 - - - 174,718 181,377 6,659 $3,740,436 $4,089,529 $349,093 $ -0- $ -0- $ -0- $ 960,760 $ 976,032 1,535,892 1,472,534 414,485 397,807 115,615 102,293 226,897 226,655 72,790 67,910 203,008 139,751 45,000 45,000 2,841 2,357 $3,577,288 $3,430,339 $ 163,148 $ 659,190 (221,235) (226,534) $(15,272) - 63,358 - - - 16,678 - - - 13,322 - - - 242 - - - 4,880 - - - 63,257 - - - - 143,535 170,000 (26,465) 484 77,700 92,030 (14,330) $146,949 $ 221,235 $ 262,030 $(40,795) $496,042 $(221,235) $(262,030) $(40,795) (5,299) 221,235 266,786 45,551 $$ () $ 432,656 1122j.743 $ -0- $ 4,756 1_16756 (See Accompanying Notes to Financial Statements) 1,689,206 (34,347) (83,134) $2,038,7 $ (29,591) 13 (This Page Intentionally Left Blank) 14 CITY OF SCHERTZ, TEXAS COMBINED STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS - ALL PROPRIETARY FUND TYPES YEAR ENDED SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) OPERATING REVENUE Fees Charged to Users Reimbursements and Other Total Operating Revenue OPERATING EXPENSES BEFORE DEPRECIATION Personnel Services Sewage Treatment General and Administrative Contractual Services Supplies /Maintenance Bad Debts Total Operating Expenses before Depreciation Operating Income before Depreciation and Amortization Depreciation and Amortization Operating Income (Loss) NONOPERATING REVENUES (EXPENSES) Interest Income Interest Expense Total Nonoperating Revenues (Expenses) Net Income (Loss) before Other Financing Sources (Uses) OTHER FINANCING SOURCES (USES) Transfers Out Net Income (Loss) RETAINED EARNINGS (DEFICIT) - OCTOBER 1 TOTALS ENTERPRISE INTERNAL (MEMORANDUM ONLY) FUNDS SERVICE 1997 1996 $3,609,525 $ 76,539 $3,686,064 $2,985,084 24,350 - 24,350 50,297 $3,633,875 $ 76,539 $3,710,414 $3,035,381 $ 849,168 $ 29,095 $ 878,263 $ 623,561 474,389 - 474,389 414,065 272,800 - 272,800 227,600 307,427 9,670 317,097 298,802 249,458 35,701 285,159 259,038 84,532 - 84,532 78,422 $2,237,774 $ 74,466 $2,312,240 $1,901,488 $1,396,101 $ 2,073 $1,398,174 $1,133,893 (310,915) (2,758) (313,673) 432,355 $1,085,186 $ (685) $1,084,501 $ 701,538 $ 179,323 $ - $ 179,323 $ 123,232 (138,558) - (138,558) (200,652) $ 40,765 S -0- $ 40,765 $ (77,420) $1,125,951 $ (685) $1,125,266 $ 624,118 (40,252) - (40,252) (159,258) $1,085,699 $ (685) $1,085,014 $ 464,860 1,189,569 _(34,086) 1,155,483 690,623 RETAINED EARNINGS (DEFICIT) - SEPTEMBER 30 $2,275,268 $04,771) $2,240,497 $1,155,483 (See Accompanying Notes to Financial Statements) 15 CITY OF SCHERTZ, TEXAS COMBINED STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES YEAR ENDED_ SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30 1996) TOTALS ENTERPRISE INTERNAL (MEMORANDUM ONLY1 FUNDS SERVICE 1997 1996 CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers $4,490,000 Cash Payments to Suppliers for Goods and Services (1,492,558) Cash Payments to Employees for Services (831,033) Cash Received for Reimbursements and Other 24,350 Net Cash Provided by Operating Activities $2,190,759 CASH FLOWS FROM NON - CAPITAL FINANCING ACTIVITIES Operating Transfers in (Out) $ (40,252) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition and Construction of Capital Assets $ (553,829) Bond Issue Costs _ Principal Payments on Long - Term Debt (259,899) Proceeds from Issuance of Long -Term Debt _ Interest Paid on Long -Term Debt (155,428) Capital Contributed for Capital Assets 221,341 Net Cash Used in Capital and Related Financing Activities $ (747,815) CASH FLOWS FROM INVESTING ACTIVITIES Purchase of Investment $ 601,663 Interest on Investments 179,323 Net Cash Provided by (Used in) Investing Activities $ 780,986 Net Increase in Cash $2,183,678 CASH AND CASH EQUIVALENTS__- BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR Comprised of Current Assets Restricted Assets CASH AND CASH EQUIVALENTS - END OF YEAR $76,601 $4,566,601 $2,814,131 (43,226) (1,535,784) (370,172) (28,316) (859,349) (619,820) - 24,350 50,297 5,059 $2,195,818 $1,874,436 $ (40,252) $ (159,258) $ - $ (553,829) $ (503,172) (128,985) (259,899) (1,317,218) 1,253,000 (155,428) (194,139) 221,341 236,908 $ $ (747,815) $ (653,606) $ - $ 601,663 $ (601,663) 179,323 123,232 $$ -0- $ 780,986 $ (478,431) $ 5,059 $2,188,737 $ 583,141 2,122,357 90 $4,306,035 5,149 $2,952,486 $ 5,149 1,353,549 - $4,306,035 5,149 (See Accompanying Notes to Financial Statements) 16 2,122,447 1,539,306 $4,311,184 $2,122,447 $2,957,635 1,353,549 $4,311.184 $1,281,693 840,754 $2,122,447 (Continued) CITY OF SCHERTZ, TEXAS COMBINED STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES YEAR ENDED SEPTEMBER 30. 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30. 1996) RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating Income (Loss) Adjustments to Reconcile Operating Income (Loss) to Net Cash Provided by Operating Activities Depreciation /Amortization Depreciation Attributed to Contributed Capital .Provision for Uncollectible Accounts (Increase) Decrease in the Following Assets Accounts Receivable Inventory Due from Other Funds Prepaid Costs Increase (Decrease) in the Following Liabilities Vouchers Payable Due to Other Funds Accrued Vacation Customer Deposits NET CASH PROVIDED BY OPERATING ACTIVITIES TOTALS ENTERPRISE INTERNAL (MEMORANDUM ONLY) FUNDS SERVICE 1997 1996 $1,085,186 $ (685) $1,084,501 $701,538 310,915 2,758 313,673 432,355 132,213 - 132,213 2,533 82,285 - 82,285 78,422 (264,812) - (264,812) (54,671) (26,199) 960 (25,239) 7,817 1,063,002 62 1,063,064 (194,704) - 310 310 (310) (25,821) - (25,821) 121,575 (214,981) 875 (214,106) 752,010 18,135 779 18,914 3,741 30,836 - 30,836 24.130 $2,190,759 $5,059 $2,195,818 $1,874,436 (See Accompanying Notes to Financial Statements) 17 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the City of Schertz, Texas, (the City), have been prepared in conformity with generally accepted accounting principles (GAAP) as applied to government units. The Government Accounting Standards Board (GASB) is the accepted standard - setting body for establishing governmental accounting and financial reporting principles. The more significant of the City's accounting policies are described below. A. Financial Reporting Entity The City of Schertz is a city in which citizens elect the mayor and council members at large. The accompanying financial statements present the City's primary government and component units over which the City exercises significant influence. Significant influence or accountability is based primarily on operational or financial relationships with the City. 1. Discretely Presented Component Unit: The Schertz Development Foundation is a nonprofit corporation organized and operated for charitable purposes, including, but not limited to, assisting the City of Schertz, Texas, to develop and implement plans for economic viability for the City. The foundation board is chosen by the City Council and the executive director is employed by the City. The books and records are kept by city personnel. Annual reports of the Schertz Development Foundation for fiscal year ended September 30, 1997 are available upon request from City Hall. 2. Discretely Presented Component Unit: The Library Fund's governing board is appointed by the Schertz city Council and provides the majority of its funding. The Library provides a service to citizens outside of the City of Schertz. Annual reports of the Library Fund for fiscal year ended September 30, 1997 are available upon request from City Hall. B. Fund Accounting The City uses funds and account groups to report on its financial position and the results of its operations. Fund accounting is designed to demonstrate legal compliance and to aid financial management by segregating transactions related to certain City functions or activities. A fund is a separate accounting entity with a self - balancing set of accounts. An account group, on the other hand, is a financial reporting device designed to provide accountability for certain assets and liabilities that are not recorded in the funds because they do not directly affect net expendable available financial resources. Funds are classified into two categories: governmental and proprietary. Each category, in turn, is divided into separate "fund types ". Governmental funds are used to account for all or most of a government's general activities, including the collection and disbursement of earmarked monies (Special Revenue Funds), the acquisition or construction of general fixed assets (Capital Projects Funds), and the servicing of general long -term debt (Debt Service Funds). The General Fund is used to account for all activities of the City not accounted for in some other fund. 18 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. Fund Accounting (Continued) Proprietary funds are used to account for activities similar to those found in the private sector, where the determination of net income is necessary or useful to sound financial administration. Goods or services from such activities can be provided either to outside parties (enterprise funds) or to other departments. C. Basis of Accounting The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All governmental funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. All proprietary funds are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operation of these funds are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund -type operating statements present increases (e.g., revenues) and decreases (e.g., expenses) in net total assets. The modified accrual basis of accounting is used by all governmental fund types. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual (i.e., when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. The City considers property taxes as available if they are collected within sixty (60) days after year end. A one -year availability period is used for revenue recognition for all other governmental fund revenues. Expenditures are recorded when the related fund liability is incurred. Principal and interest on general long -term debt are recorded as fund liabilities when due or when amounts have been accumulated in the Debt Service Fund for payments to be made early in the following year. Those revenues susceptible to accrual are property taxes, franchise taxes, special assessments, interest revenue, and charges for services. Licenses, fines, and permits are not susceptible to accrual because generally they are not measurable until received in cash. The accrual basis of accounting is utilized by proprietary fund types. Under this method, revenues are recorded when earned and expenses are recorded at the time liabilities are incurred. The City reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Delinquent taxes are reported as deferred revenue as they are not available for current use. 19 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Basis of Accounting (Continued) Government funds include the following fund types: The general fund is the government ,'s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The special revenue funds account for revenue sources that are legally restricted to expenditure for specific purposes (not including expendable trusts or major capital projects). The debt service fund accounts for the servicing of general long -term debt not being financed by proprietary or nonexpendable trust funds. The capital projects funds account for the acquisition of fixed assets or construction of major capital projects not being financed by proprietary or nonexpendable trust funds. Enterprise funds are used to account for those operations that are financed and operated in a manner similar to private business or where the board has decided that the determination of revenues earned, costs incurred, and /or net income is necessary for management accountability. Internal service funds account for the operations that provide services to other departments or agencies of the government, or to other governments, on a cost - reimbursement basis. Proprietary Funds - The proprietary funds consist of Water and Sewer Fund, SAFES Fund, and the Fleet Service Fund. The proprietary activities apply to all FASB statements and interpretations issued after November 30, 1989 except for those that conflict with or contradict GASB pronouncements. Account Group. The general fixed assets account group is used to account for fixed assets not accounted for in proprietary or trust funds. The general long -term debt account group is used to account for general long -term debt and certain other liabilities that are not specific liabilities of proprietary or trust funds. D. Budgets The City Charter establishes requirements for the adoption of budgets and related budgetary control. Budgetary preparation and control is exercised at the departmental level. Amendments to budget total are made only by the City Council. The city manager is authorized to amend the budget without City Council approval by transferring budget amounts between line items within a department. During the year amendments were necessary, all complied with city charter requirements. 20 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Budgets (Continued) Annual appropriated budgets are adopted for the general and debt service funds. The budgets are prepared using the modified accrual basis of accounting. All annual appropriations lapse at fiscal year end. Project - length financial plans are adopted for all capital projects funds. In addition, as part of the overall budget process, budgets are adopted for the proprietary fund; however, the City does not require a reporting as part of the comprehensive annual financial report. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting - under which purchase orders, contracts and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation - is utilized in the governmental funds. Any encumbrances outstanding at year end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. E. Cash and Cash Equivalents Cash and cash equivalents include amounts in demand deposits, short-term certificates of deposit with a maturity date within three (3) months of the date acquired by the City, and investment pools. F. Short -Term Interfund Receivables /PaYables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. These receivables and payables are classified as "due from other funds" or "due to other funds" on the balance sheet. Short -term interfund loans are classified as "interfund receivables /payables ". G. Inventories Inventories are valued at cost, which approximates market, using the first -in first - out (FIFO) method. The costs of governmental fund -type inventories are recorded as expenditures when consumed rather than when purchased. H. Restricted Assets Certain proceeds of Enterprise Fund revenue bonds, as well as certain resources set aside for their repayment are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Funds are segregated to report those proceeds of revenue bond issuances that are restricted for use in construction. Funds are also segregated to provide for debt services as provided under bond indenture agreements. 21 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) I. Fixed Assets General fixed assets are not capitalized in the funds used to acquire or construct them. Instead, capital acquisition and construction are reflected as expenditures in governmental funds, and the related assets are reported in the general fixed assets account group. All purchased fixed assets are valued at cost where historical records are available and at an estimated historical cost where no historical records exist. Donated fixed assets are valued at their estimated fair market value on the date received. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Improvements are capitalized and depreciated over the remaining useful lives of the related fixed assets, as applicable. Public domain ( "infrastructure ") general fixed assets consisting of roads, bridges, curbs and gutters, streets and sidewalks, drainage system, and lighting systems are capitalized. Assets in the general fixed assets account group are not depreciated. Depreciation of buildings, equipment, and vehicles in the proprietary fund types is computed using the straight -line method. Interest is capitalized on proprietary fund assets acquired with tax - exempt debt. The amount of interest to be capitalized is calculated by offsetting interest expense incurred from the date of the borrowing until completion of the project with interest earned on invested proceeds over the same period. J. Compensated Absences Vested or accumulated vacation leave that is expected to be liquidated with expendable available financial resources is reported as an expenditure and a fund liability of the governmental fund that will pay it. Amounts of vested or accumulated vacation leave that are not expected to be liquidated with expendable available financial resources are reported in the general long -term debt account group. No expenditure is reported for these amounts. Vested or accumulated vacation leave of proprietary funds is recorded as an expense and liability of those funds as the benefits accrue to employees. In accordance with the provisions of GASB Statement No. 16, "Accounting for Compensated Absences ", no liability is recorded for nonvesting accumulating rights to receive sick pay benefits. K. Short -Term Obligation Short -term debt, debt of less than a year duration, is recognized as a liability of the governmental fund that incurred the obligation when the intent is to liquidate the obligation from expendable available resources. 22 CITY OF SC$ERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) L. Long -Term Obligation Long -term debt is recognized as a liability of a governmental fund when due, or when resources have been accumulated in the debt service fund for payment early in the following year. For other long -term obligations, only that portion expected to be financed from expendable available financial resources is reported as a fund liability of a governmental fund. The remaining portion of such obligations is reported in the general long -term debt account group. Long -term liabilities expected to be financed from proprietary fund operations are accounted for in those funds. M. Fund Equity Contributed capital is recorded in proprietary funds that have received capital grants or contributions from developers, customers, or other funds. Reserves represent those portions of fund equity not appropriate for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. N. Bond Discounts /Issuance Costs In governmental fund types, bond discounts and issuance costs are recognized in the current period. Bond discounts and issuance costs for proprietary fund types are deferred and amortized over the term of the bonds using the bonds - outstanding method, which approximates the effective interest method. Bond discounts are presented as a reduction of the face amount of bonds payable whereas issuance costs are recorded as deferred charges. O. Interfund Transactions Quasi - external transactions are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures /expenses initially made from it that are properly applicable to another fund, are recorded as expenditures /expenses in the reimbursing fund and as reductions of expenditures /expenses in the fund that is reimbursed. All other interfund transactions, except quasi - external transactions and reimbursements, are reported as transfers. Nonrecurring or non - routine permanent transfers of equity are reported as residual equity transfers. All other interfund transfers are reported as operating transfers. P. Cash Flows Statement For purposes of the statement of cash flows, the City considers all highly liquid investments (including restricted assets) with an original maturity of approximately ninety days or less when purchased to be cash equivalents. 23 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Q. Memorandum Only - Total Columns Total columns on the general purpose financial statements are captioned "memorandum only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations or changes in cash flows in conformity with generally accepted accounting principles. Neither are such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. R. Comparative Data Comparative total data for the prior year has been presented in the accompanying financial statements in order to provide an understanding of changes in the government's financial position and operations. S. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. T. Reclassifications Certain reclassifications have been made to the 1996 comparative totals to conform to the 1997 presentation. NOTE 2: LEGAL COMPLIANCE - BUDGETS On or before July each year, all agencies of the City submit request for appropriation to the City Manager so that a budget may be prepared. The budget is prepared by fund, department, function, and activity, and includes information on the past year, current year estimates and requested appropriations for the next fiscal year. Before September 30, the proposed budget is presented to the City Council for review, modification, and approval. By state statute budgeted expenditures may not exceed budgeted revenues. Expenditures may not legally exceed budgeted appropriations at the fund level. NOTE 3: DEPOSITS WITH FINANCIAL INSTITUTIONS The City maintains demand deposit accounts, savings accounts, certificates of deposit, and investment pools that are available for the individual funds from which they are generated. The funds accounts are displayed on the combined balance sheet under the captions "Cash and Cash Equivalents." 24 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 3: DEPOSITS WITH FINANCIAL INSTITUTIONS (CONTINUED) At September 30, 1997, cash deposits with financial institutions amounted to $5,974,112. Bank balances of $5,844,514 consisted of funds held in investment pools of $3,830,556 and demand deposits and certificate of deposit totaling $2,013,958. Collateral pledged applied only to demand deposits and certificate of deposit. There are three (3) categories of risk that apply to the City's bank balances: 1. Insured or collateralized with securities held by the City or by the City's agent in the City's name. 2. Collateralized with securities held by pledging financial institution's trust department of the City's agent in the City's name. 3. Uncollateralized. Deposits, categorized by level of risk are: PRIMARY GOVERNMENT Cash and Cash Equivalents COMPONENT UNIT Cash and Cash Equivalents COLLATERAL CATEGORY CARRYING MARKET 1 2 3 AMOUNT VALUE $2,143,556 $ - $3,830,556 $5,974,112 $5,891,390 13,415 - - 13,415 13,523 The City is allowed to invest in (1) obligations of the United States or its agencies and instrumentalities; (2) direct obligations of the State of Texas or its agencies; (3) other obligations, the principal of and interest on which are unconditionally guaranteed or insured by the State of Texas or the United States; (4) obligations of states, agencies, counties, cities, and other political subdivisions of any state having been rated as to investment quality by a nationally recognized investment rating firm and having received a rating of not less than "AA" or its equivalent; (5) certificates of deposits issued by state and national banks domiciled in Texas that are guaranteed or insured by the Federal Deposit Insurance Corporation or its successor, or secured by obligations mentioned above; and (6) fully collateralized direct repurchase agreements having a defined termination date. For fiscal year September 30, 1997, the City invested in demand deposits, certificates of deposit, Logic Investment Pool, and Lone Star Investment Pool. 25 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 4: RECEIVABLES Receivables at September 30, 1997 consist of the following: RECEIVABLES Taxes Account Gross Receivables Less: Allowance for Uncollectible NET TOTAL RECEIVABLES SPECIAL DEBT GENERAL REVENUE SERVICE ENTERPRISE TOTAL $ 80,898 $ - $16,496 43,027 2,478 $123,925 $2,478 $16,496 4,045 825 $119,880 $2,478 $15,671 $ - $ 97,394 770,745 816,250 $770,745 $913,644 199,070 203,940 $571,675 $709,704 The delinquent taxes receivable account represents past years of uncollected tax levies and is also reflected as a deferred revenue of equal amount. Property taxes are levied as of October 1 on property values assessed as of January 1. Property taxes are payable on or before January 31 following the levy date without penalty or interest. Unpaid property taxes attach as an enforceable lien on property as of February 1 with penalty and interest. On July 1, unpaid taxes are forwarded for collection and are subject to additional penalties for collection expenses. NOTE 5: GENERAL FIXED ASSETS The following is a summary of changes in general fixed assets: *Adjusted to Include Land of $10,688 in the Schertz Development Foundation `L-1 BALANCES AT BALANCES AT OCTOBER 1, SEPTEMBER 30, 1996 ADDITIONS DEDUCTIONS 1997 Land* $ 423,460 $ - $5,051 $ 418,409 Buildings 1,114,290 - - 1,114,290 Improvements Other than Buildings 7,956,342 28,779 - 7,985,121 Vehicles 1,092,935 74,088 - 1,167,023 Equipment 1,134,239 65,663 - 1.199,902 $11,721,266 $168,530 $5,051 $11,884,745 *Adjusted to Include Land of $10,688 in the Schertz Development Foundation `L-1 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 6: FIXED ASSETS - PROPRIETARY FUND TYPES The following is a summary of the property, plant, and equipment of the Proprietary Funds at Septembe; 30, 1997: Buildings Improvements Other than Buildings Machinery and Equipment Accumulated Depreciation Land TOTALS ENTERPRISE INTERNAL WATER /SEWER SAFES SERVICE TOTAL $ 195,724 $ 26,656 $58,804 $ 281,184 9,930,033 7,642 1,142 9,938,817 705,417 522,501 25,198 1,253,116 $10,831,174 $556,799 $85,144 $11,473,117 5,713,956 308,667 29,169 6,051,792 $ 5,117,218 $248,132 $55,975 $ 5,421,325 160,521 General Obligation 160,521 $ 5,277,739 $248,132 $55,975 $ 5,581,846 In the proprietary and internal service funds, the following useful lives are used to compute depreciation: Buildings 30 Years Sewer and Water-Lines 50 Years Equipment 5 - 10 Years NOTE 7: LONG -TERM DEBT A. General Long -Term Debt The following is a summary of changes in general long -term debt for the year ended September 30, 1997: General Obligation Refunding Bonds 1995 Series 447,000 3.75 - 5.00% $418,000 $ -0- $ 48,000 27 $ 370,000 BALANCE BALANCE OUTSTANDING OUTSTANDING ORIGINAL INTEREST OCTOBER 1, DURING YEAR SEPTEMBER 30, AMOUNT RATE 1996 ISSUED RETIRED 1997 General Obligation Bonds 1962 Series $301,000 3.63% $ 62,000 $ - $ 12,000 $ 50,000 1987 Series 445,000 6.2 - 8.3% 165,000 - 35,000 130,000 1992 Series 620,000 5.2 - 7.2% 570,000 - 25,000 545,000 $797,000 $ -0- $ 72,000 $ 725,000 Certificates of Obligation 1990 Series 850,000 7 - 9.0% $380,000 $ -0- $ 50,000 $ 330,000 General Obligation Refunding Bonds 1995 Series 447,000 3.75 - 5.00% $418,000 $ -0- $ 48,000 27 $ 370,000 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 7: LONG -TERM DEBT (CONTINUED) A. GENERAL LONG -TERM DEBT (CONTINUED) Note Payable - Bank Due November, 1996 Note Payable - Bank Due September, 1997 TOTAL GENERAL OBLIGATION BONDS, CERTIFICATES OF OBLIGA- TION, GENERAL OBLIGATION REFUNDING BONDS, AND NOTES PAYABLE BALANCE BALANCE OUTSTANDING OUTSTANDING ORIGINAL INTEREST OCTOBER 1, DURING YEAR SEPTEMBER 30, AMOUNT RATE 1996 ISSUED RETIRED 1997 42,891 45,000 Compensated Absences Payable YEAR ENDED SEPTEMBER 30. 1998 1999 2000 2001 2002 2003 -2007 Thereafter TOTAL Principal Interest TOTALS 9.25% $ 42,891 $ -0- 8.00% 45,000 S 87,891 $ -0- $ 42,891 45,000 $ 87,891 $ -0- $1,682,891 $ -0- $257,891 $1,425,0000 BALANCE BALANCE OUTSTANDING OUTSTANDING OCTOBER 1, SEPTEMBER 30, 1996 ADDITIONS DEDUCTIONS 1997 $129.473 $16,566 $ -0- $146,039 GENERAL OBLIGATION GENERAL NOTES REFUNDING OBLIGATION CERTIFICATE OF PAYABLE BONDS BONDS OBLIGATION $ - $ 62,248 $120,669 $ 76,772 - 39,755 120,546 77,718 - 38,661 116,375 78,231 - 91,265 64,093 73,519 - 74,834 52,380 88,081 - 136,328 447,100 - - 74,480 $ -0- $443.091 $995,643 $394,321 $ - $370,000 $725,000 $330,000 - 73,091 270,643 64,321 $ -0- $443.091 $995,643 $394,321 28 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 7: LONG -TERM DEBT (CONTINUED) B. Proprietary Long -Term Debt The following is a summary of changes in proprietary long -term debt for the year ended September 30, 1997: BALANCE BALANCE OUTSTANDING OUTSTANDING ORIGINAL INTEREST OCTOBER 1, SEPTEMBER 30, AMOUNT RATE 1996 ISSUED RETIRED 1997 Revenue Bonds 1973 Series $ 165,000 5.75 - 6.10% $ 125,000 $ - $40,000 $ 85,000 1987 Series 1,020,000 6.30 - 8.30% 885,000 - 15,000 870,000 $1,010,000 $ -0- $55,000 $955,000 BALANCE 1995 Series $1,253,000 3.75 BALANCE $1,162,000 $ -0- OUTSTANDING $1,080,000 OUTSTANDING ORIGINAL INTEREST OCTOBER 1, BALANCE SEPTEMBER 30, AMOUNT RATE 1996 ISSUED RETIRED 1997 Certificates of Obliga- tion 1983 Series $1,250,000 8.20 - 10.00% $ 85,000 $ - $85,000 $ - 1992 Series 200,000 5.00 - 7.00 170,000 - 10,000 160,000 $ 255,000 $_ $95,000 $ 160,000 General Obliga- tion Refunding Bonds 1995 Series $1,253,000 3.75 - 5.00% $1,162,000 $ -0- $82,000 $1,080,000 BALANCE BALANCE OUTSTANDING OUTSTANDING ORIGINAL INTEREST OCTOBER 1, SEPTEMBER 30, AMOUNT RATE 1996 ISSUED RETIRED 1997 Public Facility Loan (HUD) $142,000 5.00% 80,000 $ -0- 4,000 $ 6, Note Payable $273,000 7.60% $173.819, $ -0- $23,899 $149,920 29 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 7: LONG -TERM DEBT (CONTINUED) B. Proprietary Long -Term Debt (Continued) The annual requirements to amortize all debt outstanding as of September 30, 1997 including interest payments are as follows: Bonded debt of the City consists of various series of general obligation bonds, revenue bonds, certificates of obligation, public facility loan (BUD), and a note payable. General obligation bonds are direct obligations of the City for which its full faith and credit are pledged, and are payable from taxes levied on all taxable property located within the City. Revenue bonds are generally payable from pledged revenues generated by water and sewer fund. The debenture agreement for water and sewer bonds require funds be available for 1 /12th the principal and 1 /6th the interest requirements of the next fiscal year. Certificates of obligation are payable from a levy of ad valorem taxes upon all taxable property within the City, and are further payable from certain net revenues derived from the operation of the CityFs combined water and sewer systems after payments of first lien revenue bonds. The public loan is payable from gross revenue derived from operations of the water and sewer systems and has equal status with first lien revenue bonds. The note payable is payable from revenues generated by the water and sewer fund. The City is mandated to maintain revenue reserves at least 1.5 times the average annual revenue bond debt service requirements. The City was in compliance. 30 GENERAL OBLIGATION CERTIFICATES PUBLIC YEAR ENDED REFUNDING REVENUE OF FACILITY NOTES SEPTEMBER 30, BONDS BONDS OBLIGATION LOAN PAYABLE 1998 $ 228,748 $ '122,012 $ 18,960 $ 7,800 $ 37,212 1999 221,953 143,588 18,390 7,600 37,212 2000 272,524 93,375 17,890 7,400 37,212 2001 271,207 90,750 17,380 7,200 37,212 2002 27,915 178,125 66,840 7,000 37,213 2003 -2007 207,182 752,875 63,480 32,000 - Thereafter - - - 45,000 TOTALS $1,229,529 $1,380,725 $202,940 $114,000 $186,061 GENERAL OBLIGATION CERTIFICATES PUBLIC REFUNDING REVENUE OF FACILITY NOTES BONDS BONDS OBLIGATION LOAN PAYABLE Principal $1,080,000 $ 955,000 $160,000 $ 76,000 $149,920 Interest 149,529 425,725 42,940 38,000 36,141 TOTALS $1,229,529 $1,380,725 $202,940 $114,000 $186,061 Bonded debt of the City consists of various series of general obligation bonds, revenue bonds, certificates of obligation, public facility loan (BUD), and a note payable. General obligation bonds are direct obligations of the City for which its full faith and credit are pledged, and are payable from taxes levied on all taxable property located within the City. Revenue bonds are generally payable from pledged revenues generated by water and sewer fund. The debenture agreement for water and sewer bonds require funds be available for 1 /12th the principal and 1 /6th the interest requirements of the next fiscal year. Certificates of obligation are payable from a levy of ad valorem taxes upon all taxable property within the City, and are further payable from certain net revenues derived from the operation of the CityFs combined water and sewer systems after payments of first lien revenue bonds. The public loan is payable from gross revenue derived from operations of the water and sewer systems and has equal status with first lien revenue bonds. The note payable is payable from revenues generated by the water and sewer fund. The City is mandated to maintain revenue reserves at least 1.5 times the average annual revenue bond debt service requirements. The City was in compliance. 30 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 8: INTERFUND ASSETS /LIABILITIES The following is a summary of amounts due from and due to primary government and blended component units as of September 30, 1997: General Fund Special Revenue Funds Park Fund Forestry Debt Service Capital Projects Enterprise Funds Guadco MUD Water and Sewer System SAFES Internal Service Fund TOTALS DUE FROM DUE TO OTHER FUNDS OTHER FUNDS $1,559,439 $ 109,888 66,148 202 758 264,604 23,458 1,060,929 134,424 31,728 $1,625,789 $1,625,789 The following is a summary of amounts due to and due from primary government and discretely presented component units. DUE FROM DUE TO COMPONENT PRIMARY UNIT GOVERNMENT General Fund $234 $ - Library Fund - 115 Schertz Development Foundation - 119 TOTALS 234 234 NOTE 9: SEGMENT INFORMATION - ENTERPRISE FUNDS The City has two (2) enterprise operations which provide water /sewer and emergency ambulance services. Segment information for the twelve month period ended September 30, 1997, is as follows: Operating Revenues Operating Expenses, Exclusive of Depreciation and Amortization Depreciation and Amortization Operating Income Other Income (Expenses) Net Income before Transfers Transfers Out NET INCOME 01 WATER /SEWER SAFES TOTAL $2,879,730 $754,145 $3,633,875 (1,556,271) (277,202) $1,046,257 26,106 $1,072,363 (40,252) $1,0 (681,503) (33,713) $ 38,929 14,659 $ 53,588 53.588 (2,237,774) (310,915) $1,,085,186 40,765 $1,125,951 (40,252) $1,085,699 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 9:_ SEGMENT INFORMATION - ENTERPRISE FUNDS (CONTINUED) NOTE 10: CONTRIBUTED CAPITAL During the year, contributed capital increased by the following amounts: SOURCE Developers State Less: Depreciation on Contribution Totals Contributed Capital, October 1 CONTRIBUTED CAPITAL, SEPTEMBER 30 NOTE 11: OPERATING TRANSFERS WATER AND INTERNAL SEWER SAFES SERVICE FUND FUND FUND TOTAL $ 37,569 $ - $ - $ 37,569 315,985 - - 315,985 (132,213) - - (132,213) $ 221,341 $ -0- $ -0- $ 221,341 3,787,088 226,769 63,577 4,077,434 $4,029 $226,769 $63,577 $4,298,775 Operating transfers are comprised as follows: IN OUT General Fund $ - $226,534 Water and Sewer Fund - 40,252 Debt Service Fund 266,786 $266,786 $266,786 NOTE 12: DEFICIT RETAINED EARNINGS For the year ended September 30, 1997, the Internal Service Fund has a deficit retained earnings balance of $34,771. This occurred again because sufficient transfers were not made from other funds to supplement revenue in order to exceed expenditures. Transfers from other funds will be adjusted in 1998 to offset this deficit balance. The Debt Service Fund had a deficit fund balance of $29,591. Transfers from the General Fund and Water and Sewer Fund have been adjusted to correct this deficit in the future. NOTE 13: PENSION PLAN Description The City provides pension benefits for all of its full -time employees through a nontraditional, joint contributory, defined contribution plan in the state -wide Texas Municipal Retirement System (TMRS), one of over 688 administered by TMRS, an agent 32 WATER /SEWER SAFES TOTAL Total Assets $9,8� 49,732 $769,863 $10,061,959 Total Equity $5,896.67 1$613,7951 $ 6,5104466 Working Capital $1,7i 4644 $365,663 $ 2,112,407 Additions to Fixed Assets $ 413,932 59,985 $ 473,917 Outstanding Debt $2,4422_0,9920 $ -0 $ 2,420,920 NOTE 10: CONTRIBUTED CAPITAL During the year, contributed capital increased by the following amounts: SOURCE Developers State Less: Depreciation on Contribution Totals Contributed Capital, October 1 CONTRIBUTED CAPITAL, SEPTEMBER 30 NOTE 11: OPERATING TRANSFERS WATER AND INTERNAL SEWER SAFES SERVICE FUND FUND FUND TOTAL $ 37,569 $ - $ - $ 37,569 315,985 - - 315,985 (132,213) - - (132,213) $ 221,341 $ -0- $ -0- $ 221,341 3,787,088 226,769 63,577 4,077,434 $4,029 $226,769 $63,577 $4,298,775 Operating transfers are comprised as follows: IN OUT General Fund $ - $226,534 Water and Sewer Fund - 40,252 Debt Service Fund 266,786 $266,786 $266,786 NOTE 12: DEFICIT RETAINED EARNINGS For the year ended September 30, 1997, the Internal Service Fund has a deficit retained earnings balance of $34,771. This occurred again because sufficient transfers were not made from other funds to supplement revenue in order to exceed expenditures. Transfers from other funds will be adjusted in 1998 to offset this deficit balance. The Debt Service Fund had a deficit fund balance of $29,591. Transfers from the General Fund and Water and Sewer Fund have been adjusted to correct this deficit in the future. NOTE 13: PENSION PLAN Description The City provides pension benefits for all of its full -time employees through a nontraditional, joint contributory, defined contribution plan in the state -wide Texas Municipal Retirement System (TMRS), one of over 688 administered by TMRS, an agent 32 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 13: PENSION PLAN (CONTINUED) Description (Continued) multiple - employer public employee retirement system. It is the opinion of the TMRS management that the plans in TMRS are substantially defined contribution plans, but they have elected to provide additional voluntary disclosure to help foster a better understanding of some of the nontraditional characteristics of the plan. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City- financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent of the employee's accumulated contributions. In addition, the City can grant as often as annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contribution accumulated with interest if the current - employee contribution rate and city matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions with interest and the employer - financed monetary credits with interest were used to purchase an annuity. Members can retire at ages sixty (60) and above with ten (10) or more years of service or with twenty -five (25) years of service regardless of age. The plan also provides death and disability benefits. A member is vested after ten (10) years, but he must leave his accumulated contributions in the plan. If a member withdraws his own money, he is not entitled to the employer- financed monetary credits, even if he was vested. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for the employees is 5 %, and the City matching percent is currently 100 %, both as adopted by the governing body of the City. Under the state law governing TMRS, the City contribution rate is annually determined by the actuary. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his retirement becomes effective. The prior service contribution rate amortizes the unfunded actuarial liability over the remainder of the plan's twenty -five (25) year amortization period. When the City periodically adopts updated service credits and increases in annuities in effect, the increased unfunded actuarial liability is to be amortized over a new twenty -five (25) year period. Currently, the unfunded actuarial liability is being amortized over the twenty -five (25) year period which began January, 1997. The unit credit actuarial cost method is used for 33 CITY OF SCHERT2, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 13: PENSION PLAN (CONTINUED) Contributions (Continued) determining the City contribution rate. Contributions are made monthly by both the employees and the City. Since the City needs to know its contribution rate in advance to budget for it, there is a one (1) year lag between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. Funding Status and Progress The City's total payroll in fiscal year 1997 was $2,701,448 and the City's contributions were based on a payroll of $2,573,705. Both the City and the covered employees made the required contributions, amounting to $140,535, (5.08% for the months in calendar year 1996, 3.23% normal cost plus 1.85% to amortize the unfunded actuarial liability and 5.37% for the months in calendar year 1997, 3.34% normal cost plus 2.03% to amortize the unfunded actuarial liability) for the City and $124,599 (5%) for the employees. The City adopted changes in the plan since the previous actuarial valuation which had the effect of increasing the City's contribution rate for 1997 by 0.26% of payroll. There were no related -party transactions. Even though the substance of the City's plan is not to provide a defined benefit in some form, some additional voluntary disclosure is appropriate due to the nontraditional nature of the defined contribution plan which had an initial unfunded pension benefit obligation due to the monetary credits granted by the City for services rendered before the plan began and which can have additions to the unfunded pension benefit obligation through the periodic adoption of increases in benefit credits and benefits. Statement No. 5 of the Governmental Accounting Standards Board (GASB 5) defines pension benefit obligation as a standardized disclosure measure of the actuarial present value of pension benefits, adjusted for the effects of projected salary increases, estimated to be payable in the future as a result of employee service to date. The measure is intended to help users assess the funding status of public employee pension plans, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among public employee pension plans. The pension benefit obligation shown below is similar in nature to the standardized disclosure measure required by GASB 5 for defined benefit plans except that there is no need to project salary increases since the benefit credits earned for service to date are not dependent upon future salaries. The calculations were made as part of the annual actuarial valuation as of December 31, 1996. Because of the money - purchase nature of the plan the interest rate assumption, currently 8.0% per year, does not have as much impact on the results as it does for a defined benefit plan. Market value of assets is not determined for each city's plan, but the market value of assets for TMRS as a whole was 102.7% of book value as of December 31, 1996. Pension Benefit Obligation Annuitants Currently Receiving Benefits $ 180,107 Terminated Employees 92,026 Current Employees Accumulated Employee Contributions Including Allocated Invested Earnings 326,177 34 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 13: PENSION PLAN (CONTINUED) Pension Benefit Obligation (Continued) Employer- Financed Vested 536,120 Employer - Financed Nonvested 176,871 TOTAi $1,311,301 Net Assets Available for Benefits, at Book Value $ 665,528 Unfunded Pension Benefit Obligation $ 645,773 The book value of assets is amortized cost for bonds and original cost for short -term securities and stocks. The actuarial assumptions used to compute the actuarially determined city contribution rate are the same as those used to compute the pension benefit obligation. The numbers above reflect the adoption of changes in the plan since the previous actuarial valuation, which had the effect of increasing the pension benefit obligation by $82,535. Trend Information The ten (10) year historical trend information is being developed prospectively. Because the City joined the Texas Municipal Retirement System (TMRS) during 1993, only information for the last four (4) years is available as follows: Unfunded (Assets in Excess of) Pension Benefit Obligation $ 645,773 $ 555,681 $ 556,744 $ 521,030 Annual Covered Payroll $2,573,705 $1,794,550 $1,844,503 $1,633,320 Unfunded Pension Benefit Obligation as a % to Payroll 25.09% 30.97% 30.18% 31.90% City Contribution to TMRS $ 140,535 $ 91,335 $91,702 $ 70,991 Average City Rate 5.46% 5.09% 4.97% 4.35% 35 YEAR ENDED SEPTEMBER 30, 1997 1996 1995 1994 Net Assets Available for Benefits $ 665,528 $ 493,745 $ 320,126 $ 133,346 Pension Benefit Obligation $1,311,301 $1,049,426 $ 876,870 $ 654,382 Percentage Funded 50.75% 47.05% 36.51% 20.38% Unfunded (Assets in Excess of) Pension Benefit Obligation $ 645,773 $ 555,681 $ 556,744 $ 521,030 Annual Covered Payroll $2,573,705 $1,794,550 $1,844,503 $1,633,320 Unfunded Pension Benefit Obligation as a % to Payroll 25.09% 30.97% 30.18% 31.90% City Contribution to TMRS $ 140,535 $ 91,335 $91,702 $ 70,991 Average City Rate 5.46% 5.09% 4.97% 4.35% 35 CITY OF SCHERTZ, TEXAS NOTES TO FINANCIAL STATEMENTS (CONTINUED) SEPTEMBER 30, 1997 NOTE 14: RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. During October 1991, the City was unable to obtain insurance at a cost it considered economically justifiable. In October, 1991, the City entered into a contractual agreement with the Texas Municipal League Intergovernmental Risk Pool, a public entity risk pool currently operating as a common risk management and insurance program providing insurance coverage in the following areas: general liability, automobile liability and physical damage, law enforcement liability, workers compensation, real and personal property, mobile equipment, and errors and omissions liability. The agreement for formation of the Texas Municipal League Intergovernmental Risk Pool provides that the pool will be self - sustaining through member premiums and will be adjusted annually through an experience modifier. The City continues to carry commercial insurance for all other risks of loss including Public Official Bond, Employee Dishonesty Blanket Bond, and Underground Tank Pollution Liability. Settled claims resulting from these risks have not exceeded commercial insurance coverage in any of the past three (3) fiscal years. The pooling agreement requires the pool to be self - sustaining. It is not possible to estimate the amount of any losses for which the City might be liable. The Texas Municipal League Intergovernmental Risk Pool has published its own financial report for the year ended September 30, 1997, which can be obtained from the Texas Municipal League. NOTE 15: COMMITMENTS AND CONTINGENCIES Vehicles owned by the City that are older than four years are covered only by liability insurance. The City has designated $45,000 of general fund equity in the event it is needed. To date, no claims have been made on this reserve and none exists as of September 30, 1997. NOTE 16: SUBSEOUENT EVENT During the year ended September 30, 1997, the City incurred expenses relating to emergency services provided during a severe flood. These additional expenses of $46,421 are reflected in the operations of the City. After year end, the City received reimbursements from the Federal Emergency Management Administration of $43,819 for disaster relief. In December of 1997, the City Council approved the sale of $4,930,000 of bonds for delivery in January of 1998. These bonds will be repaid through 1/2 cent sales tax increase approved by voters August 9, 1997. 36 COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES 37 (This Page Intentionally Left Blank) 38 GENERAL FUND The General Fund accounts for the resources used to finance the fundamental operations of the City. It is the basic fund of the City and covers all activities for which a separate fund has not been established. 39 (This Page Intentionally Left Blank) 40 CITY OF SCHERTZ, TEXAS GENERAL FUND COMPARATIVE BALANCE SHEETS SEPTEMBER 30, 1997 AND 1996 ASSETS Cash and Cash Equivalents Accounts Receivable Delinquent Taxes Receivable (Net of Allowances) Due from Other Funds Due from Component Units Inventory of Supplies, at Cost TOTAL ASSETS LIABILITIES AND FUND BALANCES LIABILITIES Accounts Payable Due to Other Funds Deferred Revenue Total Liabilities FUND BALANCES Reserved for Park Improvements Reserved for Forfeited Property Reserved for Inventory of Supplies Unreserved Designated for Economic Development Designated for Equipment Replacement Designated for Self- Insurance Undesignated Total Fund Balances TOTAL LIABILITIES AND FUND BALANCES (See Accompanying Notes to Financial Statements) 41 SEPTEMBER 30, 1997 1996 $ 667,992 $ 714,563 43,027 30,334 76,853 70,854 1,559,439 1,821,814 234 333 91018 12,398 $2,356,563 $2,650,296 $ 31,100 $ 30,727 109,888 859,509 176,847 70,854 $ 317,835 $ 961,090 $ - $ 83,134 44,638 19,980 9,018 12,398 18,821 18,821 16,144 15,144 45,000 45,000 1,905,107 1,494,729 $2,038,728 $1,689,206 $2,356,563 $2,650,296 CITY OF SCHERTZ, TEXAS GENERAL FUND COMPARATIVE SCHEDULES OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1997 RESIDUAL EQUITY TRANSFER OUT (83,134) FUND BALANCES - SEPTEMBER 30 $2,0 $1,689,206 (See Accompanying Notes to Financial Statements) 42 1997 VARIANCE FAVORABLE 1996 BUDGET ACTUAL (UNFAVORABLE) ACTUAL REVENUES Taxes $2,483,068 $2,577,859 $ 94,791 $2,384,706 Licenses and Permits 364,250 546,159 181,909. 394,841 Charges for Services 446,900 452,890 5,990 375,767 Fines and Forfeitures 271,500 331,244 59,744 317,403 Other Revenue 174,718 181,377 6,659 231,297 Total Revenues $3,740,436 $4,089,529 $349,093 $3,704,014 EXPENDITURES Current General Government $ 960,760 $ 976,032 $(15,272) $ 837,540 Public Safety 1,535,892 1,472,534 63,358 1,174,371 Streets and Parks 414,485 397,807 16,678 304,722 Health 115,615 102,293 13,322 85,685 Recreation 226,897 226,655 242 156,101 Economic Development 72,790 67,910 4,880 57,374 Capital Outlay 203,008 139,751 63,257 452,795 Debt Service 47,841 47,357 484 Total Expenditures $3,577,288 $3,430,339 $146,949 $3,068,588 Excess of Revenues over Expenditures $ 163,148 $ 659,190 $496,042 $ 635,426 OTHER FINANCIAL SOURCES (USES) Loan Proceeds $ - $ - $ - $ 87,891 Operating Transfers - (Out) (221,235) (226,534) (5,299) (224,612) Total Other Financial Sources (Uses) $ (221,235) $ (226,534) S (5,299) $ (136,721) Excess of Revenues and Other Financing Sources over Expenditures and Other Financing Uses $ (58,087) 432,656 $490,743 $ 498,705 FUND BALANCES - OCTOBER 1 1,689,206 1,190,501 RESIDUAL EQUITY TRANSFER OUT (83,134) FUND BALANCES - SEPTEMBER 30 $2,0 $1,689,206 (See Accompanying Notes to Financial Statements) 42 CITY OF SCHERTZ, TEXAS GENERAL FUND SCHEDULE OF REVENUES COMPARED TO BUDGET YEAR ENDED SEPTEMBER 30, 1997 REVENUES Taxes Ad Valorem Tax Penalty City Sales Tax Utility Franchise Other Total Taxes Licenses and Permits Charges for Services Utility Administration Swimming Pool Animal Shelter Building Rental Library and Fire Other Total Charges for Services Fines and Forfeitures Other Revenue Reimbursements Proceeds from Litigation Cibolo Creek Municipal Authority Interest Sale of Assets Sale of Recycled Materials Miscellaneous State and Federal Grants Total Other Revenue TOTAL REVENUES 1997 VARIANCE FAVORABLE 1996 BUDGET ACTUAL (UNFAVORABLE) ACTUAL $1,387,033 $1,385,099 $ (1,934) $1,356,184 12,000 12,622 622 10,304 786,797 876,369 89,572 760,667 283,238 294,421 11,183 243,403 14,000 9,348 (4,652) 14,148 $2,483,068 $2,577,859 $ 94,791 $2,384,706 $ 364,250 $ 546,159 $181,909 $ 394,841 $ 265,000 $ 265,000 $ - $ 225,000 34,000 29,902 (4,098) 29,796 15,800 20,395 4,595 4,925 7,300 10,156 2,856 7,342 86,700 92,497 5,797 85,436 38,100 34,940 (3,160) 23,268 $ 446,900 $ 452,890 $ 51990 $ 375,767 $ 271,500 $ 331,244 $ 59,744 $ 317,403 $ 15,000 $ 29,182 $ 14,182 $ 43,355 - - - 16,850 6,200 5,922 (278) 6,106 30,831 50,234 19,403 31,703 15,897 15,963 66 - - - - 22,323 73,990 20,915 (53,075) 85,690 32,800 59,161 26,361 25,270 S 174,718 $ 181,377 $ 6,659 $ 231,297 $3,740,436 $4,089,529 $349,093 $3,7 (See Accompanying Notes to Financial Statements) 43 CITY OF SCHERTZ, TEXAS GENERAL FUND SCHEDULE OF EXPENDITURES COMPARED TO BUDGET YEAR ENDED SEPTEMBER 30, 1997 (See Accompanying Notes to Financial Statements) 44 1997 VARIANCE FAVORABLE 1996 BUDGET ACTUAL (UNFAVORABLE), ACTUAL CURRENT General Government City Council $ 27,460 $ 23,588 $ 3,872 $ 16,795 City Manager 224,299 220,418 3,881 201,206 Tax 92,691 89,803 2,888 78,777 Planning and Zoning 135,281 139,586 (4,305) 126,716 Legal 43,500 64,905 (21,405) 56,922 Municipal Court 81,452 80,280 1,172 67,059 Municipal Building 137,739 129,401 8,338 109,006 General Administration 93,681 94,171 (490) 87,772 Other - Unclassified 124,657 133,880 (9,223) 93,287 Total General Government $ 960,760 S 976,032 $(15,272) $ 837,540 Public Safety Police Department $1,044,112 $1,013,453 $ 30,659 $ 826,494 Fire Department 408,215 383,274 24,941 291,330 Inspection 83,565 75,807 7,758 56,547 Total Public Safety $1,535,892 $1,472,534 $ 63,358 _ $1,174,371 Streets and Parks Streets $ 322,024 $ 315,911 $ 6,113 $ 223,082 Parks 92,461 81,896 10,565 81,640 Total Streets and Parks $ 414,485 $ 397,807 $ 16,678 $ 304,722 Health Animal Control $ 115,615 $ 102,293 $ 13,322 $ 85,685 Recreation Swimming Pool $ 62,660 $ 63,136 $ (476) $ 50,794 Library 164,237 163,519 718 105,307 Total Recreation $ 226,897 $ 226,655 $ 242 $ 156,101 Economic Development $ 72,790 $ 67,910 $ 4,880 $ 57,374 CAPITAL OUTLAY $ 203,008 $ 139,751 $ 63,257 $ 452,795 DEBT SERVICE Principal $ 45,000 $ 45,000 $ - $ - Interest 2,841 2,357 484 Total Debt Service $ 47,841 $ 47,357 $ 484 $ -0- TOTAL EXPENDITURES $3,577,288 $3,44330,3339 $146,949 $3,068 (See Accompanying Notes to Financial Statements) 44 SPECIAL REVENUE FUNDS Special Revenue Funds account for the proceeds of specific revenue sources (other than expendable trusts or for major capital projects) that are legally restricted to expenditure for specified purposes. Park Fund - will account for revenues from developers" fees (in lieu of park land dedication), grants, and donations and designed to monitor and manage improvement of park system. Recycling Fund - will account for revenues received from the recycling fee on all residential water bills and the sale of recyclable material and used to buy down solid waste collection costs. Guadco MUD Fund - will account for revenues received for the billing and collecting from residential and commercial customers within the district. Tax Increment Financing Fund - will account for the proceeds of designated property taxes to be used for the widening of Schertz Parkway. Hotel Occupancy Tax Fund - will account for proceeds of hotel occupancy taxes to be used strictly for those kinds of programs that promote the tourism industry. Forestry Fund. - will account for funds from a state grant to be used for purchasing trees and shrubs for City parks. 45 (This Page Intentionally Left Blank) 46 m %0 1 cc v 1 ao I co w v %0 .-1 N M n n In M 01 . C1 to In w to r1 N u1 Lm u1 W k Ih a o11AOw M zw W� EV Go O N O OD O d' N A N W O O n In M n In -0 m M v E .0 O O w E n or V' M N In n .4 10 n N 4) A W m U A fA 01 . . a A A A z w to 4) 41 04 E N m N t0 n 41 1n n o to U a 0 .d Ic .4 .-1 .-1 1-1 q w PC H .d N N N b m 8 t? 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BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1997 REVENUES Interest Income EXPENDITURES Debt Service Bond Principal Bond Interest Bond Issue Costs Fiscal Agent Fees Total Expenditures Excess of Revenues Over (Under) Expenditures OTHER FINANCING SOURCES (USES) Operating Transfers In Proceeds from Bond Issue Total Other Financing Sources (Uses) Excess of Revenues (Deficiency) and Other Financing Sources Over (Under) Expenditures and Other Financing Uses FUND BALANCES (DEFICIT) - OCTOBER 1 FUND BALANCES (DEFICIT) - SEPTEMBER 30 1997 VARIANCE FAVORABLE 1996 BUDGET ACTUAL (UNFAVORABLE) ACTUAL $ 1,794 $ 143,535 $ 170,000 $(26,465) $ 656,000 77,700 91,486 (13,786) 177,461 - - - 46,016 - 544 (544) 2,534 $ 221,235 $ 262,030 $(40,795) $ 882,011 $(221,235) $(262,030) $(40,795) $(880,217) $ 221,235 $266,786 $ 221,235 $266,786 $ 4,756 (34,347) $(29,591) (See Accompanying Notes to Financial Statements) 52 $ 40,795 $ 40,795 $ 383,870 447,000 S 830,870 �0- $ (49,347) 15,000 $$ (347) CAPITAL PROJECTS FUNDS The Capital Projects Fund accounts for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary fund types.) 53 (This Page Intentionally Left Blank) 54 CITY OF SCHERTZ, TEXAS CAPITAL PROJECTS FUND COMPARATIVE BALANCE SHEETS SEPTEMBER 30, 1997 AND 1996 ASSETS Cash and Cash Equivalents Due from Other Funds TOTAL ASSETS LIABILITIES AND FUND BALANCES LIABILITIES Due to Other Funds FUND BALANCES Unreserved - Designated for Capital Improvements TOTAL LIABILITIES AND FUND BALANCES TOTALS 1997 1996 $539,040 $ 719,889 - 376,668 $539,040 $1,096,557 $ 23,458 $ 571,516 515,582 525,041 $539,040 $1,096,557 (See Accompanying Notes to Financial Statements) 55 CITY OF SCHERTZ, TEXAS CAPITAL PROJECTS FUND COMPARATIVE_ STATEMENTS OF REVENUE, EXPENDITURES, AND CHANGES IN FUND BALANCES YEARS ENDED SEPTEMBER 30, 1997 AND 1996 REVENUES Other Federal Financial Assistance Interest Income Other Total Revenues EXPENDITURES Professional and Contractual Services Capital Outlay Total Expenditures Excess (Deficiency) of Revenues Over (Under) Expenditures FUND BALANCES - BEGINNING OF YEAR FUND BALANCES - END OF YEAR TOTALS 1997 1996 $ - $ 36,765 26,939 26,678 287 $ 27,226 $ 63,443 $ 7,906 $ - 28,779 34,147 $ 36,685 $ 34,147 $ (9,459) $ 29,296 525,041 495,745 $515,582 $525,041 (See Accompanying Notes to Financial Statements) Z -1 PROPRIETARY FUND TYPE ENTERPRISE FUNDS Enterprise Funds are established to account for operations that are financed and operated in a manner similar to private business enterprises - where the intent of the governing body is that costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges. The City operates the Water and Sewer System and the Schertz Area Facility for Emergency Services (SAFES) on this basis. 57 CITY OF SCHERTZ, TEXAS ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) ASSETS CURRENT ASSETS Cash and Cash Equivalents Investments Accounts Receivable (Net of Allowances) Due from Other Funds Inventory of Supplies, at Cost Total Current Assets RESTRICTED ASSETS Cash and Cash Equivalents FIXED ASSETS Land and Improvements Buildings Improvements Other than Buildings Machinery, Equipment, and Vehicles Construction in Progress Totals Less: Accumulated Depreciation Total Fixed Assets OTHER ASSETS Organizational Costs (Net of Accumulated Amortization of $1,281 and $1,233 for 1997 and 1996) Bond Issue Costs (Net of Accumulated Amortization of $7,138 and $3,387 for 1997 and 1996) Deferred Loss on Early Retirement of Debt (Net of Accumulated Amortization of $19,161 and $9,092 for 1997 and 1996) Total Other Assets TOTAL ASSETS WATER AND SEWER TOTALS SYSTEM SAFES 1997 1996 $ 2,637,120 $315,366 $ 2,952,486 $ 1,281,603 - - - 601,663 381,936 189,739 571,675 389,147 - - - 1,063,002 96,082 16,126 112,708 86,509 $ 3,115,138 $521,731 $ 3,636,869 $ 3,421,924 $ 1,353,549 $ -0- $ 1,353,549 $ 840,754 $ 160,521 $ - $ 160,521 $ 160,521 195,724 26,656 222,380 222,380 9,930,033 7,642 9,937,675 9,505,982 705,417 522,501 1,227,918 1,085,204 - - 100,490 $10,991,695 $556,799 $11,548,494 $11,074,577 5,713,956 308,667 6,022,623 5,606,094 $ 5,277,739 $248,132 $ 5,525,871 $ 5,468,483 $ 620 $ - $ 620 $ 667 27,872 74,814 $ 103,306 $ 9,849,732 (See Accompanying Notes to Financial Statements) 58 27,872 31,623 74,814 84,883 $ -0- $ 103,306 $ 117,173 $769 $10,619,595 $ 9,848,334 LIABILITIES AND EQUITY CURRENT LIABILITIES Vouchers Payable Note Payable Due to Other Funds Compensated Absences Payable Total Current Liabilities CURRENT LIABILITIES PAYABLE FROM RESTRICTED ASSETS Customer Deposits Revenue Bonds Certificates of Obligation Refunding Bonds Public Facility Loan Accrued Interest Total Current Liabilities Payable from Restricted Assets WATER AND SEWER TOTALS SYSTEM SAFES 1997 1996 $ 254,512 $ 771 25,729 - 1,060,929 134,423 27,224 20,874 $1,368,394 $156,068 $ 255,283 $ 218,561 25,729 23,899 1,195,352 1,529,986 48,098 29,963 $ 1,524,462 $1,802,409 $ 174,651 $ - $ 174,651 $ 143,815 55,000 - 55,000 55,000 10,000 - 10,000 95,000 184,000 - 184,000 82,000 4,000 - 4,000 4,000 14,825 - 14,825 41,764 $ 442,476 $ -0- $ 442,476 $ 421,579 NONCURRENT LIABILITIES Revenue Bonds Payable (Less Current Maturities) $ 900,000 $ - $ 900,000 $ 955,000 Certificate of Obligation Payable (Less Current Maturities) 150,000 - 150,000 160,000 Refunding Bonds (Less Current Maturities) 896,000 - 896,000 1,080,000 Public Facility Loan 72,000 - 72,000 76,000 Note Payable (Less Current Maturities) 124,191 - 124,191 149,920 Total Noncurrent Liabilities $2,142,191 $ -0- $ 2,142,191 $2,420,920 Total Liabilities EQUITY Contributed Capital Retained Earnings Reserved for Revenue Bond Retirement Reserved for Equipment Replacement and Capital Improvements Unreserved Total Equity $3,953,061 $156,068 $ 4,109,129 $4,644,908 $4,008,429 $226,769 $ 4,235,198 $4,013,857 382,368 - 382,368 382,368 40,000 - 40,000 40,000 1,465,874 387,026 1,852,900 767,201 $5,896,671 $613,795 $ 6,510,466 $5,203,426 TOTAL LIABILITIES AND EQUITY $9,849,732 $769,863 $10,619,595 $9,834 59 CITY OF SCHERTZ, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS YEAR ENDED SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) OPERATING REVENUES Fees Charged to Users Reimbursements and Other Total Operating Revenues OPERATING EXPENSES BEFORE DEPRECIATION Personnel Services Sewage Treatment General and Administrative Contractual Services Supplies /Maintenance Bad Debts Total Operating Expenses before Depreciation Operating Income before Depreciation and Amortization Depreciation and Amortization Operating Income NONOPERATING REVENUES (EXPENSES) Interest Income Interest Expenses Total Nonoperating Revenues (Expenses) Net Income before Other Financing Sources (Uses) OTHER FINANCING SOURCES (USES) Transfers Out Net Income RETAINED EARNINGS AT BEGINNING OF YEAR RETAINED EARNINGS AT END OF YEAR WATER AND TOTALS SEWER SYSTEM SAFES 1997 1996 $2,856,192 $753,333 $3,609,525 $2,932,642 23,538 812 24,350 43,597 $2,879,730 $754,145 $3,633,875 $2,976,239 $ 442,740 $406,428 $ 849,168 $ 601,270 474,389 - 474,389 414,065 265,000 7,800 272,800 227,600 228,454 78,973 307,427 282,712 143,131 106,327 249,458 228,707 2,557 81,975 84,532 78,422 $1,5560271 $681,503 $2,237,774 $1,832,776 $1,323,459 $ 72,642 $1,396,101 $1,143,463 (277,202) (33,713) (310,915) (429,596) $1,046,257 $ 38,929 $1,085,186 $ 713,867 $ 164,664 $ 14,659 $ 179,323 $ 123,232 (138,558) - (138,558) (200,652) $ 26,106 $ 14,659 $ 40,765 $ (77,420) $1,072,363 $ 53,588 $1,125,951 $ 636,447 (40,252) - (40,252) (159,258) $1,032,111 $ 53,588 $1,085,699 $ 477,189 856,131 333,438 1,189,569 712,380 $1,888,242 $387,026 $2,275,268 $1,189,569 (See Accompanying Notes to Financial Statements) 60 CITY OF SCHERTZ, TEXAS ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES YEAR ENDED SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) CASH FLOWS FROM OPERATING ACTIVITIES Cash Received from Customers Cash Payments to Suppliers for Goods and Services Cash Payments to Employees for Services Cash Received from Reimbursements and Other Net Cash Provided by Operating Activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Operating Transfers out to Other Funds CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition and Construction of Capital Assets Bond Issue Costs Principal Payments on Long -Term Debt Proceeds from Issuance of Long -Term Debt Interest Paid on Long -Term Debt Capital Contributed for Capital Assets Net Cash Used in Capital and Related Financing Activities CASH FLOWS FROM INVESTING ACTIVITIES Purchase of Investment Interest on Investments Net Cash Provided by (Used in) Investing Activities Net Increase (Decrease) in Cash CASH AND CASH EQUIVALENTS - BEGINNING OF YEAR CASH AND CASH EQUIVALENTS - END OF YEAR Comprised of Current Assets Restricted Assets WATER AND 359,896 TOTALS SEWER SYSTEM SAFES 1997 1996 $3,860,844 $629,156 $4,490,000 $2,761,751 (1,277,767) (214,791) (1,492,558) (334,585) (439,452) (391,581) (831,033) (597,469) 23,538 812 24,350 43,597 $2,167,163 $ 23,596 $2,190,759 $1,873,294 $ (40,252) $ -0- $ (40,252) $ (159,258) $ (471,044) $(82,785) $ (553,829) $ (502,030) - - - (128,985) (259,899) - (259,899) (1,317,218) 1,253,000 (155,428) - (155,428) (194,139) 221,341 - 221,341 236,908 $ (665,030) $(82,785) $ (747,815) $ (652,464) $ 601,663 $ - $ 601,663 $ (601,663) 164,664 14,659 179,323 123,232 $ 766,327 $ 14,659 $ 780,986 $ (478,431) $2,228,208 $(44,530) $2,183,678 $ 583,141 1,762,461 359,896 2,122,357 1,539,216 $3,990,669 $315,366 $4,306,035 $2,122,357 $2,637,120 $315,366 $2,952,486 $1,281,603 1,353,549 1,353,549 840,754 CASH AND CASH EQUIVALENTS - END OF YEAR $3,990,669 $315,366 $4,306,035 $2,122,357 (See Accompanying Notes to Financial Statements) (Continued) 61 CITY OF SCHERTZ, TEXAS ENTERPRISE FUND COMBINING STATEMENT OF CASH FLOWS - ALL PROPRIETARY FUND TYPES YEAR ENDED SEPTEMBER 30, 1997 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY OPERATING INCOME Operating Income (Loss) Adjustments to Reconcile Operating Income (Loss) to Net Cash Provided by Operating Activities Depreciation /Amortization Provision for Uncollectible Accounts (Increase) Decrease in the Followqing Assets Accounts Receivable Inventory Due from Other Funds Increase (Decrease) in the Following Liabilities Vouchers Payable Due to Other Funds Accrued Vacation Customers Deposits NET CASH PROVIDED BY OPERATING ACTIVITIES WATER AND TOTALS SEWER SYSTEM SAFES 1997 1996 $1,036,188 $ 38,929 $1,075,117 $ 704,775 419,484 33,713 453,197 441,221 310 81,975 82,285 78,422 (56,749) (208,063) (264,812) (54,671) (29,123) 2,924 (26,199) 7,202 1,061,091 11911 1,063,002 (194,642) (19,369) (6,452) (25,821) 121,575 (278,793) 63,812 (214,981) 741,481 3,288 14,847 18,135 3,801 30,836 - 30,836 24,130 $2,167,163 23,596 $2,190,759 $1,873,294 (See Accompanying Notes to Financial Statements) 62 GENERAL FIXED ASSETS This account group is established to account for the fixed assets owned by the city exclusive of those relating to Proprietary Fund operations. Expenditure transactions to acquire general fixed assets occur in the General Fund. 63 (This Page Intentionally Left Blank) 64 CITY OF SCHERT2, TEXAS SCHEDULES OF GENERAL FIXED ASSETS - BY SOURCE GENERAL FIXED ASSETS Land Buildings Improvements Other than Buildings Vehicles Equipment TOTALS INVESTMENT IN GENERAL FIXED ASSETS BY SOURCE General Fund Capital Projects General Obligation Bonds Certificates of Obligation Time Warrants Contractual Obligations Grant Contributed Special Revenue - Development Foundation Component Unit TOTALS 65 SEPTEMBER 30, 1997 1996 $ 418,409 $ 423,460 1,114,290 1,114,290 7,985,121 7,956,342 1,158,583 1,092,935 1,208,342 1,134,239 $11,884,745 $11,721,266 $ 2,661,093 $ 2,526,393 1,346,769 182,686 317,005 113,614 180,984 7,066,305 10,504 5,785 $11,884,745 1,317,990 182,686 317,005 113,614 180,984 7,066,305 10,504 5,785 $11,721,266 CITY OF SCHERTZ, TEXAS SCHEDULES OF GENERAL FIXED ASSETS - BY FUNCTION AND ACTIVITY YEAR ENDED SEPTEMBER 30, 1997 General Government Public Safety Police Fire Inspection Street and Park Street Pool Parks Health Animal Control Library BALANCE BALANCE OCTOBER 1, SEPTEMBER 30, 1996 ADDITIONS DEDUCTIONS 1997 $ 932,352 $ 43,727 $5,051 $ 971,028 573,494 6,112 - 579,606 828,937 55,276 - 884,213 24,955 2,255 - 27,210 7,586,302 15,250 - 7,601,552 5431300 - - 543,300 687,982 8,867 - 696,849 232,708 34,257 - 266,965 300,732 400 - 301,132 Economic Development Foundation 10,504 2,386 TOTALS $11,721,266 $168.530 66 12,890 $5,051 $11,884,745 COMPONENTS OF GENERAL FIXED ASSETS IMPROVEMENTS OTHER THAN LAND BUILDINGS BUILDINGS VEHICLES EQUIPMENT $ 58,718 $ 623,236 $ 77,089 $ 6,676 $ 205,309 - - - 422,339 157,267 12,000 65,000 5,670 511,717 289,826 - - 139 18,031 9,040 108,333 400 7,068,867 145,109 278,843 - - 530,309 - 12,991 182,662 195,159 202,906 26,865 89,257 23,161 106,071 65,274 36,286 36,173 23,031 124,424 34,867 - 118,810 10,504 - 2,386 $418,409 $1,114,290 $7,985,121 $1,167,023 $1,199,902 M (This Page Intentionally Left Blank) 68 DISCRETELY PRESENTED COMPONENT UNITS Discretely presented component units consist of separate entities whose governing bodies are not substantively the same as the governing body of the primary government. The discretely presented component units also provide services to areas other than the primary government. 69 (This Page Intentionally Left Blank) 70 CITY OF SCHERTZ, TEXAS DISCRETELY PRESENTED COMPONENT UNITS COMBINING BALANCE SHEET SEPTEMBER 30, 1997 (WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) ASSETS Cash and Cash Equivalents Due from Other Funds TOTAL ASSETS LIABILITIES AND FUND BALANCES LIABILITIES Due to Primary Government Due to Other Funds Total Liabilities FUND BALANCES Unreserved Designated for Special Revenue Purposes TOTAL LIABILITIES AND FUND BALANCES SCHERTZ LIBRARY DEVELOPMENT TOTALS FUND FOUNDATION 1997 1996 $13,415 $78,137 $91,552 $59,695 - - 243 $13,415 $78,137 $91,552 $59,938 $ 115 $ 119 $ 234 $ - - - 140 $ 115 $ 119 $ 234 $ 140 13,300 78,018 91,318 59,798 $13,415 (See Accompanying Notes to Financial Statements) 71 $78,137 $91,552 $59,938 CITY OF SCHERTZ, TEXAS DISCRETELY PRESENTED COMPONENT UNITS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1997 (_WITH COMPARATIVE TOTALS FOR SEPTEMBER 30, 1996) REVENUES Other Donations Reimbursements Interest Total Revenues EXPENDITURES Current Recreation Economic Development Capital Outlay Total Expenditures Excess (Deficit) of Revenues Over Expenditures FUND BALANCES - OCTOBER 1 FUND BALANCES (DEFICIT) - SEPTEMBER 30 SCHERTZ LIBRARY DEVELOPMENT TOTALS FUND FOUNDATION 1997 1996 $ 5,328 $ - $ 5,328 $13,536 - 36,079 36,079 - 313 2,693 3,006 2,105 5,641 $38,772 $44,413 $15,641 $ 2,707 $ - $ 2,707 $ 937 - 10,186 10,186 10,572 - - 5,785 2,707 $10,186 $12,893 $17,294 $ 2,934 $28,586 $31,520 $(1,653) 10,366 49,432 59,798 61,451 $13.300 $78,018 $91,318 $59,798 (See Accompanying Notes to Financial Statements) 72 STATISTICAL INFORMATION 73 CITY OF SCHERTZ, TEXAS GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION TABLE-1 FISCAL GENERAL PUBLIC STREETS TOTAL (1) YEAR GOVERNMENT SAFETY AND PARKS HEALTH OTHER EXPENDITURES 1988 $807,754 $523,000 $283,323 $47,507 $216,662 $1,878,246 1989 934,517 582,673 289,539 50,243 189,199 2,046,171 1990 654,009 796,823 327,797 56,150 339,241 2,174,020 1991 659,815 836,031 342,974 65,816 436,419 2,341,055 1992 689,082 843,582 352,093 66,646 393,138 2,344,541 1993 741,305 924,222 373,213 75,441 479,836 2,594,017 1994 744,801 978,121 308,126 80,494 645,063 2,756,605 1995 813,789 1,059,331 349,659 80,324 633,582 2,936,685 1996 886,090 1,174,371 304,722 85,685 1,510,303 3,961,171 1997 976,032 1,472,534 397,807 102,293 798,071 3,746,737 (1) Includes General, Special Revenue and Debt Service Funds 74 CITY OF SCHERTZ, TEXAS GENERAL GOVERNMENT REVENUES BY SOURCE TABLE 2 *Includes General, Special Revenue and Debt Service Funds * *Reclassification Among These Categories Performed in 1991 75 LICENSES CHARGES FINES FISCAL AND FOR AND YEAR TAXES PERMITS SERVICES FORFEITURES OTHER TOTAL* 1988 $1,308,600 $54,627 $32,391 $139,008 $272,230 $1,806,856 1989 1,360,611 53,045 31,235 145,830 305,348 1,896,069 1990 1,540,027 42,194 72,781 217,311 305,977 2,178,290 1991 1,746,053 43,826 276,508 201,512 ** 156,737 2,424,636 ** 1992 1,811,941 53,316 326,184 221,856 113,261 2,526,558 1993 1,895,333 173,310 327,434 196,200 112,248 2,704,525 1994 2,109,202 145,229 343,731 195,964 195,320 2,989,446 1995 2,285,735 134,391 353,050 209,719 340,232 3,323,127 1996 2,389,765 394,841 375,767 317,403 244,638 3,722,414 1997 2,698,175 546,159 452,890 331,244 242,905 4,271,373 *Includes General, Special Revenue and Debt Service Funds * *Reclassification Among These Categories Performed in 1991 75 (This Page Intentionally Left Blank) 76 M E w z o W O W E > 0► u, v� ao .a ao o� .-� co a a a w as O a m a a H z w H H X X ,Hy H E Pi W A U H z in O N tp M t0 ri Q O at A W m 14 n N o1 V n co o co m 01 N .4 M CD co .4 co M W7 a . H z a •4 co co m a- .n m H E v to ao n ao ao n co co at H a O W O A m Ln w a o a > n cv r o 0 0► �o Ln n �o O E H E w H O 1.1 aD n co .a o+ o► a n o► o� A H 01 01 01 M 01 0% 0% 01 0% N w X 0 E-4 E a O a H H O E-4 C4 U m n M n v ai n M M a to X z rl r♦ -0 N a, M O %0 co M O O 01 O M Ln m N Ln .4 ra E V M m a U 01 M a0 .a M O O O Ln O z W 10 n O O O r1 N M M a o H a • H O a r+ 1-1 .a .-i .a .a .i H E O v} U U m w w° z o H m M v N Ln o v a W H V Q N n M M M a0 0% M A 5 H Ln 01 M 01 01 O t0 N .4 %0 N a U . E z W ao -0 0► n 0+ n v M M aD a H a r+ .-4 '-1 M .i rt r+ .-1 r♦ .a m a a yr U ; A U n m w w a w 0 H M ar in n M H O W w H 044 ,n ,n a n n m m �o ao a, H �, aP W4 a a o� o► o+ 0+ a a, o► 0► o► o. U H U O A'. U W w O m -+ O M N v o oh M o n c14 z M n N to 10 0 10 m 01 01 W E O 01 01 n M LM a7 in N 01 -W z H W X H -W M L M N O N -! 04 9c U n .4 n .4 ao m M a co P4 [-4 W %0 n aD 01 O o 1-1 N M M U a 1-1 r+ .i .1 .a .a o vt U 0% N m a0 Q 0% M 0 a0 0% a %0 O ao 01 rl O %0 -4 -0 0% M 10 M Ln 01 N O O In 10 . Fa> O H w a0 aT u1 N N N n O 00 H A 0 o r. ri O V O .a M 10 O n n M M v .i .a .a ri . .4 O 01 O r4 N M a to 10 n 0o co 0% 01 0% 01 C1 01 m 01 0% a 0% C% a 0% 01 0% m c► .4 14 rl r1 .4 r1 14 ri ri rl a a w o 0 0 0 0 0 0 0 0 0 i4 M M M M M M M M M M a H W 4J 41 4J 4J 4J 41 ad 41 41 41 m m m m m m m m m m CITY OF SCHERTZ, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF PROPERTY TABLE 4 78 FISCAL ESTIMATED LEVY YEAR ACTUAL ASSESSMENT ASSESSED TAX TAX YEAR ENDED VALUES PERCENTAGE VALUATIONS RATE LEVY 1988 09 -30 -88 $379,674,429 100`k $285,978,200 .24705% $ 76,369 1989 09 -30 -89 284,253,725 100 290,606,339 .2576 748,602 1990 09 -30 -90 376,676,293 100 287,272,356 .3183 914,388 1991 09 -30 -91 340,903,727 100 272,593,690 .3689 1,005,598 1992 09 -30 -92 269,351,284 100 268,170,123 .3889 1,042,914 1993 09 -30 -93 256,861,608 100 259,038,486 .4255 1,102,209 1994 09 -30 -94 264,286,116 100 258,766,426 .4684 1,212,063 1995 09 -30 -95 362,247,758 100 312,676,505 .4275 1,337,010 1996 09 -30 -96 346,130,091 100 334,122,763 .4072 1,360,548 1997 09 -30 -97 396,917,233 100 378,784,051 .3719 1,408,699 78 CITY OF SCHERTZ, TEXAS PROPERTY TAX RATES - DIRECT AND OVERLAPPING GOVERNMENTS TABLE 5 79 COUNTY YEAR ** CITY SCHOOL COUNTY ROAD 100`b 100% 100`b 100% ASSESSMENT ASSESSMENT ASSESSMENT ASSESSMENT RATE* RATE* RATE RATE 1988 .24705% .783 % .2852% .0820`b 1989 .2576 .8882 .1522 .0950 1990 .3183 1.00561 .1418 .0977 1991 .3689 1.20513 .2720 .0850 1992 .3889 1.4777 .3599 .0850 1993 .4255 1.4499 .3036 .0950 1994 .4684 1.3095 .2995 .0867 1995 .4275 1.3712 .3018 .0833 1996 .4072 1.4089 .2997 .0758 1997 .3554 1.4299 .3040 .0730 *All rates shown are per $100 assessed valuation. * *Year shown is the fiscal year of collection. Taxes were levied the previous calendar year. 79 CITY OF SCHERTZ, TEXAS RATIO OF NET GENERAL OBLIGATION BONDED DEBT TO ASSESSED VALUE AND NET GENERAL BONDED DEBT PER CAPITA TABLE 6 *Based on Preliminary 1990 Census. This estimate has been challenged by the City. * *Includes General Bonded Debt Issued During Current Year 80 NET RATIO GENERAL OF NET BONDED BONDED DEBT DEBT PER FISCAL YEAR ESTIMATED ASSESSED NET GENERAL TO ASSESSED CAPITA September 30, 1988 12,580 $285,978,200 $758,401 .27 $60.29 September 30, 1989 12,580 290,606,339 755,115 .26 60.03 September 30, 1990 10,681* 287,272,356 732,510 .25 68.58 September 30, 1991 10,900 272,593,690 715,300 .26 65.62 September 30, 1992 11,500 268,170,123 687,715 .26 59.80 September 30, 1993 12,000 259,038,486 ' 1,190,649 ** .46 99.22 September 30, 1994 12,500 258,766,426 1,132,128 .43 90.57 September 30, 1995 13,500 312,676,505 1,056,611 .34 78.27 September 30, 1996 14,500 334,122,763 1,215,000 .36 83.79 September 30, 1997 15,000 378,784,051 1,095,000 .29 73.00 *Based on Preliminary 1990 Census. This estimate has been challenged by the City. * *Includes General Bonded Debt Issued During Current Year 80 CITY OF SCHERT2, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT YEAR ENDED SEPTEMBER 30, 1997 *Bexar County *Comal County *Comal Independent School District *Guadalupe County *Schertz- Cibolo- Universal City Independent School District *Alamo Community College District Total Net Overlapping Debt *City of Schertz TOTAL DIRECT AND OVERLAPPING DEBT (3.98`b OF ASSESSED VALUE - $1,163.03 PER CAPITA) *Source of Data - Texas Municipal Reports, City of Schertz, November, 1997 Compiled and Published by Municipal Advisory Council of Texas 81 TABLE 7 $17,445,424 DIRECT AND NET ESTIMMED ESTIMATED BONDED PERCENT OVERLAPPING DEBT APPLICABLE BONDED DEBT $137,517,269 .02% $ 27,503 3,366,449 .09 3,030 57,339,148 .12 68,807 2,435,000 14.75 359,163 20,449,015 51.88 10,608,949 58,835,000 .02 11,767 $11,079,219 6,366,205 100.00% 6,366,205 $17,445,424 CITY OF SCHERTZ, TEXAS LEGAL DEBT MARGIN YEAR ENDED SEPTEMBER 30, 1997 TABLE 8 Texas municipalities are not bound by any direct constitutional or statutory maximums as to the amount of general obligation bonds which may be issued; however, all local bonds must be submitted to and approved by the State Attorney General. It is the established practice of the Attorney General not to approve prospective bond issue if it will result in the levy of a tax for bonded debt of over $1.00 for cities under 5,000 population or $1.50 for cities over 5,000 population. 82 CITY OF SCHERTZ, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL OBLIGATION BONDED DEBT TO TOTAL GENERAL EXPENDITURES LAST TEN FISCAL YEARS TABLE 9 *Includes General, Special Revenue, and Debt Service Funds 83 PERCENT OF DEBT DEBT SERVICE TO SERVICE GENERAL FISCAL YEAR PRINCIPAL INTEREST TOTAL EXPENDITURES* EXPENDITURES September 30, 1988 $ 24,000 $72,900 $96,900 $1,878,246 5.2% September 30, 1989 39,000 54,758 93,758 2,046,171 4.3 September 30, 1990 45,000 52,049 97,049 2,174,020 4.5 September 30, 1991 45,000 49,067 94,067 2,341,055 4.0 September 30, 1992 46,000 46,084 92,084 2,344,541 4.0 September 30, 1993 57,000 42,830 99,830 2,594,017 3.9 September 30, 1994 58,000 97,493 155,493 2,756,605 5.6 September 30, 1995 85,000 74,139 159,139 2,936,945 5.4 September 30, 1996 341,000 87,098 428,098 3,961,171 10.81 September 30, 1997 1.20,000 65,540 185,540 3,746,737 4.95 *Includes General, Special Revenue, and Debt Service Funds 83 (This Page Intentionally Left Blank) 84 O P-4 W A oa a E w In w z O z H w W > a O E 3 U W ai z z U q O w w O W O z E w E-0 3 w a Ln co ai N NO %0 CD cC n n co ar rl N O N 0 P n O w M N W tp C1 O O 1-1 M V LM O t0 O a w N N M M M M M M v a} W m a z w O OD E to a N a kn .r wt Ln n M ao n v ZU H t0 co n n co O N N co tD 3 ni e•i of ni ai v v .r v Sri w « « « W .i n N 10 M O t0 .i C1 In > 0 .-1 M M O M M N %0 Go O co ►7 Q a co N n n O N co n �n at in 40 Ln O H in Ln Ln N .r ao n LM% n Ln n M 0% M co M N N .4 N .4 N .-I N —4 N M to N .-4 E M M O M M N %0 co 0 0o N V V' w N n n o N co n W a to a Ln o o to W UI W N n n C1 a co N Ln N O U E4 EE %C %0 V M M N N .4 0% n W N N rl .-I .4 r 4 1.4 > H U> a � W W w a A 0 0 0 0 0 0 0 0 0 0 H 04 O O O O O O O O O O E4 O as o 0 0 0 0 0 0 0 0 0 CD 0 H , , , . % W W U M co co M o o u9 O Ln to q a z .-+ N M co 0o a a o .r Ln H a`h z C7 H .-i .-C O 0% to M Q CO 61 Z w W E co .4 n o co N o Ln H T a 04 wl 0% V• 0% V %0 at ko 0o a H O O H , U f+W U v1 M O to M o o v v M z W W V' co n n co M m n %0 N Wig H m a v %0 v M N N n to 0 M o w q v} z 0 Ch 0 v Ln a u, 0 0► �o .� C7 v1 H .-1 C+ n M n to n o► a n Z w W E %0 N 0 C► to .a Y0 V' n N a H p1 a 4 , , , , , , , , a E z O H %0 Ln n OI M n %0 N in %D E �d W w U Ln v co M O w o o► N Ln 0 OC a w w o 0 0 .-1 N M N N ch Ln E W X w a , 0 w vs A v v C% ao IV n o 0 to Ln t0 u1 N O M Z W N N to co O n 10 n H D E z N n Ln n n n n o C► W o N to .4 co H m m n > Ln n 1n cn v t0 at C1 M 0o W w W a .4 H .-1 .i .-I .� H N N 0 Ur 00 0% 0 N M a* in t0 n co ao m C% C, m cm at at o+ at C% 0% 0% C+ 0% m 0% m q .� .4 .a .i .4 .4 .-1 rI H .-4 w z o 0 0 0 0 0 0 0 0 0 W M M M M M M M M M M cn H N 41 0i � 4: m 41 Ci 41 0) w a a a a a a a a a a w w cn w w w w w w w Ln co CITY OF SCHERTZ, TEXAS WATERWORKS AND SEWER SYSTEM FUND REVENUE BOND REQUIREMENTS AND RESTRICTED FUNDS YEAR ENDED SEPTEMBER 30, 1997 UTILITY SYSTEM REVENUE BONDS, SERIES 1973: Principal Payment, Due September 1, 1998 Interest Payment, Due March 1, 1998 UTILITY SYSTEM REVENUE BONDS, SERIES 1987: Principal Payment, Due September 1, 1998 Interest Payment, Due March 1, 1998 Total Requirements CASH - RESTRICTED OVER (UNDER) REQUIREMENTS RESERVE FUND REQUIREMENT ANNUAL PRINCIPAL/ SEMI - ANNUAL INTEREST $40,000 2,444 15,000 31,063 TABLE 11 REQUIREMENT AT SEPTEMBER 30, BASIS 1997 1 /12th $ 3,333 1 /6th 407 1 /12th 1,250 1 /6th 5,177 $10,167 26,418 $16,251 The City is required to make monthly deposits sufficient to meet the total reserve fund requirement within sixty (60) months of the closing date for the 1987 issue. City monthly deposits through September 30, 1997 met these requirements. 1 ;1 Time Average Annual Principal and Interest Requirement (Annual $138,073) Cash and Cash Equivalents FUNDS AVAILABLE OVER (UNDER) REQUIREMENT 86 $207,110 434,413 $227,303 CITY OF SCHERTZ, TEXAS DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS TABLE 12 Source: (1) 1990 Bureau of the Census Department of Planning, University of Texas (2) Department of Economics, University of Texas United States Department of Labor (Information not Available for Odd Years) (3) Texas Employment Commission (4) Schertz - Cibolo- Universal City Independent School District 87 LEVEL IN PER YEARS OF CAPITA MEDIAN FORMAL SCHOOL UNEMPLOYMENT FISCAL POPULATION INCOME AGE EDUCATION ENROLLMENT RATE IN $ YEAR (1) (2) (3) (3) (4) (3) 1988 12,580 Est. $ 8,300 41 12 2,334 6.2% 1989 12,580 Est. 8,300 41 12 3,980 7.3 1990 10,597 Act. 9,600 42 12 4,175 4.6 1991 10,900 Est. 13,436 35 14 4,309 6.3 1992 12,000 Est. 13,500 33 14 4,619 4.0 1993 12,000 Est. 13,500 32 14 4,700 3.9 1994 12,500 Est. 13,600 32 14 4,576 3.9 1995 13,500 Est. 13,600 32 14 4,678 3.9 1996 14,500 Est. 13,600 32 14 4,841 3.9 1997 15,000 Est. 15,000 33 14 5,136 3.9 Source: (1) 1990 Bureau of the Census Department of Planning, University of Texas (2) Department of Economics, University of Texas United States Department of Labor (Information not Available for Odd Years) (3) Texas Employment Commission (4) Schertz - Cibolo- Universal City Independent School District 87 (This Page Intentionally Left Blank) 88 A W E N E a w x U w O E E H U M .4 W a ra H w P4 a w E E m Q, O U a w W H A w z W E ra E w N a • n N v n to N o n o a+ m v n a m .a N to m ,4 o oc E m N m to to to m 01 o M V' to m O o t0 M a n M n O LO n LM tM m V V• z 1 z yr v FI in tM to in m o '1 l a a t0 n rl m .a t0 O n n O t0 O rl C1 01 M t0 N N n M m t0 t0 t0 N e} C� O ,� E4 z tM N tM M -4 m N N v tM M M LM M n .1 m tM V o LM M N N M r- ri N i CA W �a m V' rl N O N to O N n n .� m n ri N m rl %0 .a N t0 v N t0 v N M M M i s ai O1 co O v1 M O N tM N m m rl t0 m tM M of V' m m n tM n N C1 a 01 v N U a w z z 0 .1 CA tM M tM m n n aT t0 n N to O to m m •a N M n N M O M to N to rl M to n n M M M O o to M t0 M O Vw o N v N tM W a to A a O o O to t0 to r1 O N co m to O o► E H W O a w A D4 t0 m V' n a rl V' m K M m M . N o ri N to M pt M to om 01 .1 m n rl V v .a n N t0 a O N . n O .i t0 tM to m . n m M to m N 0% M t0 to to m V' tM n n to m to to O 4w to P m rl m M to t0 ri to PD .1 m n m j: G 41 HU W W M n V' m 0% M Qt O a e-I ro O 4J U 04 b a� 4+ 4J V w 49 U a w t0 n O m O m t0 O m N W E m n O ri N M V' O -0 to m FI z 0 z O O w 0\ N N V ri M m O O Of A z z a t0 N .1 LM m O n n O v n M M N to r4 01 tM .1 M oc O n o v M rl m M m m to E4 E-4 M LM to N N m N m n W O o tM V). to tM m v N V• rl a to A a O o O to t0 to r1 O N co m to O o► N 0% V' to U U O U z O a H D a a H E m m m V• tM m .1 m n m j: G 41 HU W W M n V' m 0% M Qt m t0 M N to m n N to n m tM M W O w z a O E O a e-I ro O 4J U 04 b a� 4+ 4J V w 49 U a w w W E m n N %C n M M M O to tM N 01 to N m w N FI z 0 z O O N 1-4 V' tM U z a A � O O n o tM VW to tM m v m V• 4 W n LM O o O to t0 to r1 O N co m to O o► N 0% V' to U U O U z O a H D a a tM N m m m V• tM m .1 m n m j: G 41 HU M n V' m 0% M Qt m t0 M N to m n N to n m tM M W O H to 3 E a v m4141 w W z W 41 0 U U W ca n � E. o f A .nN 4 r4 N cn N M H w z 41 V 3 U H +4 U t0 U U O W W O m Ot O rl N M V' to %0 n it m C1 m m m C1 01 01 C1 01 m C1 C1 m m 0% m 0% m 01 O O ,4 rl rl rl rl 4 .1 r4 .4 rl V] at m CITY OF SCHERTZ, TEXAS PRINCIPAL TAXPAYERS YEAR ENDED SEPTEMBER 30, 1997 TABLE 14 90 1996 PERCENTAGE OF ASSESSED TOTAL ASSESSED PRINCIPAL TAXPAYERS TYPE OF BUSINESS VALUATION VALUATION 1. Eric W. White Real Estate $ 5,720,267 1.51% 2. PSPI, Inc. Machine Fabricating 4,597,492 1.21 3. Negley Paint Co., Inc. Industrial 3,599,250 0.95 4. American Freightways Corp. Transportation 3,424,614 0.90 S. Sycamore Creek Partners Apartments 3,359,231 0.89 6. Garden Ridge Pottery Mercantile 3,059,174 0.81 7. Guadalupe Valley Electric Utility 2,453,730 0.65 8. Riedel Family Partners, Ltd. Investment Properties 2,403,202 0.64 9. CMH Parks, Inc. Mobile Home Park 2,289,493 0.60 10. Southwestern Bell Telephone Co. Telephone Utility 2,023,510 0.53 $ 32,929,963 8.69% Other Assessed Properties 345,854,088 91.31 TOTAL ASSESSMENTS $378,784,051 100.00% 90 CITY OF SCHERTZ, TEXAS MISCELLANEOUS STATISTICS YEAR ENDED SEPTEMBER 30, 1997 TABLE 15 Date of Incorporation: December, 1958 Date First Charter Adopted: April, 1974 Date Present Charter Adopted: Amended March, 1989 Form of Government: Council- Manager YEAR SQUARE MILES 1997 24.15 1996 24.15 1995 24.15 1994 24.15 1993 24.15 1 992 24.15 1 991 23.75 1 990 23.75 1 989 22.42 1 988 22.42 Miles of Highways, Streets and Alleys Streets and Highways, Paved 93.69 Miles Streets, Unpaved 6.78 Miles Alleys 3.44 Miles Sidewalks 15.09 Miles Miles of Sewer: Storm 2.18 Miles Sanitary 41.04 Miles Building Permits: VALUE OF YEAR PERMITS ISSUED BUILDINGS 1997 3,373 $71,741,172 1996 2,559 64,267,503 1995 2,066 21,150,682 1994 2,771 18,917,416 1993 2,167 25,705,848 1992 873 6,702,823 1991 545 7,667,699 1990 392 6,652,769 1989 407 6,762,584 1988 368 7,752,335 (Continued) 91 CITY OF SCHERTZ, TEXAS MISCELLANEOUS STATISTICS YEAR ENDED SEPTEMBER 30, 1997 TABLE 15 Fire Protection: Number of Stations 1 Number of Employees (Full and Part -Time) 17 Number of Volunteers 30 Recreation: Parks 7 Playgrounds 65 Other Recreational Facilities: 10,597 Baseball Fields 3 Softball Fields 2 Large Pavilion 10,000 Square Feet Covered Small Pavilion 600 Square Feet Covered Picnic Tables: 600 Uncovered 50 Restrooms: Male 6 Female 6 Concessions Stands 1 Community Center 1 City Employees: September 30, 1997 157 Elections: Number of Registered Voters 9,000 Number of Votes in: Last Municipal Election 1,378 Percentage of Registered Voters Voting in: Last Municipal Election 15.0% Source: Municipal Election Records Population: Census Population Count 1997 (Estimate) 15,000 1990 10,597 1980 7,260 1970 4,061 1960 2,281 1950 1,200 1940 600 92 GENERALLY ACCEPTED GOVERNMENTAL AUDITING STANDARD REPORTS 93 (This Page Intentionally Left Blank) 94 The Honorable Mayor and Members of the City Council City of Schertz, Texas Independent Auditor's Report on Internal Control Structure Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards We have audited the general purpose financial statements of the City of Schertz, Texas, as of and for the year ended September 30, 1997, and have issued our report thereon dated December 23, 1997. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. The management of the City of Schertz, Texas, is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. The objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may nevertheless occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that procedures may become inadequate because of changes in conditions or that the effectiveness of the design and operation of policies and procedures may deteriorate. In planning and performing our audit of the general purpose financial statements of the City of Schertz, Texas, for the year ended September 30, 1997, we obtained an understanding of the internal control structure. With respect to the internal control structure, we obtained an understanding of the design of relevant policies and procedures and whether they have been placed in operation, and we assessed control risk in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements and not to provide an opinion on the internal control structure. Accordingly, we do not express such an opinion. R. LARRY THOMPSON. C.P.A. / PAUL E. WILLIAMS, C.P.A. / JAMES L. BIEDIGER, JR., C.P.A. / C. TED KASTOR. C.P.A. / CHARLIE E. YOUNG, JR., C.P.A JOHN LEIF. C.P.A. / H. LEE SCHWARTZMAN. C.P.A. / F. GLENN CRAVEY, C.P.A. / FRED J. TIMMONS, C.P.A. / JOHN W. GREEN. C.P.A. JAMES T. McCARTY, C.P.A. (RETIRED) 95 Thompson, Williams, er, dig Bie ie ig NORTH TOWER r CERTIFIED PUBLIC ACCOUNTANTS 800 N.W. LOOP 410, SUITE 30ON SAN ANTONIO, TEXAS 78216 -5611 210/341 -2581 FAX 210/341 -2588 MEMBERS AMERICAN INSTITUTE OF Young, CERTIFIED PUBLIC ACCOUNTANTS L.C. The Honorable Mayor and Members of the City Council City of Schertz, Texas Independent Auditor's Report on Internal Control Structure Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards We have audited the general purpose financial statements of the City of Schertz, Texas, as of and for the year ended September 30, 1997, and have issued our report thereon dated December 23, 1997. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. The management of the City of Schertz, Texas, is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. The objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of financial statements in accordance with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may nevertheless occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that procedures may become inadequate because of changes in conditions or that the effectiveness of the design and operation of policies and procedures may deteriorate. In planning and performing our audit of the general purpose financial statements of the City of Schertz, Texas, for the year ended September 30, 1997, we obtained an understanding of the internal control structure. With respect to the internal control structure, we obtained an understanding of the design of relevant policies and procedures and whether they have been placed in operation, and we assessed control risk in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements and not to provide an opinion on the internal control structure. Accordingly, we do not express such an opinion. R. LARRY THOMPSON. C.P.A. / PAUL E. WILLIAMS, C.P.A. / JAMES L. BIEDIGER, JR., C.P.A. / C. TED KASTOR. C.P.A. / CHARLIE E. YOUNG, JR., C.P.A JOHN LEIF. C.P.A. / H. LEE SCHWARTZMAN. C.P.A. / F. GLENN CRAVEY, C.P.A. / FRED J. TIMMONS, C.P.A. / JOHN W. GREEN. C.P.A. JAMES T. McCARTY, C.P.A. (RETIRED) 95 (This Page Intentionally Left Blank) 96 Independent Auditor's Report on Internal Control Structure Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards (Continued) Reportable conditions involve matters coming to our attention relating to significant deficiencies in the design or operation of the internal control structure that, in our judgment, could adversely affect the entity's ability to record, process, summarize, and report financial statements. A material weakness is a reportable condition in which the design or operation of one or more of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the general purpose financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control structure and its operations that we consider to be material weaknesses as defined above. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses as defined above. This report is intended for the information of the City of Schertz, Texas' management and city council. However, this report is a matter of public record, and its distribution is not limited. San Antonio, Texas December 23, 1997 u6� Certified Public Accountants 97 (This Page Intentionally Left Blank) 98 NORTH TOWER 800 N.W. LOOP 410, SUITE 30ON SAN ANTONIO. TEXAS 78216 -5611 210/341 -2581 FAX 210/341 -2588 The Honorable Mayor and Members of the City Council City of Schertz, Texas Thompson, Williams, Biediger, K for Young, L.C. CERTIFIED PUBLIC ACCOUNTANTS MEMBERS AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS Independent Auditor's Report on Compliance Based on an Audit of General Purpose Financial Statements Performed in Accordance with Government Auditing Standards We have audited the general purpose financial statements of the City of Schertz, Texas, as of and for the year ended September 30, 1997, and have issued our report thereon dated December 23, 1997. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. Compliance with laws, regulations, contracts, and grants applicable to the City of Schertz, Texas, is the responsibility of the City's management. As part of obtaining reasonable assurance about whether the financial statements are free of material misstatement, we performed tests of the City's compliance with certain provisions of laws, regulations, contracts, and grants. However, the objective of our audit of the general purpose financial statements was not to provide an opinion on overall compliance with such provisions. Accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. This report is intended for the information of the City of Schertz, Texas' management and city council. However, this report is a matter of public record and its distribution is not limited. Certified Public Accountants San Antonio, Texas December 23, 1997 R. LARRY THOMPSON. C.P.A. / PAUL E. WILLIAMS, C.P.A. / JAMES L. BIEDIGER, JR., C.P.A. / C. TED KASTOR, C.P.A. / CHARLIE E. YOUNG, JR.. C.P.A. JOHN LEIF, C.P.A. / H. LEE SCHWARTZMAN, C.P.A. / F. GLENN CRAVEY C.P.A. / FRED J. TIMMONS, C.P.A. / JOHN W. GREEN, C.P.A. 99 JAMES T. McCARTY C.P.A. (RETIRED)